LOCKERMAN FINANCIAL GROUP, INC.

PrivateCIK: 1906539
Location

NEWPORT BEACH, CA

90
Positions
$65.43M
Total AUM (reported)
1.01M
Total Shares

Allocation by class

TOTAL AUM$65.43M90 positions
TR UNIT$4.82M7.4%
BETABUILDRS US$4.27M6.5%
COM$4.13M6.3%
CORE S&P500 ETF$3.03M4.6%
ST STR SECTO ETF$2.91M4.5%
STATE STREET US$2.86M4.4%
ACTIVE BOND ETF$2.51M3.8%

Portfolio Concentration

Top 318.5%4–1023.8%11–2521.9%Rest35.8%TOP 1042.4%0%100%
Top 3$12.12M18.5%
4–10$15.59M23.8%
11–25$14.33M21.9%
Rest$23.39M35.8%

Top 3 weight

18.5%

Top 10 weight

42.4%

Voting Authority Distribution

Total shares with voting rights: 1.01M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

1.01M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole15
Shared0
Other75
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings90
Rows:

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares6.46K
TypeSH
Market value$4.82M
7.37%
Sole
0.00
Shared
0.00
None
6.46K

J P MORGAN EXCHANGE TRADED F

DFND
BETABUILDRS US
Shares31.73K
TypeSH
Market value$4.27M
6.53%
Sole
0.00
Shared
0.00
None
31.73K

ISHARES TR

DFND
CORE S&P500 ETF
Shares4.04K
TypeSH
Market value$3.03M
4.63%
Sole
0.00
Shared
0.00
None
4.04K

SSGA ACTIVE TR

DFND
ST STR SECTO ETF
Shares113.53K
TypeSH
Market value$2.91M
4.45%
Sole
0.00
Shared
0.00
None
113.53K

SSGA ACTIVE TR

DFND
STATE STREET US
Shares44.09K
TypeSH
Market value$2.86M
4.37%
Sole
0.00
Shared
0.00
None
44.09K

J P MORGAN EXCHANGE TRADED F

DFND
ACTIVE BOND ETF
Shares46.84K
TypeSH
Market value$2.51M
3.83%
Sole
0.00
Shared
0.00
None
46.84K

SPDR INDEX SHS FDS

DFND
ST PORT MARK ETF
Shares44.85K
TypeSH
Market value$2.32M
3.55%
Sole
0.00
Shared
0.00
None
44.85K

J P MORGAN EXCHANGE TRADED F

DFND
INTRNL RES EQT
Shares20.96K
TypeSH
Market value$1.73M
2.64%
Sole
0.00
Shared
0.00
None
20.96K

SPDR INDEX SHS FDS

DFND
ST STR PO EX ETF
Shares34.23K
TypeSH
Market value$1.72M
2.64%
Sole
0.00
Shared
0.00
None
34.23K

SPDR SERIES TRUST

DFND
ST BLOO HIGH ETF
Shares15.92K
TypeSH
Market value$1.53M
2.34%
Sole
0.00
Shared
0.00
None
15.92K

ISHARES TR

DFND
CORE UNIVRSL USD
Shares32.63K
TypeSH
Market value$1.51M
2.30%
Sole
0.00
Shared
0.00
None
32.63K

J P MORGAN EXCHANGE TRADED F

DFND
US RESEARCH ENHN
Shares20.75K
TypeSH
Market value$1.39M
2.13%
Sole
0.00
Shared
0.00
None
20.75K

SPDR SERIES TRUST

DFND
STATE STRET SPDR
Shares35.44K
TypeSH
Market value$1.18M
1.81%
Sole
0.00
Shared
0.00
None
35.44K

J P MORGAN EXCHANGE TRADED F

SOLE
MUNICIPAL ETF
Shares20.24K
TypeSH
Market value$1.03M
1.57%
Sole
0.00
Shared
0.00
None
20.24K

ISHARES TR

DFND
S&P 500 GRWT ETF
Shares7.15K
TypeSH
Market value$983.6K
1.50%
Sole
0.00
Shared
0.00
None
7.15K

SPDR SERIES TRUST

SOLE
ST STR P500ETF
Shares11.17K
TypeSH
Market value$982.0K
1.50%
Sole
0.00
Shared
0.00
None
11.17K

SPDR SERIES TRUST

SOLE
ST STR SP600 SML
Shares17.01K
TypeSH
Market value$981.2K
1.50%
Sole
0.00
Shared
0.00
None
17.01K

VANGUARD MUN BD FDS

DFND
TAX EXEMPT BD
Shares19.04K
TypeSH
Market value$963.0K
1.47%
Sole
0.00
Shared
0.00
None
19.04K

BLACKROCK ETF TRUST

DFND
ISHARES US EQUIT
Shares13.81K
TypeSH
Market value$939.1K
1.44%
Sole
0.00
Shared
0.00
None
13.81K

SPDR SERIES TRUST

DFND
ST LON TREAS ETF
Shares34.85K
TypeSH
Market value$914.0K
1.40%
Sole
0.00
Shared
0.00
None
34.85K

ISHARES TR

DFND
S&P 500 VAL ETF
Shares3.56K
TypeSH
Market value$808.4K
1.24%
Sole
0.00
Shared
0.00
None
3.56K

ISHARES TR

DFND
INVT GRAD SY ETF
Shares14.85K
TypeSH
Market value$669.9K
1.02%
Sole
0.00
Shared
0.00
None
14.85K

SPDR SERIES TRUST

DFND
ST STR P400MID
Shares9.82K
TypeSH
Market value$663.3K
1.01%
Sole
0.00
Shared
0.00
None
9.82K

SPDR SERIES TRUST

DFND
ST STR USD ETF
Shares25.83K
TypeSH
Market value$657.2K
1.00%
Sole
0.00
Shared
0.00
None
25.83K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares956.00
TypeSH
Market value$656.5K
1.00%
Sole
0.00
Shared
0.00
None
956.00
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