LEE FINANCIAL CO

PrivateCIK: 1391166

Location

DALLAS, TX

154

Positions

$800.87M

Total AUM (reported)

8.43M

Total Shares

Allocation by class

CORE S&P500 ETF$207.51M25.9%

COM$99.85M12.5%

CORE S&P MCP ETF$97.86M12.2%

FUNDAMENTAL US L$69.18M8.6%

S&P 500 GRWT ETF$50.61M6.3%

CL B NEW$29.47M3.7%

NO AMER ENERGY$28.87M3.6%

Portfolio Concentration

Top 3$374.56M46.8%

4–10$197.44M24.7%

11–25$101.62M12.7%

Rest$127.25M15.9%

Top 3 weight

46.8%

Top 10 weight

71.4%

Voting Authority Distribution

Total shares with voting rights: 8.43M

Sole

Full voting authority

7.45M

% of voting shares88.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

982.97K

% of voting shares11.7%

Investment Discretion (by position count)

Sole115

Shared0

Other39

Dominant voting typeSole · 88.3% of voting shares

Institutional Holdings154

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares270.96K

TypeSH

Market value$207.51M

25.91%

Sole

261.21K

Shared

0.00

None

9.74K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.36M

TypeSH

Market value$97.86M

12.22%

Sole

1.33M

Shared

0.00

None

25.16K

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL US L

Shares2.20M

TypeSH

Market value$69.18M

8.64%

Sole

2.14M

Shared

0.00

None

60.55K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares355.77K

TypeSH

Market value$50.61M

6.32%

Sole

337.18K

Shared

0.00

None

18.59K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares59.18K

TypeSH

Market value$29.47M

3.68%

Sole

55.27K

Shared

0.00

None

3.91K

FIRST TR EXCHANGE-TRADED FD

SOLE

NO AMER ENERGY

Shares704.32K

TypeSH

Market value$28.87M

3.60%

Sole

681.86K

Shared

0.00

None

22.45K

SPDR GOLD TR

SOLE

GOLD SHS

Shares73.92K

TypeSH

Market value$28.15M

3.52%

Sole

71.82K

Shared

0.00

None

2.10K

APPLE INC

OTR

COM

Shares64.54K

TypeSH

Market value$21.49M

2.68%

Sole

57.20K

Shared

0.00

None

7.34K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares28.57K

TypeSH

Market value$21.15M

2.64%

Sole

27.26K

Shared

0.00

None

1.30K

ISHARES TR

SOLE

S&P SML 600 GWT

Shares110.41K

TypeSH

Market value$17.70M

2.21%

Sole

107.89K

Shared

0.00

None

2.52K

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL INTL

Shares218.13K

TypeSH

Market value$11.72M

1.46%

Sole

212.35K

Shared

0.00

None

5.78K

ISHARES TR

SOLE

TRUST ISHARE 0-1

Shares102.50K

TypeSH

Market value$11.31M

1.41%

Sole

72.62K

Shared

0.00

None

29.88K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares317.30K

TypeSH

Market value$10.79M

1.35%

Sole

278.60K

Shared

0.00

None

38.70K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares340.10K

TypeSH

Market value$10.20M

1.27%

Sole

302.58K

Shared

0.00

None

37.52K

MICROSOFT CORP

OTR

COM

Shares14.15K

TypeSH

Market value$7.26M

0.91%

Sole

7.20K

Shared

0.00

None

6.95K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares47.29K

TypeSH

Market value$7.19M

0.90%

Sole

47.29K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares51.74K

