Filed: 7/20/2023ACC: 0001085146-23-002773
📋 What this filing means
LOCKERMAN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $36.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$36.00M
Total AUM (reported)
456.10K
Total Shares
Allocation by class
COM$16.88M46.9%
TR UNIT$3.44M9.6%
CORE S&P SCP ETF$1.43M4.0%
NUVEEN ESG US$1.18M3.3%
INTRNL RES EQT$1.06M2.9%
NUVEEN ESG LRGCP$936.3K2.6%
NUVEEN ESG LRGVL$834.0K2.3%
Portfolio Concentration
Top 3$7.24M20.1%
4–10$7.37M20.5%
11–25$8.19M22.7%
Rest$13.20M36.7%
Top 3 weight
20.1%
Top 10 weight
40.6%
Voting Authority Distribution
Total shares with voting rights: 456.10K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
456.10K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole16
Shared0
Other58
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings74
Rows:
SPDR S&P 500 ETF TR
DFNDShares7.76K
TypeSH
Market value$3.44M
9.56%
Sole
0.00
Shared
0.00
None
7.76K
MASIMO CORP
SOLEShares14.40K
TypeSH
Market value$2.37M
6.58%
Sole
0.00
Shared
0.00
None
14.40K
ISHARES TR
DFNDShares14.39K
TypeSH
Market value$1.43M
3.98%
Sole
0.00
Shared
0.00
None
14.39K
APPLE INC
DFNDShares6.91K
TypeSH
Market value$1.34M
3.72%
Sole
0.00
Shared
0.00
None
6.91K
MICROSOFT CORP
DFNDShares3.60K
TypeSH
Market value$1.23M
3.40%
Sole
0.00
Shared
0.00
None
3.60K
NUSHARES ETF TR
SOLEShares53.49K
TypeSH
Market value$1.18M
3.27%
Sole
0.00
Shared
0.00
None
53.49K
J P MORGAN EXCHANGE TRADED F
SOLEShares18.56K
TypeSH
Market value$1.06M
2.94%
Sole
0.00
Shared
0.00
None
18.56K
NUSHARES ETF TR
DFNDShares15.05K
TypeSH
Market value$936.3K
2.60%
Sole
0.00
Shared
0.00
None
15.05K
NUSHARES ETF TR
SOLEShares24.07K
TypeSH
Market value$834.0K
2.32%
Sole
0.00
Shared
0.00
None
24.07K
ISHARES TR
SOLEShares1.80K
TypeSH
Market value$801.9K
2.23%
Sole
0.00
Shared
0.00
None
1.80K
PROCTER AND GAMBLE CO
SOLEShares4.83K
TypeSH
Market value$732.9K
2.04%
Sole
0.00
Shared
0.00
None
4.83K
NUSHARES ETF TR
DFNDShares24.55K
TypeSH
Market value$711.1K
1.98%
Sole
0.00
Shared
0.00
None
24.55K
NORTHROP GRUMMAN CORP
SOLEShares1.52K
TypeSH
Market value$691.9K
1.92%
Sole
0.00
Shared
0.00
None
1.52K
FRANKLIN TEMPLETON ETF TR
DFNDShares32.17K
TypeSH
Market value$688.4K
1.91%
Sole
0.00
Shared
0.00
None
32.17K
VANGUARD MUN BD FDS
DFNDShares12.74K
TypeSH
Market value$640.0K
1.78%
Sole
0.00
Shared
0.00
None
12.74K
VANGUARD BD INDEX FDS
SOLEShares8.35K
TypeSH
Market value$606.7K
1.69%
Sole
0.00
Shared
0.00
None
8.35K
PROLOGIS INC.
