Filed: 10/25/2023ACC: 0001801373-23-000004
📋 What this filing means
LIFESTEPS FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 72 equity positions with a total reported market value of $98.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
72
Positions
$98.27M
Total AUM (reported)
768.88K
Total Shares
Allocation by class
ETF$60.44M61.5%
STOCK$36.81M37.5%
ADR$949.5K1.0%
CEF$72.9K0.1%
Portfolio Concentration
Top 3$34.33M34.9%
4–10$23.10M23.5%
11–25$21.61M22.0%
Rest$19.24M19.6%
Top 3 weight
34.9%
Top 10 weight
58.4%
Voting Authority Distribution
Total shares with voting rights: 768.87K
Sole
Full voting authority
768.87K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole72
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings72
Rows:
INVESCO QQQ TRUST SERIES I
SOLEShares40.05K
TypeSH
Market value$14.35M
14.60%
Sole
40.05K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares32.42K
TypeSH
Market value$13.86M
14.10%
Sole
32.42K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares35.77K
TypeSH
Market value$6.12M
6.23%
Sole
35.77K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares13.66K
TypeSH
Market value$4.31M
4.39%
Sole
13.66K
Shared
0.00
None
0.00
ISHARES CORE S&P MID-CAP ETF
SOLEShares15.95K
TypeSH
Market value$3.98M
4.05%
Sole
15.95K
Shared
0.00
None
0.00
SPDR S&P DIVIDEND ETF
SOLEShares34.25K
TypeSH
Market value$3.94M
4.01%
Sole
34.25K
Shared
0.00
None
0.00
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares34.17K
TypeSH
Market value$3.53M
3.59%
Sole
34.17K
Shared
0.00
None
0.00
ISHARES RUSSELL 2000 ETF
SOLEShares15.04K
TypeSH
Market value$2.66M
2.70%
Sole
15.04K
Shared
0.00
None
0.00
TECHNOLOGY SELECT SECTOR SPDR FUND
SOLEShares15.80K
TypeSH
Market value$2.59M
2.64%
Sole
15.80K
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares15.13K
TypeSH
Market value$2.09M
2.12%
Sole
15.13K
Shared
0.00
None
0.00
ISHARES S&P SMALL-CAP 600 VALUE ETF
SOLEShares22.39K
TypeSH
Market value$2.00M
2.03%
Sole
22.39K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares4.50K
TypeSH
Market value$1.96M
1.99%
Sole
4.50K
Shared
0.00
None
0.00
SCHWAB US DIVIDEND EQUITY ETF
SOLEShares26.04K
TypeSH
Market value$1.84M
1.87%
Sole
26.04K
Shared
0.00
None
0.00
US BANCORP DEL COM NEW
SOLEShares50.82K
TypeSH
Market value$1.68M
1.71%
Sole
50.82K
Shared
0.00
None
0.00
SCHWAB U.S. MID-CAP ETF
SOLEShares24.77K
TypeSH
Market value$1.68M
1.71%
Sole
24.77K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares10.16K
TypeSH
Market value$1.47M
1.50%
Sole
10.15K
Shared
0.00
None
0.00
EXXON MOBIL CORP COM
SOLEShares12.49K
TypeSH
Market value$1.47M
1.49%
Sole
12.49K
Shared
0.00
None
0.00
VANGUARD GROWTH ETF
SOLEShares5.27K
TypeSH
Market value$1.44M
1.46%
Sole
5.27K
Shared
0.00
None
0.00
HOME DEPOT INC COM
SOLEShares4.66K
TypeSH
Market value$1.41M
1.43%
Sole
4.66K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares9.57K
TypeSH
Market value$1.22M
1.24%
Sole
9.57K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares3.44K
TypeSH
Market value$1.20M
1.23%
Sole
3.44K
Shared
0.00
None
0.00
CVB FINL CORP COM
SOLEShares70.06K
TypeSH
Market value$1.16M
1.18%
Sole
70.06K
Shared
0.00
None
0.00
ABBVIE INC COM
SOLEShares7.41K
TypeSH
Market value$1.10M
1.12%
Sole
7.41K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING INC COM
SOLEShares4.28K
TypeSH
Market value$1.03M
1.05%
Sole
4.28K
Shared
0.00
None
0.00
VANGUARD MEGA CAP GROWTH ETF
SOLEShares4.20K
TypeSH
Market value$952.2K
0.97%
Sole
4.20K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRUST SERIES ISOLE | ETF | 40.05K | SH | $14.35M 14.60% | 40.05K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 32.42K | SH | $13.86M 14.10% | 32.42K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 35.77K | SH | $6.12M 6.23% | 35.77K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 13.66K | SH | $4.31M 4.39% | 13.66K | 0.00 | 0.00 |
ISHARES CORE S&P MID-CAP ETFSOLE | ETF | 15.95K | SH | $3.98M 4.05% | 15.95K | 0.00 | 0.00 |
SPDR S&P DIVIDEND ETFSOLE | ETF | 34.25K | SH | $3.94M 4.01% | 34.25K | 0.00 | 0.00 |
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 34.17K | SH | $3.53M 3.59% | 34.17K | 0.00 | 0.00 |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 15.04K | SH | $2.66M 2.70% | 15.04K | 0.00 | 0.00 |
TECHNOLOGY SELECT SECTOR SPDR FUNDSOLE | ETF | 15.80K | SH | $2.59M 2.64% | 15.80K | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | ETF | 15.13K | SH | $2.09M 2.12% | 15.13K | 0.00 | 0.00 |
ISHARES S&P SMALL-CAP 600 VALUE ETFSOLE | ETF | 22.39K | SH | $2.00M 2.03% | 22.39K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 4.50K | SH | $1.96M 1.99% | 4.50K | 0.00 | 0.00 |
SCHWAB US DIVIDEND EQUITY ETFSOLE | ETF | 26.04K | SH | $1.84M 1.87% | 26.04K | 0.00 | 0.00 |
US BANCORP DEL COM NEWSOLE | Stock | 50.82K | SH | $1.68M 1.71% | 50.82K | 0.00 | 0.00 |
SCHWAB U.S. MID-CAP ETFSOLE | ETF | 24.77K | SH | $1.68M 1.71% | 24.77K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 10.16K | SH | $1.47M 1.50% | 10.15K | 0.00 | 0.00 |
EXXON MOBIL CORP COMSOLE | Stock | 12.49K | SH | $1.47M 1.49% | 12.49K | 0.00 | 0.00 |
VANGUARD GROWTH ETFSOLE | ETF | 5.27K | SH | $1.44M 1.46% | 5.27K | 0.00 | 0.00 |
HOME DEPOT INC COMSOLE | Stock | 4.66K | SH | $1.41M 1.43% | 4.66K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 9.57K | SH | $1.22M 1.24% | 9.57K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 3.44K | SH | $1.20M 1.23% | 3.44K | 0.00 | 0.00 |
CVB FINL CORP COMSOLE | Stock | 70.06K | SH | $1.16M 1.18% | 70.06K | 0.00 | 0.00 |
ABBVIE INC COMSOLE | Stock | 7.41K | SH | $1.10M 1.12% | 7.41K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSING INC COMSOLE | Stock | 4.28K | SH | $1.03M 1.05% | 4.28K | 0.00 | 0.00 |
VANGUARD MEGA CAP GROWTH ETFSOLE | ETF | 4.20K | SH | $952.2K 0.97% | 4.20K | 0.00 | 0.00 |
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