Filed: 10/19/2023ACC: 0001085146-23-003829
📋 What this filing means
LOCKERMAN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 79 equity positions with a total reported market value of $37.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
79
Positions
$37.18M
Total AUM (reported)
545.71K
Total Shares
Allocation by class
COM$15.11M40.6%
TR UNIT$3.56M9.6%
BETABUILDERS US$1.66M4.5%
CORE S&P SCP ETF$1.36M3.7%
NUVEEN ESG US$1.12M3.0%
NUVEEN ESG LRGCP$883.1K2.4%
TAX EXEMPT BD$827.2K2.2%
Portfolio Concentration
Top 3$6.58M17.7%
4–10$7.19M19.3%
11–25$8.38M22.5%
Rest$15.03M40.4%
Top 3 weight
17.7%
Top 10 weight
37.0%
Voting Authority Distribution
Total shares with voting rights: 545.71K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
545.71K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole11
Shared0
Other68
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings79
Rows:
SPDR S&P 500 ETF TR
DFNDShares8.34K
TypeSH
Market value$3.56M
9.58%
Sole
0.00
Shared
0.00
None
8.34K
J P MORGAN EXCHANGE TRADED F
DFNDShares37.49K
TypeSH
Market value$1.66M
4.46%
Sole
0.00
Shared
0.00
None
37.49K
ISHARES TR
DFNDShares14.39K
TypeSH
Market value$1.36M
3.65%
Sole
0.00
Shared
0.00
None
14.39K
MASIMO CORP
SOLEShares14.40K
TypeSH
Market value$1.26M
3.40%
Sole
0.00
Shared
0.00
None
14.40K
APPLE INC
DFNDShares6.96K
TypeSH
Market value$1.19M
3.20%
Sole
0.00
Shared
0.00
None
6.96K
MICROSOFT CORP
SOLEShares3.56K
TypeSH
Market value$1.12M
3.02%
Sole
0.00
Shared
0.00
None
3.56K
NUSHARES ETF TR
DFNDShares53K
TypeSH
Market value$1.12M
3.01%
Sole
0.00
Shared
0.00
None
53K
NUSHARES ETF TR
SOLEShares14.73K
TypeSH
Market value$883.1K
2.38%
Sole
0.00
Shared
0.00
None
14.73K
VANGUARD MUN BD FDS
DFNDShares17.20K
TypeSH
Market value$827.2K
2.23%
Sole
0.00
Shared
0.00
None
17.20K
NUSHARES ETF TR
SOLEShares23.26K
TypeSH
Market value$781.4K
2.10%
Sole
0.00
Shared
0.00
None
23.26K
J P MORGAN EXCHANGE TRADED F
DFNDShares10.09K
TypeSH
Market value$777.9K
2.09%
Sole
0.00
Shared
0.00
None
10.09K
ISHARES TR
DFNDShares1.60K
TypeSH
Market value$687.6K
1.85%
Sole
0.00
Shared
0.00
None
1.60K
NORTHROP GRUMMAN CORP
SOLEShares1.51K
TypeSH
Market value$666.9K
1.79%
Sole
0.00
Shared
0.00
None
1.51K
FRANKLIN TEMPLETON ETF TR
DFNDShares32.45K
TypeSH
Market value$665.5K
1.79%
Sole
0.00
Shared
0.00
None
32.45K
NUSHARES ETF TR
DFNDShares23.98K
TypeSH
Market value$655.1K
1.76%
Sole
0.00
Shared
0.00
None
23.98K
PROCTER AND GAMBLE CO
SOLEShares4.08K
TypeSH
Market value$595.7K
1.60%
Sole
0.00
Shared
0.00
None
4.08K
VANGUARD BD INDEX FDS
DFNDShares7.77K
TypeSH
Market value$541.9K
1.46%
Sole
0.00
Shared
0.00
None
7.77K
J P MORGAN EXCHANGE TRADED F
SOLEShares9.57K
TypeSH
Market value$520.6K
1.40%
Sole
0.00
Shared
0.00
None
9.57K
JPMORGAN CHASE & CO
DFNDShares3.35K
TypeSH
Market value$485.8K
1.31%
Sole
0.00
Shared
0.00
None
3.35K
PROLOGIS INC.
