Filed: 1/18/2024ACC: 0001085146-24-000309
📋 What this filing means
LOCKERMAN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 87 equity positions with a total reported market value of $43.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
87
Positions
$43.25M
Total AUM (reported)
580.69K
Total Shares
Allocation by class
COM$17.48M40.4%
TR UNIT$4.20M9.7%
CORE S&P SCP ETF$1.56M3.6%
BETABUILDERS US$1.31M3.0%
BETABUILDRS US$1.23M2.8%
NUVEEN ESG US$1.17M2.7%
NUVEEN ESG LRGCP$1.03M2.4%
Portfolio Concentration
Top 3$7.44M17.2%
4–10$8.33M19.3%
11–25$9.52M22.0%
Rest$17.96M41.5%
Top 3 weight
17.2%
Top 10 weight
36.5%
Voting Authority Distribution
Total shares with voting rights: 580.69K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
580.69K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole5
Shared0
Other82
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings87
Rows:
SPDR S&P 500 ETF TR
DFNDShares8.83K
TypeSH
Market value$4.20M
9.71%
Sole
0.00
Shared
0.00
None
8.83K
MASIMO CORP
SOLEShares14.40K
TypeSH
Market value$1.69M
3.90%
Sole
0.00
Shared
0.00
None
14.40K
ISHARES TR
DFNDShares14.37K
TypeSH
Market value$1.56M
3.60%
Sole
0.00
Shared
0.00
None
14.37K
MICROSOFT CORP
DFNDShares3.62K
TypeSH
Market value$1.36M
3.15%
Sole
0.00
Shared
0.00
None
3.62K
APPLE INC
DFNDShares7K
TypeSH
Market value$1.35M
3.12%
Sole
0.00
Shared
0.00
None
7K
J P MORGAN EXCHANGE TRADED F
DFNDShares28.08K
TypeSH
Market value$1.31M
3.02%
Sole
0.00
Shared
0.00
None
28.08K
J P MORGAN EXCHANGE TRADED F
DFNDShares14.27K
TypeSH
Market value$1.23M
2.83%
Sole
0.00
Shared
0.00
None
14.27K
NUSHARES ETF TR
DFNDShares52.47K
TypeSH
Market value$1.17M
2.70%
Sole
0.00
Shared
0.00
None
52.47K
NUSHARES ETF TR
DFNDShares14.78K
TypeSH
Market value$1.03M
2.37%
Sole
0.00
Shared
0.00
None
14.78K
VANGUARD MUN BD FDS
DFNDShares17.57K
TypeSH
Market value$896.7K
2.07%
Sole
0.00
Shared
0.00
None
17.57K
ISHARES TR
DFNDShares1.80K
TypeSH
Market value$859.3K
1.99%
Sole
0.00
Shared
0.00
None
1.80K
NUSHARES ETF TR
DFNDShares22.92K
TypeSH
Market value$822.9K
1.90%
Sole
0.00
Shared
0.00
None
22.92K
NUSHARES ETF TR
DFNDShares24.17K
TypeSH
Market value$711.1K
1.64%
Sole
0.00
Shared
0.00
None
24.17K
NORTHROP GRUMMAN CORP
SOLEShares1.51K
TypeSH
Market value$709.2K
1.64%
Sole
0.00
Shared
0.00
None
1.51K
FRANKLIN TEMPLETON ETF TR
DFNDShares31K
TypeSH
Market value$670.3K
1.55%
Sole
0.00
Shared
0.00
None
31K
SSGA ACTIVE TR
DFNDShares14.52K
TypeSH
Market value$664.6K
1.54%
Sole
0.00
Shared
0.00
None
14.52K
VANGUARD BD INDEX FDS
DFNDShares8.51K
TypeSH
Market value$625.6K
1.45%
Sole
0.00
Shared
0.00
None
8.51K
SPDR INDEX SHS FDS
DFNDShares17.89K
TypeSH
Market value$608.6K
1.41%
Sole
0.00
Shared
0.00
None
17.89K
PROCTER AND GAMBLE CO
DFNDShares4.04K
TypeSH
Market value$591.8K
1.37%
Sole
0.00
Shared
0.00
None
4.04K
PROLOGIS INC.