TypeSH

Market value$7.04M

0.88%

Sole

48.94K

Shared

0.00

None

2.80K

ISHARES TR

SOLE

MSCI ACWI ETF

Shares41.22K

TypeSH

Market value$6.54M

0.82%

Sole

39.33K

Shared

0.00

None

1.89K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares37.26K

TypeSH

Market value$5.13M

0.64%

Sole

36.69K

Shared

0.00

None

574.00

NVIDIA CORPORATION

SOLE

COM

Shares20.09K

TypeSH

Market value$4.59M

0.57%

Sole

19.30K

Shared

0.00

None

786.00

SELECT SECTOR SPDR TR

SOLE

ST STR ENERG ETF

Shares68.89K

TypeSH

Market value$4.24M

0.53%

Sole

57.33K

Shared

0.00

None

11.56K

NEWMONT CORP

OTR

COM

Shares35.53K

TypeSH

Market value$4.10M

0.51%

Sole

35.43K

Shared

0.00

None

107.00

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares123.20K

TypeSH

Market value$4.02M

0.50%

Sole

114.36K

Shared

0.00

None

8.84K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares10.04K

TypeSH

Market value$3.76M

0.47%

Sole

10K

Shared

0.00

None

41.00

BROADCOM INC

SOLE

COM

Shares10.61K

TypeSH

Market value$3.73M

0.47%

Sole

4.54K

Shared

0.00

None

6.07K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	270.96K	SH	$207.51M 25.91%	261.21K	9.74K
ISHARES TRSOLE	CORE S&P MCP ETF	1.36M	SH	$97.86M 12.22%	1.33M	25.16K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL US L	2.20M	SH	$69.18M 8.64%	2.14M	60.55K
ISHARES TRSOLE	S&P 500 GRWT ETF	355.77K	SH	$50.61M 6.32%	337.18K	18.59K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	59.18K	SH	$29.47M 3.68%	55.27K	3.91K
FIRST TR EXCHANGE-TRADED FDSOLE	NO AMER ENERGY	704.32K	SH	$28.87M 3.60%	681.86K	22.45K
SPDR GOLD TRSOLE	GOLD SHS	73.92K	SH	$28.15M 3.52%	71.82K	2.10K
APPLE INCOTR	COM	64.54K	SH	$21.49M 2.68%	57.20K	7.34K
INVESCO QQQ TRSOLE	UNIT SER 1	28.57K	SH	$21.15M 2.64%	27.26K	1.30K
ISHARES TRSOLE	S&P SML 600 GWT	110.41K	SH	$17.70M 2.21%	107.89K	2.52K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL INTL	218.13K	SH	$11.72M 1.46%	212.35K	5.78K
ISHARES TRSOLE	TRUST ISHARE 0-1	102.50K	SH	$11.31M 1.41%	72.62K	29.88K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	317.30K	SH	$10.79M 1.35%	278.60K	38.70K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	340.10K	SH	$10.20M 1.27%	302.58K	37.52K
MICROSOFT CORPOTR	COM	14.15K	SH	$7.26M 0.91%	7.20K	6.95K
ISHARES TRSOLE	SELECT DIVID ETF	47.29K	SH	$7.19M 0.90%	47.29K	0.00
ISHARES TRSOLE	CORE S&P SCP ETF	51.74K	SH	$7.04M 0.88%	48.94K	2.80K
ISHARES TRSOLE	MSCI ACWI ETF	41.22K	SH	$6.54M 0.82%	39.33K	1.89K
ISHARES TRSOLE	RUS MD CP GR ETF	37.26K	SH	$5.13M 0.64%	36.69K	574.00
NVIDIA CORPORATIONSOLE	COM	20.09K	SH	$4.59M 0.57%	19.30K	786.00
SELECT SECTOR SPDR TRSOLE	ST STR ENERG ETF	68.89K	SH	$4.24M 0.53%	57.33K	11.56K
NEWMONT CORPOTR	COM	35.53K	SH	$4.10M 0.51%	35.43K	107.00
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	123.20K	SH	$4.02M 0.50%	114.36K	8.84K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	10.04K	SH	$3.76M 0.47%	10K	41.00
BROADCOM INCSOLE	COM	10.61K	SH	$3.73M 0.47%	4.54K	6.07K

Page 1 of 7

…