LEE FINANCIAL CO

PrivateCIK: 1391166

Location

DALLAS, TX

162

Positions

$783.12M

Total AUM (reported)

8.32M

Total Shares

Allocation by class

CORE S&P500 ETF$201.38M25.7%

CORE S&P MCP ETF$103.04M13.2%

COM$101.15M12.9%

FUNDAMENTAL US L$67.71M8.6%

S&P 500 GRWT ETF$48.82M6.2%

CL B NEW$32.81M4.2%

NO AMER ENERGY$30.17M3.9%

Portfolio Concentration

Top 3$372.12M47.5%

4–10$190.79M24.4%

11–25$91.36M11.7%

Rest$128.85M16.5%

Top 3 weight

47.5%

Top 10 weight

71.9%

Voting Authority Distribution

Total shares with voting rights: 8.32M

Sole

Full voting authority

7.25M

% of voting shares87.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.07M

% of voting shares12.8%

Investment Discretion (by position count)

Sole121

Shared0

Other41

Dominant voting typeSole · 87.2% of voting shares

Institutional Holdings162

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares268.90K

TypeSH

Market value$201.38M

25.71%

Sole

257.21K

Shared

0.00

None

11.69K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.34M

TypeSH

Market value$103.04M

13.16%

Sole

1.30M

Shared

0.00

None

36.28K

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL US L

Shares2.18M

TypeSH

Market value$67.71M

8.65%

Sole

2.08M

Shared

0.00

None

97.83K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares354.95K

TypeSH

Market value$48.82M

6.23%

Sole

335.26K

Shared

0.00

None

19.69K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares65.56K

TypeSH

Market value$32.81M

4.19%

Sole

60.47K

Shared

0.00

None

5.09K

FIRST TR EXCHANGE-TRADED FD

SOLE

NO AMER ENERGY

Shares693.57K

TypeSH

Market value$30.17M

3.85%

Sole

662.05K

Shared

0.00

None

31.52K

SPDR GOLD TR

SOLE

GOLD SHS

Shares74.44K

TypeSH

Market value$27.42M

3.50%

Sole

70.96K

Shared

0.00

None

3.48K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares28.75K

TypeSH

Market value$21.18M

2.71%

Sole

27.40K

Shared

0.00

None

1.34K

APPLE INC

OTR

COM

Shares64.57K

TypeSH

Market value$18.69M

2.39%

Sole

57.24K

Shared

0.00

None

7.34K

ISHARES TR

SOLE

TRUST ISHARE 0-1

Shares106.07K

TypeSH

Market value$11.71M

1.49%

Sole

76.22K

Shared

0.00

None

29.86K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares317.06K

TypeSH

Market value$11.69M

1.49%

Sole

278.48K

Shared

0.00

None

38.57K

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL INTL

Shares212.08K

TypeSH

Market value$11.19M

1.43%

Sole

205.94K

Shared

0.00

None

6.14K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares340.80K

TypeSH

Market value$10.03M

1.28%

Sole

303.13K

Shared

0.00

None

37.67K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares47.60K

TypeSH

Market value$7.44M

0.95%

Sole

47.60K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares47.79K

TypeSH

Market value$7.09M

0.91%

Sole

45.03K

Shared

0.00

None

2.76K

ISHARES TR

SOLE

MSCI ACWI ETF

Shares41.30K

TypeSH

Market value$6.48M

0.83%

Sole

39.47K

Shared

0.00

None

1.83K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares37.76K

TypeSH

Market value$5.53M

0.71%

Sole

37.08K

Shared

0.00

None

674.00

MICROSOFT CORP

SOLE

COM

Shares14K

TypeSH

Market value$5.22M

0.67%

Sole

6.97K

Shared

0.00

None

7.03K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares119.61K

TypeSH

Market value$4.32M

0.55%

Sole

110.77K

Shared

0.00

None

8.84K

SELECT SECTOR SPDR TR

SOLE

ST STR ENERG ETF

Shares78.98K

TypeSH

Market value$4.19M

0.54%

Sole

67.02K

Shared

0.00

None

11.96K

BROADCOM INC

SOLE

COM

Shares10.29K

TypeSH

Market value$3.89M

0.50%

Sole

4.12K

Shared

0.00

None

6.17K

NVIDIA CORPORATION

OTR

COM

Shares19.15K

TypeSH

Market value$3.83M

0.49%

Sole

18.30K

Shared

0.00

None

856.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares10.06K

TypeSH

Market value$3.72M

0.48%

Sole

10.02K

Shared

0.00

None

41.00

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares95.86K

TypeSH

Market value$3.48M

0.44%

Sole

77.25K

Shared

0.00

None

18.62K

JPMORGAN CHASE & CO

OTR

COM

Shares9.95K

TypeSH

Market value$3.26M

0.42%

Sole

4.88K

Shared

0.00

None

5.06K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	268.90K	SH	$201.38M 25.71%	257.21K	11.69K
ISHARES TRSOLE	CORE S&P MCP ETF	1.34M	SH	$103.04M 13.16%	1.30M	36.28K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL US L	2.18M	SH	$67.71M 8.65%	2.08M	97.83K
ISHARES TRSOLE	S&P 500 GRWT ETF	354.95K	SH	$48.82M 6.23%	335.26K	19.69K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	65.56K	SH	$32.81M 4.19%	60.47K	5.09K
FIRST TR EXCHANGE-TRADED FDSOLE	NO AMER ENERGY	693.57K	SH	$30.17M 3.85%	662.05K	31.52K
SPDR GOLD TRSOLE	GOLD SHS	74.44K	SH	$27.42M 3.50%	70.96K	3.48K
INVESCO QQQ TRSOLE	UNIT SER 1	28.75K	SH	$21.18M 2.71%	27.40K	1.34K
APPLE INCOTR	COM	64.57K	SH	$18.69M 2.39%	57.24K	7.34K
ISHARES TRSOLE	TRUST ISHARE 0-1	106.07K	SH	$11.71M 1.49%	76.22K	29.86K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	317.06K	SH	$11.69M 1.49%	278.48K	38.57K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL INTL	212.08K	SH	$11.19M 1.43%	205.94K	6.14K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	340.80K	SH	$10.03M 1.28%	303.13K	37.67K
ISHARES TRSOLE	SELECT DIVID ETF	47.60K	SH	$7.44M 0.95%	47.60K	0.00
ISHARES TRSOLE	CORE S&P SCP ETF	47.79K	SH	$7.09M 0.91%	45.03K	2.76K
ISHARES TRSOLE	MSCI ACWI ETF	41.30K	SH	$6.48M 0.83%	39.47K	1.83K
ISHARES TRSOLE	RUS MD CP GR ETF	37.76K	SH	$5.53M 0.71%	37.08K	674.00
MICROSOFT CORPSOLE	COM	14K	SH	$5.22M 0.67%	6.97K	7.03K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	119.61K	SH	$4.32M 0.55%	110.77K	8.84K
SELECT SECTOR SPDR TRSOLE	ST STR ENERG ETF	78.98K	SH	$4.19M 0.54%	67.02K	11.96K
BROADCOM INCSOLE	COM	10.29K	SH	$3.89M 0.50%	4.12K	6.17K
NVIDIA CORPORATIONOTR	COM	19.15K	SH	$3.83M 0.49%	18.30K	856.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	10.06K	SH	$3.72M 0.48%	10.02K	41.00
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	95.86K	SH	$3.48M 0.44%	77.25K	18.62K
JPMORGAN CHASE & COOTR	COM	9.95K	SH	$3.26M 0.42%	4.88K	5.06K

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