DFNDShares4.32K
TypeSH
Market value$530.0K
1.47%
Sole
0.00
Shared
0.00
None
4.32K
VANGUARD BD INDEX FDS
SOLEShares6.96K
TypeSH
Market value$526.1K
1.46%
Sole
0.00
Shared
0.00
None
6.96K
JPMORGAN CHASE & CO
DFNDShares3.33K
TypeSH
Market value$484.0K
1.34%
Sole
0.00
Shared
0.00
None
3.33K
AMAZON COM INC
DFNDShares3.64K
TypeSH
Market value$474.3K
1.32%
Sole
0.00
Shared
0.00
None
3.64K
COCA COLA CO
DFNDShares7.38K
TypeSH
Market value$444.4K
1.23%
Sole
0.00
Shared
0.00
None
7.38K
JOHNSON & JOHNSON
DFNDShares2.64K
TypeSH
Market value$437.1K
1.21%
Sole
0.00
Shared
0.00
None
2.64K
UNITEDHEALTH GROUP INC
DFNDShares878.00
TypeSH
Market value$422.0K
1.17%
Sole
0.00
Shared
0.00
None
878.00
ALPHABET INC
DFNDShares3.40K
TypeSH
Market value$407.5K
1.13%
Sole
0.00
Shared
0.00
None
3.40K
NUSHARES ETF TR
DFNDShares19K
TypeSH
Market value$390.7K
1.09%
Sole
0.00
Shared
0.00
None
19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 7.76K | SH | $3.44M 9.56% | 0.00 | 0.00 | 7.76K |
MASIMO CORPSOLE | COM | 14.40K | SH | $2.37M 6.58% | 0.00 | 0.00 | 14.40K |
ISHARES TRDFND | CORE S&P SCP ETF | 14.39K | SH | $1.43M 3.98% | 0.00 | 0.00 | 14.39K |
APPLE INCDFND | COM | 6.91K | SH | $1.34M 3.72% | 0.00 | 0.00 | 6.91K |
MICROSOFT CORPDFND | COM | 3.60K | SH | $1.23M 3.40% | 0.00 | 0.00 | 3.60K |
NUSHARES ETF TRSOLE | NUVEEN ESG US | 53.49K | SH | $1.18M 3.27% | 0.00 | 0.00 | 53.49K |
J P MORGAN EXCHANGE TRADED FSOLE | INTRNL RES EQT | 18.56K | SH | $1.06M 2.94% | 0.00 | 0.00 | 18.56K |
NUSHARES ETF TRDFND | NUVEEN ESG LRGCP | 15.05K | SH | $936.3K 2.60% | 0.00 | 0.00 | 15.05K |
NUSHARES ETF TRSOLE | NUVEEN ESG LRGVL | 24.07K | SH | $834.0K 2.32% | 0.00 | 0.00 | 24.07K |
ISHARES TRSOLE | CORE S&P500 ETF | 1.80K | SH | $801.9K 2.23% | 0.00 | 0.00 | 1.80K |
PROCTER AND GAMBLE COSOLE | COM | 4.83K | SH | $732.9K 2.04% | 0.00 | 0.00 | 4.83K |
NUSHARES ETF TRDFND | NUVEEN ESG INTL | 24.55K | SH | $711.1K 1.98% | 0.00 | 0.00 | 24.55K |
NORTHROP GRUMMAN CORPSOLE | COM | 1.52K | SH | $691.9K 1.92% | 0.00 | 0.00 | 1.52K |
FRANKLIN TEMPLETON ETF TRDFND | US CORE BOND ETF | 32.17K | SH | $688.4K 1.91% | 0.00 | 0.00 | 32.17K |
VANGUARD MUN BD FDSDFND | TAX EXEMPT BD | 12.74K | SH | $640.0K 1.78% | 0.00 | 0.00 | 12.74K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 8.35K | SH | $606.7K 1.69% | 0.00 | 0.00 | 8.35K |
PROLOGIS INC.DFND | COM | 4.32K | SH | $530.0K 1.47% | 0.00 | 0.00 | 4.32K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 6.96K | SH | $526.1K 1.46% | 0.00 | 0.00 | 6.96K |
JPMORGAN CHASE & CODFND | COM | 3.33K | SH | $484.0K 1.34% | 0.00 | 0.00 | 3.33K |
AMAZON COM INCDFND | COM | 3.64K | SH | $474.3K 1.32% | 0.00 | 0.00 | 3.64K |
COCA COLA CODFND | COM | 7.38K | SH | $444.4K 1.23% | 0.00 | 0.00 | 7.38K |
JOHNSON & JOHNSONDFND | COM | 2.64K | SH | $437.1K 1.21% | 0.00 | 0.00 | 2.64K |
UNITEDHEALTH GROUP INCDFND | COM | 878.00 | SH | $422.0K 1.17% | 0.00 | 0.00 | 878.00 |
ALPHABET INCDFND | CAP STK CL A | 3.40K | SH | $407.5K 1.13% | 0.00 | 0.00 | 3.40K |
NUSHARES ETF TRDFND | ESG HI TLD CRP | 19K | SH | $390.7K 1.09% | 0.00 | 0.00 | 19K |
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