Filed: 5/10/2023ACC: 0001085146-23-002203
📋 What this filing means
LOCKERMAN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 73 equity positions with a total reported market value of $36.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
73
Positions
$36.33M
Total AUM (reported)
505.46K
Total Shares
Allocation by class
COM$16.57M45.6%
TR UNIT$3.03M8.3%
CORE S&P SCP ETF$1.35M3.7%
NUVEEN ESG US$1.34M3.7%
NUVEEN ESG LRGVL$1.09M3.0%
NUVEEN ESG LRGCP$1.07M3.0%
SHORT TRM BOND$995.8K2.7%
Portfolio Concentration
Top 3$7.03M19.4%
4–10$7.64M21.0%
11–25$8.67M23.9%
Rest$12.99M35.8%
Top 3 weight
19.4%
Top 10 weight
40.4%
Voting Authority Distribution
Total shares with voting rights: 505.46K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
505.46K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole10
Shared0
Other63
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings73
Rows:
SPDR S&P 500 ETF TR
DFNDShares7.39K
TypeSH
Market value$3.03M
8.33%
Sole
0.00
Shared
0.00
None
7.39K
MASIMO CORP
SOLEShares14.40K
TypeSH
Market value$2.66M
7.31%
Sole
0.00
Shared
0.00
None
14.40K
ISHARES TR
DFNDShares13.94K
TypeSH
Market value$1.35M
3.71%
Sole
0.00
Shared
0.00
None
13.94K
NUSHARES ETF TR
SOLEShares59.90K
TypeSH
Market value$1.34M
3.69%
Sole
0.00
Shared
0.00
None
59.90K
APPLE INC
DFNDShares6.79K
TypeSH
Market value$1.12M
3.08%
Sole
0.00
Shared
0.00
None
6.79K
NUSHARES ETF TR
DFNDShares32.10K
TypeSH
Market value$1.09M
3.01%
Sole
0.00
Shared
0.00
None
32.10K
NUSHARES ETF TR
SOLEShares19.27K
TypeSH
Market value$1.07M
2.96%
Sole
0.00
Shared
0.00
None
19.27K
MICROSOFT CORP
DFNDShares3.60K
TypeSH
Market value$1.04M
2.86%
Sole
0.00
Shared
0.00
None
3.60K
VANGUARD BD INDEX FDS
DFNDShares13.02K
TypeSH
Market value$995.8K
2.74%
Sole
0.00
Shared
0.00
None
13.02K
J P MORGAN EXCHANGE TRADED F
SOLEShares17.75K
TypeSH
Market value$977.4K
2.69%
Sole
0.00
Shared
0.00
None
17.75K
NUSHARES ETF TR
DFNDShares32.17K
TypeSH
Market value$904.7K
2.49%
Sole
0.00
Shared
0.00
None
32.17K
ISHARES TR
DFNDShares1.91K
TypeSH
Market value$784.4K
2.16%
Sole
0.00
Shared
0.00
None
1.91K
NORTHROP GRUMMAN CORP
SOLEShares1.54K
TypeSH
Market value$712.9K
1.96%
Sole
0.00
Shared
0.00
None
1.54K
PROCTER AND GAMBLE CO
SOLEShares4.78K
TypeSH
Market value$710.0K
1.95%
Sole
0.00
Shared
0.00
None
4.78K
FRANKLIN TEMPLETON ETF TR
DFNDShares32.53K
TypeSH
Market value$707.2K
1.95%
Sole
0.00
Shared
0.00
None
32.53K
VANGUARD MUN BD FDS
DFNDShares12.39K
TypeSH
Market value$627.5K
1.73%
Sole
0.00
Shared
0.00
None
12.39K
VANGUARD BD INDEX FDS
DFNDShares8.26K
TypeSH
Market value$609.9K
1.68%
Sole
0.00
Shared
0.00
None
8.26K
PROLOGIS INC.
