Filed: 2/8/2023ACC: 0001085146-23-000759
📋 What this filing means
LOCKERMAN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $34.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
71
Positions
$34.27M
Total AUM (reported)
498.95K
Total Shares
Allocation by class
COM$16.95M49.5%
TR UNIT$2.67M7.8%
CORE S&P SCP ETF$1.36M4.0%
NUVEEN ESG US$1.34M3.9%
NUVEEN ESG LRGVL$1.07M3.1%
NUVEEN ESG LRGCP$947.1K2.8%
INTRNL RES EQT$905.8K2.6%
Portfolio Concentration
Top 3$6.16M18.0%
4–10$6.91M20.2%
11–25$8.83M25.8%
Rest$12.37M36.1%
Top 3 weight
18.0%
Top 10 weight
38.1%
Voting Authority Distribution
Total shares with voting rights: 498.95K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
498.95K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole11
Shared0
Other60
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings71
Rows:
SPDR S&P 500 ETF TR
DFNDShares6.97K
TypeSH
Market value$2.67M
7.78%
Sole
0.00
Shared
0.00
None
6.97K
MASIMO CORP
SOLEShares14.40K
TypeSH
Market value$2.13M
6.22%
Sole
0.00
Shared
0.00
None
14.40K
ISHARES TR
DFNDShares14.40K
TypeSH
Market value$1.36M
3.98%
Sole
0.00
Shared
0.00
None
14.40K
NUSHARES ETF TR
DFNDShares61.42K
TypeSH
Market value$1.34M
3.90%
Sole
0.00
Shared
0.00
None
61.42K
NUSHARES ETF TR
SOLEShares31.31K
TypeSH
Market value$1.07M
3.13%
Sole
0.00
Shared
0.00
None
31.31K
NUSHARES ETF TR
DFNDShares19.37K
TypeSH
Market value$947.1K
2.76%
Sole
0.00
Shared
0.00
None
19.37K
J P MORGAN EXCHANGE TRADED F
DFNDShares18.09K
TypeSH
Market value$905.8K
2.64%
Sole
0.00
Shared
0.00
None
18.09K
VANGUARD BD INDEX FDS
DFNDShares11.97K
TypeSH
Market value$901.3K
2.63%
Sole
0.00
Shared
0.00
None
11.97K
APPLE INC
DFNDShares6.79K
TypeSH
Market value$882.1K
2.57%
Sole
0.00
Shared
0.00
None
6.79K
NUSHARES ETF TR
DFNDShares33.59K
TypeSH
Market value$866.5K
2.53%
Sole
0.00
Shared
0.00
None
33.59K
MICROSOFT CORP
DFNDShares3.56K
TypeSH
Market value$853.8K
2.49%
Sole
0.00
Shared
0.00
None
3.56K
NORTHROP GRUMMAN CORP
DFNDShares1.54K
TypeSH
Market value$843.0K
2.46%
Sole
0.00
Shared
0.00
None
1.54K
ISHARES TR
DFNDShares1.91K
TypeSH
Market value$732.4K
2.14%
Sole
0.00
Shared
0.00
None
1.91K
PROCTER AND GAMBLE CO
SOLEShares4.78K
TypeSH
Market value$724.7K
2.11%
Sole
0.00
Shared
0.00
None
4.78K
FRANKLIN TEMPLETON ETF TR
DFNDShares33.08K
TypeSH
Market value$700.3K
2.04%
Sole
0.00
Shared
0.00
None
33.08K
VANGUARD MUN BD FDS
DFNDShares12.31K
TypeSH
Market value$609.3K
1.78%
Sole
0.00
Shared
0.00
None
12.31K
VANGUARD BD INDEX FDS
SOLEShares8.26K
TypeSH
Market value$593.2K
1.73%
Sole
0.00
Shared
0.00
None
8.26K
UNITEDHEALTH GROUP INC
DFNDShares960.00
TypeSH
Market value$509.0K
1.49%
Sole
0.00
Shared
0.00
None
960.00
ISHARES TR
SOLEShares4.18K
TypeSH
Market value$503.9K
1.47%
Sole
0.00
Shared
0.00
None
4.18K
NUSHARES ETF TR
DFNDShares23.74K
TypeSH
Market value$481.0K
1.40%
Sole
0.00
Shared
0.00
None
23.74K
JOHNSON & JOHNSON
DFNDShares2.68K
TypeSH
Market value$474.1K
1.38%
Sole
0.00
Shared
0.00
None
2.68K
COCA COLA CO
DFNDShares7.42K
TypeSH
Market value$471.7K
1.38%
Sole
0.00
Shared
0.00
None
7.42K
PROLOGIS INC.