DFNDShares4.32K
TypeSH
Market value$484.2K
1.30%
Sole
0.00
Shared
0.00
None
4.32K
SSGA ACTIVE TR
DFNDShares11.46K
TypeSH
Market value$473.1K
1.27%
Sole
0.00
Shared
0.00
None
11.46K
AMAZON COM INC
DFNDShares3.68K
TypeSH
Market value$467.3K
1.26%
Sole
0.00
Shared
0.00
None
3.68K
ALPHABET INC
DFNDShares3.47K
TypeSH
Market value$454.0K
1.22%
Sole
0.00
Shared
0.00
None
3.47K
UNITEDHEALTH GROUP INC
DFNDShares896.00
TypeSH
Market value$451.8K
1.22%
Sole
0.00
Shared
0.00
None
896.00
ISHARES TR
DFNDShares4.58K
TypeSH
Market value$450.5K
1.21%
Sole
0.00
Shared
0.00
None
4.58K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 8.34K | SH | $3.56M 9.58% | 0.00 | 0.00 | 8.34K |
J P MORGAN EXCHANGE TRADED FDFND | BETABUILDERS US | 37.49K | SH | $1.66M 4.46% | 0.00 | 0.00 | 37.49K |
ISHARES TRDFND | CORE S&P SCP ETF | 14.39K | SH | $1.36M 3.65% | 0.00 | 0.00 | 14.39K |
MASIMO CORPSOLE | COM | 14.40K | SH | $1.26M 3.40% | 0.00 | 0.00 | 14.40K |
APPLE INCDFND | COM | 6.96K | SH | $1.19M 3.20% | 0.00 | 0.00 | 6.96K |
MICROSOFT CORPSOLE | COM | 3.56K | SH | $1.12M 3.02% | 0.00 | 0.00 | 3.56K |
NUSHARES ETF TRDFND | NUVEEN ESG US | 53K | SH | $1.12M 3.01% | 0.00 | 0.00 | 53K |
NUSHARES ETF TRSOLE | NUVEEN ESG LRGCP | 14.73K | SH | $883.1K 2.38% | 0.00 | 0.00 | 14.73K |
VANGUARD MUN BD FDSDFND | TAX EXEMPT BD | 17.20K | SH | $827.2K 2.23% | 0.00 | 0.00 | 17.20K |
NUSHARES ETF TRSOLE | NUVEEN ESG LRGVL | 23.26K | SH | $781.4K 2.10% | 0.00 | 0.00 | 23.26K |
J P MORGAN EXCHANGE TRADED FDFND | BETABUILDRS US | 10.09K | SH | $777.9K 2.09% | 0.00 | 0.00 | 10.09K |
ISHARES TRDFND | CORE S&P500 ETF | 1.60K | SH | $687.6K 1.85% | 0.00 | 0.00 | 1.60K |
NORTHROP GRUMMAN CORPSOLE | COM | 1.51K | SH | $666.9K 1.79% | 0.00 | 0.00 | 1.51K |
FRANKLIN TEMPLETON ETF TRDFND | US CORE BOND ETF | 32.45K | SH | $665.5K 1.79% | 0.00 | 0.00 | 32.45K |
NUSHARES ETF TRDFND | NUVEEN ESG INTL | 23.98K | SH | $655.1K 1.76% | 0.00 | 0.00 | 23.98K |
PROCTER AND GAMBLE COSOLE | COM | 4.08K | SH | $595.7K 1.60% | 0.00 | 0.00 | 4.08K |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 7.77K | SH | $541.9K 1.46% | 0.00 | 0.00 | 7.77K |
J P MORGAN EXCHANGE TRADED FSOLE | INTRNL RES EQT | 9.57K | SH | $520.6K 1.40% | 0.00 | 0.00 | 9.57K |
JPMORGAN CHASE & CODFND | COM | 3.35K | SH | $485.8K 1.31% | 0.00 | 0.00 | 3.35K |
PROLOGIS INC.DFND | COM | 4.32K | SH | $484.2K 1.30% | 0.00 | 0.00 | 4.32K |
SSGA ACTIVE TRDFND | SPDR SSGA US SCT | 11.46K | SH | $473.1K 1.27% | 0.00 | 0.00 | 11.46K |
AMAZON COM INCDFND | COM | 3.68K | SH | $467.3K 1.26% | 0.00 | 0.00 | 3.68K |
ALPHABET INCDFND | CAP STK CL A | 3.47K | SH | $454.0K 1.22% | 0.00 | 0.00 | 3.47K |
UNITEDHEALTH GROUP INCDFND | COM | 896.00 | SH | $451.8K 1.22% | 0.00 | 0.00 | 896.00 |
ISHARES TRDFND | 10-20 YR TRS ETF | 4.58K | SH | $450.5K 1.21% | 0.00 | 0.00 | 4.58K |
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