DFNDShares4.40K
TypeSH
Market value$586.8K
1.36%
Sole
0.00
Shared
0.00
None
4.40K
AMAZON COM INC
DFNDShares3.82K
TypeSH
Market value$580.4K
1.34%
Sole
0.00
Shared
0.00
None
3.82K
JPMORGAN CHASE & CO
DFNDShares3.33K
TypeSH
Market value$565.9K
1.31%
Sole
0.00
Shared
0.00
None
3.33K
J P MORGAN EXCHANGE TRADED F
SOLEShares9.35K
TypeSH
Market value$546.3K
1.26%
Sole
0.00
Shared
0.00
None
9.35K
UNITEDHEALTH GROUP INC
DFNDShares925.00
TypeSH
Market value$487.0K
1.13%
Sole
0.00
Shared
0.00
None
925.00
ALPHABET INC
DFNDShares3.47K
TypeSH
Market value$485.3K
1.12%
Sole
0.00
Shared
0.00
None
3.47K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 8.83K | SH | $4.20M 9.71% | 0.00 | 0.00 | 8.83K |
MASIMO CORPSOLE | COM | 14.40K | SH | $1.69M 3.90% | 0.00 | 0.00 | 14.40K |
ISHARES TRDFND | CORE S&P SCP ETF | 14.37K | SH | $1.56M 3.60% | 0.00 | 0.00 | 14.37K |
MICROSOFT CORPDFND | COM | 3.62K | SH | $1.36M 3.15% | 0.00 | 0.00 | 3.62K |
APPLE INCDFND | COM | 7K | SH | $1.35M 3.12% | 0.00 | 0.00 | 7K |
J P MORGAN EXCHANGE TRADED FDFND | BETABUILDERS US | 28.08K | SH | $1.31M 3.02% | 0.00 | 0.00 | 28.08K |
J P MORGAN EXCHANGE TRADED FDFND | BETABUILDRS US | 14.27K | SH | $1.23M 2.83% | 0.00 | 0.00 | 14.27K |
NUSHARES ETF TRDFND | NUVEEN ESG US | 52.47K | SH | $1.17M 2.70% | 0.00 | 0.00 | 52.47K |
NUSHARES ETF TRDFND | NUVEEN ESG LRGCP | 14.78K | SH | $1.03M 2.37% | 0.00 | 0.00 | 14.78K |
VANGUARD MUN BD FDSDFND | TAX EXEMPT BD | 17.57K | SH | $896.7K 2.07% | 0.00 | 0.00 | 17.57K |
ISHARES TRDFND | CORE S&P500 ETF | 1.80K | SH | $859.3K 1.99% | 0.00 | 0.00 | 1.80K |
NUSHARES ETF TRDFND | NUVEEN ESG LRGVL | 22.92K | SH | $822.9K 1.90% | 0.00 | 0.00 | 22.92K |
NUSHARES ETF TRDFND | NUVEEN ESG INTL | 24.17K | SH | $711.1K 1.64% | 0.00 | 0.00 | 24.17K |
NORTHROP GRUMMAN CORPSOLE | COM | 1.51K | SH | $709.2K 1.64% | 0.00 | 0.00 | 1.51K |
FRANKLIN TEMPLETON ETF TRDFND | US CORE BOND ETF | 31K | SH | $670.3K 1.55% | 0.00 | 0.00 | 31K |
SSGA ACTIVE TRDFND | SPDR SSGA US SCT | 14.52K | SH | $664.6K 1.54% | 0.00 | 0.00 | 14.52K |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 8.51K | SH | $625.6K 1.45% | 0.00 | 0.00 | 8.51K |
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 17.89K | SH | $608.6K 1.41% | 0.00 | 0.00 | 17.89K |
PROCTER AND GAMBLE CODFND | COM | 4.04K | SH | $591.8K 1.37% | 0.00 | 0.00 | 4.04K |
PROLOGIS INC.DFND | COM | 4.40K | SH | $586.8K 1.36% | 0.00 | 0.00 | 4.40K |
AMAZON COM INCDFND | COM | 3.82K | SH | $580.4K 1.34% | 0.00 | 0.00 | 3.82K |
JPMORGAN CHASE & CODFND | COM | 3.33K | SH | $565.9K 1.31% | 0.00 | 0.00 | 3.33K |
J P MORGAN EXCHANGE TRADED FSOLE | INTRNL RES EQT | 9.35K | SH | $546.3K 1.26% | 0.00 | 0.00 | 9.35K |
UNITEDHEALTH GROUP INCDFND | COM | 925.00 | SH | $487.0K 1.13% | 0.00 | 0.00 | 925.00 |
ALPHABET INCDFND | CAP STK CL A | 3.47K | SH | $485.3K 1.12% | 0.00 | 0.00 | 3.47K |
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