DFNDShares4.09K
TypeSH
Market value$461.6K
1.35%
Sole
0.00
Shared
0.00
None
4.09K
JPMORGAN CHASE & CO
DFNDShares3.25K
TypeSH
Market value$436.4K
1.27%
Sole
0.00
Shared
0.00
None
3.25K
MERCK & CO INC
DFNDShares3.92K
TypeSH
Market value$435.5K
1.27%
Sole
0.00
Shared
0.00
None
3.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 6.97K | SH | $2.67M 7.78% | 0.00 | 0.00 | 6.97K |
MASIMO CORPSOLE | COM | 14.40K | SH | $2.13M 6.22% | 0.00 | 0.00 | 14.40K |
ISHARES TRDFND | CORE S&P SCP ETF | 14.40K | SH | $1.36M 3.98% | 0.00 | 0.00 | 14.40K |
NUSHARES ETF TRDFND | NUVEEN ESG US | 61.42K | SH | $1.34M 3.90% | 0.00 | 0.00 | 61.42K |
NUSHARES ETF TRSOLE | NUVEEN ESG LRGVL | 31.31K | SH | $1.07M 3.13% | 0.00 | 0.00 | 31.31K |
NUSHARES ETF TRDFND | NUVEEN ESG LRGCP | 19.37K | SH | $947.1K 2.76% | 0.00 | 0.00 | 19.37K |
J P MORGAN EXCHANGE TRADED FDFND | INTRNL RES EQT | 18.09K | SH | $905.8K 2.64% | 0.00 | 0.00 | 18.09K |
VANGUARD BD INDEX FDSDFND | SHORT TRM BOND | 11.97K | SH | $901.3K 2.63% | 0.00 | 0.00 | 11.97K |
APPLE INCDFND | COM | 6.79K | SH | $882.1K 2.57% | 0.00 | 0.00 | 6.79K |
NUSHARES ETF TRDFND | NUVEEN ESG INTL | 33.59K | SH | $866.5K 2.53% | 0.00 | 0.00 | 33.59K |
MICROSOFT CORPDFND | COM | 3.56K | SH | $853.8K 2.49% | 0.00 | 0.00 | 3.56K |
NORTHROP GRUMMAN CORPDFND | COM | 1.54K | SH | $843.0K 2.46% | 0.00 | 0.00 | 1.54K |
ISHARES TRDFND | CORE S&P500 ETF | 1.91K | SH | $732.4K 2.14% | 0.00 | 0.00 | 1.91K |
PROCTER AND GAMBLE COSOLE | COM | 4.78K | SH | $724.7K 2.11% | 0.00 | 0.00 | 4.78K |
FRANKLIN TEMPLETON ETF TRDFND | US CORE BOND ETF | 33.08K | SH | $700.3K 2.04% | 0.00 | 0.00 | 33.08K |
VANGUARD MUN BD FDSDFND | TAX EXEMPT BD | 12.31K | SH | $609.3K 1.78% | 0.00 | 0.00 | 12.31K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 8.26K | SH | $593.2K 1.73% | 0.00 | 0.00 | 8.26K |
UNITEDHEALTH GROUP INCDFND | COM | 960.00 | SH | $509.0K 1.49% | 0.00 | 0.00 | 960.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 4.18K | SH | $503.9K 1.47% | 0.00 | 0.00 | 4.18K |
NUSHARES ETF TRDFND | ESG HI TLD CRP | 23.74K | SH | $481.0K 1.40% | 0.00 | 0.00 | 23.74K |
JOHNSON & JOHNSONDFND | COM | 2.68K | SH | $474.1K 1.38% | 0.00 | 0.00 | 2.68K |
COCA COLA CODFND | COM | 7.42K | SH | $471.7K 1.38% | 0.00 | 0.00 | 7.42K |
PROLOGIS INC.DFND | COM | 4.09K | SH | $461.6K 1.35% | 0.00 | 0.00 | 4.09K |
JPMORGAN CHASE & CODFND | COM | 3.25K | SH | $436.4K 1.27% | 0.00 | 0.00 | 3.25K |
MERCK & CO INCDFND | COM | 3.92K | SH | $435.5K 1.27% | 0.00 | 0.00 | 3.92K |
Page 1 of 3