DFNDShares4.12K
TypeSH
Market value$514.6K
1.42%
Sole
0.00
Shared
0.00
None
4.12K
ISHARES TR
DFNDShares4.19K
TypeSH
Market value$490.8K
1.35%
Sole
0.00
Shared
0.00
None
4.19K
NUSHARES ETF TR
DFNDShares23.05K
TypeSH
Market value$478.4K
1.32%
Sole
0.00
Shared
0.00
None
23.05K
COCA COLA CO
DFNDShares7.45K
TypeSH
Market value$462.2K
1.27%
Sole
0.00
Shared
0.00
None
7.45K
UNITEDHEALTH GROUP INC
DFNDShares934.00
TypeSH
Market value$441.4K
1.21%
Sole
0.00
Shared
0.00
None
934.00
JPMORGAN CHASE & CO
DFNDShares3.30K
TypeSH
Market value$429.5K
1.18%
Sole
0.00
Shared
0.00
None
3.30K
MERCK & CO INC
DFNDShares3.75K
TypeSH
Market value$399.2K
1.10%
Sole
0.00
Shared
0.00
None
3.75K
JOHNSON & JOHNSON
SOLEShares2.57K
TypeSH
Market value$397.7K
1.09%
Sole
0.00
Shared
0.00
None
2.57K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 7.39K | SH | $3.03M 8.33% | 0.00 | 0.00 | 7.39K |
MASIMO CORPSOLE | COM | 14.40K | SH | $2.66M 7.31% | 0.00 | 0.00 | 14.40K |
ISHARES TRDFND | CORE S&P SCP ETF | 13.94K | SH | $1.35M 3.71% | 0.00 | 0.00 | 13.94K |
NUSHARES ETF TRSOLE | NUVEEN ESG US | 59.90K | SH | $1.34M 3.69% | 0.00 | 0.00 | 59.90K |
APPLE INCDFND | COM | 6.79K | SH | $1.12M 3.08% | 0.00 | 0.00 | 6.79K |
NUSHARES ETF TRDFND | NUVEEN ESG LRGVL | 32.10K | SH | $1.09M 3.01% | 0.00 | 0.00 | 32.10K |
NUSHARES ETF TRSOLE | NUVEEN ESG LRGCP | 19.27K | SH | $1.07M 2.96% | 0.00 | 0.00 | 19.27K |
MICROSOFT CORPDFND | COM | 3.60K | SH | $1.04M 2.86% | 0.00 | 0.00 | 3.60K |
VANGUARD BD INDEX FDSDFND | SHORT TRM BOND | 13.02K | SH | $995.8K 2.74% | 0.00 | 0.00 | 13.02K |
J P MORGAN EXCHANGE TRADED FSOLE | INTRNL RES EQT | 17.75K | SH | $977.4K 2.69% | 0.00 | 0.00 | 17.75K |
NUSHARES ETF TRDFND | NUVEEN ESG INTL | 32.17K | SH | $904.7K 2.49% | 0.00 | 0.00 | 32.17K |
ISHARES TRDFND | CORE S&P500 ETF | 1.91K | SH | $784.4K 2.16% | 0.00 | 0.00 | 1.91K |
NORTHROP GRUMMAN CORPSOLE | COM | 1.54K | SH | $712.9K 1.96% | 0.00 | 0.00 | 1.54K |
PROCTER AND GAMBLE COSOLE | COM | 4.78K | SH | $710.0K 1.95% | 0.00 | 0.00 | 4.78K |
FRANKLIN TEMPLETON ETF TRDFND | US CORE BOND ETF | 32.53K | SH | $707.2K 1.95% | 0.00 | 0.00 | 32.53K |
VANGUARD MUN BD FDSDFND | TAX EXEMPT BD | 12.39K | SH | $627.5K 1.73% | 0.00 | 0.00 | 12.39K |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 8.26K | SH | $609.9K 1.68% | 0.00 | 0.00 | 8.26K |
PROLOGIS INC.DFND | COM | 4.12K | SH | $514.6K 1.42% | 0.00 | 0.00 | 4.12K |
ISHARES TRDFND | SELECT DIVID ETF | 4.19K | SH | $490.8K 1.35% | 0.00 | 0.00 | 4.19K |
NUSHARES ETF TRDFND | ESG HI TLD CRP | 23.05K | SH | $478.4K 1.32% | 0.00 | 0.00 | 23.05K |
COCA COLA CODFND | COM | 7.45K | SH | $462.2K 1.27% | 0.00 | 0.00 | 7.45K |
UNITEDHEALTH GROUP INCDFND | COM | 934.00 | SH | $441.4K 1.21% | 0.00 | 0.00 | 934.00 |
JPMORGAN CHASE & CODFND | COM | 3.30K | SH | $429.5K 1.18% | 0.00 | 0.00 | 3.30K |
MERCK & CO INCDFND | COM | 3.75K | SH | $399.2K 1.10% | 0.00 | 0.00 | 3.75K |
JOHNSON & JOHNSONSOLE | COM | 2.57K | SH | $397.7K 1.09% | 0.00 | 0.00 | 2.57K |
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