LIFESTEPS FINANCIAL, INC.

PrivateCIK: 1801373
Location

CLAREMONT, CA

792
Positions
$214.52M
Total AUM (reported)
1.66M
Total Shares

Allocation by class

TOTAL AUM$214.52M792 positions
ETF$133.63M62.3%
STOCK$78.42M36.6%
ADR$1.69M0.8%
CEF$428.9K0.2%
CONVERTIBLE PREFERRED$268.3K0.1%
REIT$79.3K0.0%

Portfolio Concentration

Top 334.3%4–1018.5%11–2518.7%Rest28.6%TOP 1052.7%0%100%
Top 3$73.47M34.3%
4–10$39.66M18.5%
11–25$40.09M18.7%
Rest$61.29M28.6%

Top 3 weight

34.3%

Top 10 weight

52.7%

Voting Authority Distribution

Total shares with voting rights: 1.66M

Sole

Full voting authority

1.66M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole792
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings792
Rows:

INVESCO QQQ TRUST SERIES I

SOLE
ETF
Shares44.46K
TypeSH
Market value$32.74M
15.26%
Sole
44.46K
Shared
0.00
None
0.00

STATE STREET SPDR S&P 500 ETF

SOLE
ETF
Shares40.97K
TypeSH
Market value$30.60M
14.26%
Sole
40.97K
Shared
0.00
None
0.00

NVIDIA CORPORATION COM

SOLE
Stock
Shares50.65K
TypeSH
Market value$10.13M
4.72%
Sole
50.65K
Shared
0.00
None
0.00

APPLE INC COM

SOLE
Stock
Shares28.53K
TypeSH
Market value$8.25M
3.85%
Sole
28.53K
Shared
0.00
None
0.00

ISHARES CORE S&P MID-CAP ETF

SOLE
ETF
Shares84.25K
TypeSH
Market value$6.50M
3.03%
Sole
84.25K
Shared
0.00
None
0.00

MICROSOFT CORP COM

SOLE
Stock
Shares14.18K
TypeSH
Market value$5.29M
2.47%
Sole
14.18K
Shared
0.00
None
0.00

VANGUARD VALUE ETF

SOLE
ETF
Shares23.88K
TypeSH
Market value$5.20M
2.43%
Sole
23.88K
Shared
0.00
None
0.00

STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF

SOLE
ETF
Shares27.24K
TypeSH
Market value$5.19M
2.42%
Sole
27.24K
Shared
0.00
None
0.00

STATE STREET SPDR S&P DIVIDEND ETF

SOLE
ETF
Shares30.89K
TypeSH
Market value$4.70M
2.19%
Sole
30.89K
Shared
0.00
None
0.00

VANGUARD HIGH DIVIDEND YIELD INDEX ETF

SOLE
ETF
Shares28.62K
TypeSH
Market value$4.52M
2.11%
Sole
28.62K
Shared
0.00
None
0.00

ISHARES S&P SMALL-CAP 600 VALUE ETF

SOLE
ETF
Shares27.48K
TypeSH
Market value$3.76M
1.75%
Sole
27.48K
Shared
0.00
None
0.00

SCHWAB US DIVIDEND EQUITY ETF

SOLE
ETF
Shares118.08K
TypeSH
Market value$3.74M
1.75%
Sole
118.08K
Shared
0.00
None
0.00

JPMORGAN CHASE & CO COM

SOLE
Stock
Shares11.30K
TypeSH
Market value$3.70M
1.72%
Sole
11.30K
Shared
0.00
None
0.00

ISHARES RUSSELL 2000 ETF

SOLE
ETF
Shares11.70K
TypeSH
Market value$3.52M
1.64%
Sole
11.70K
Shared
0.00
None
0.00

SCHWAB U.S. MID-CAP ETF

SOLE
ETF
Shares94.40K
TypeSH
Market value$3.48M
1.62%
Sole
94.40K
Shared
0.00
None
0.00

DIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETF

SOLE
ETF
Shares87.36K
TypeSH
Market value$3.22M
1.50%
Sole
87.36K
Shared
0.00
None
0.00

US BANCORP COM NEW

SOLE
Stock
Shares50.37K
TypeSH
Market value$3.04M
1.42%
Sole
50.37K
Shared
0.00
None
0.00

AMAZON COM INC COM

SOLE
Stock
Shares10.44K
TypeSH
Market value$2.49M
1.16%
Sole
10.44K
Shared
0.00
None
0.00

DIMENSIONAL U.S. EQUITY MARKET ETF

SOLE
ETF
Shares29.29K
TypeSH
Market value$2.40M
1.12%
Sole
29.29K
Shared
0.00
None
0.00

DIMENSIONAL US LARGE CAP VALUE ETF

SOLE
ETF
Shares53.57K
TypeSH
Market value$2.12M
0.99%
Sole
53.57K
Shared
0.00
None
0.00

ABBVIE INC COM

SOLE
Stock
Shares7.34K
TypeSH
Market value$1.85M
0.86%
Sole
7.34K
Shared
0.00
None
0.00

CATERPILLAR INC COM

SOLE
Stock
Shares1.73K
TypeSH
Market value$1.84M
0.86%
Sole
1.73K
Shared
0.00
None
0.00

VANGUARD GROWTH ETF

SOLE
ETF
Shares19.30K
TypeSH
Market value$1.66M
0.77%
Sole
19.30K
Shared
0.00
None
0.00

EXXONMOBIL HOLDINGS CORP COM SHS

SOLE
Stock
Shares12.05K
TypeSH
Market value$1.65M
0.77%
Sole
12.05K
Shared
0.00
None
0.00

ISHARES S&P 500 GROWTH ETF

SOLE
ETF
Shares11.88K
TypeSH
Market value$1.63M
0.76%
Sole
11.88K
Shared
0.00
None
0.00
Page 1 of 32