LEE FINANCIAL CO

PrivateCIK: 1391166

Location

DALLAS, TX

145

Positions

$708.78M

Total AUM (reported)

8.41M

Total Shares

Allocation by class

CORE S&P500 ETF$176.05M24.8%

CORE S&P MCP ETF$94.53M13.3%

COM$93.94M13.3%

FUNDAMENTAL US L$60.82M8.6%

S&P 500 GRWT ETF$40.10M5.7%

CL B NEW$33.87M4.8%

GOLD SHS$32.06M4.5%

Portfolio Concentration

Top 3$331.40M46.8%

4–10$181.61M25.6%

11–25$83.52M11.8%

Rest$112.25M15.8%

Top 3 weight

46.8%

Top 10 weight

72.4%

Voting Authority Distribution

Total shares with voting rights: 8.41M

Sole

Full voting authority

7.31M

% of voting shares87.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.09M

% of voting shares13.0%

Investment Discretion (by position count)

Sole109

Shared0

Other36

Dominant voting typeSole · 87.0% of voting shares

Institutional Holdings145

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares269.52K

TypeSH

Market value$176.05M

24.84%

Sole

257.82K

Shared

0.00

None

11.70K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.40M

TypeSH

Market value$94.53M

13.34%

Sole

1.36M

Shared

0.00

None

35.90K

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL US L

Shares2.18M

TypeSH

Market value$60.82M

8.58%

Sole

2.09M

Shared

0.00

None

97.81K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares354.51K

TypeSH

Market value$40.10M

5.66%

Sole

334.81K

Shared

0.00

None

19.70K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares70.68K

TypeSH

Market value$33.87M

4.78%

Sole

64.80K

Shared

0.00

None

5.88K

SPDR GOLD TR

SOLE

GOLD SHS

Shares74.50K

TypeSH

Market value$32.06M

4.52%

Sole

71.02K

Shared

0.00

None

3.48K

FIRST TR EXCHANGE-TRADED FD

SOLE

NO AMER ENERGY

Shares688.36K

TypeSH

Market value$30.05M

4.24%

Sole

656.69K

Shared

0.00

None

31.67K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares29.36K

TypeSH

Market value$16.94M

2.39%

Sole

28K

Shared

0.00

None

1.35K

APPLE INC

OTR

COM

Shares65.16K

TypeSH

Market value$16.54M

2.33%

Sole

57.35K

Shared

0.00

None

7.81K

ISHARES TR

SOLE

TRUST ISHARE 0-1

Shares109.12K

TypeSH

Market value$12.05M

1.70%

Sole

79.26K

Shared

0.00

None

29.86K

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL INTL

Shares203.51K

TypeSH

Market value$9.96M

1.40%

Sole

197.37K

Shared

0.00

None

6.14K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares317.19K

TypeSH

Market value$9.82M

1.39%

Sole

278.62K

Shared

0.00

None

38.57K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares344.61K

TypeSH

Market value$8.84M

1.25%

Sole

306.95K

Shared

0.00

None

37.67K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares50.09K

TypeSH

Market value$7.58M

1.07%

Sole

50.09K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares47.97K

TypeSH

Market value$5.96M

0.84%

Sole

45.21K

Shared

0.00

None

2.76K

ISHARES TR

SOLE

MSCI ACWI ETF

Shares40.86K

TypeSH

Market value$5.65M

0.80%

Sole

39.04K

Shared

0.00

None

1.82K

MICROSOFT CORP

SOLE

COM

Shares13.92K

TypeSH

Market value$5.15M

0.73%

Sole

6.93K

Shared

0.00

None

6.99K

SELECT SECTOR SPDR TR

SOLE

STATE STREET ENE

Shares82.33K

TypeSH

Market value$5.04M

0.71%

Sole

70.38K

Shared

0.00

None

11.95K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares37.51K

TypeSH

Market value$4.81M

0.68%

Sole

36.84K

Shared

0.00

None

674.00

BROADCOM INC

SOLE

COM

Shares12.95K

TypeSH

Market value$4.01M

0.57%

Sole

4.68K

Shared

0.00

None

8.27K

NEWMONT CORP

OTR

COM

Shares33.13K

TypeSH

Market value$3.59M

0.51%

Sole

33.03K

Shared

0.00

None

107.00

NVIDIA CORPORATION

SOLE

COM

Shares19.20K

TypeSH

Market value$3.35M

0.47%

Sole

18.34K

Shared

0.00

None

856.00

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares113.91K

TypeSH

Market value$3.31M

0.47%

Sole

105.07K

Shared

0.00

None

8.84K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares10.07K

TypeSH

Market value$3.23M

0.46%

Sole

10.03K

Shared

0.00

None

41.00

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares97.68K

TypeSH

Market value$3.22M

0.45%

Sole

79.06K

Shared

0.00

None

18.62K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	269.52K	SH	$176.05M 24.84%	257.82K	11.70K
ISHARES TRSOLE	CORE S&P MCP ETF	1.40M	SH	$94.53M 13.34%	1.36M	35.90K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL US L	2.18M	SH	$60.82M 8.58%	2.09M	97.81K
ISHARES TRSOLE	S&P 500 GRWT ETF	354.51K	SH	$40.10M 5.66%	334.81K	19.70K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	70.68K	SH	$33.87M 4.78%	64.80K	5.88K
SPDR GOLD TRSOLE	GOLD SHS	74.50K	SH	$32.06M 4.52%	71.02K	3.48K
FIRST TR EXCHANGE-TRADED FDSOLE	NO AMER ENERGY	688.36K	SH	$30.05M 4.24%	656.69K	31.67K
INVESCO QQQ TRSOLE	UNIT SER 1	29.36K	SH	$16.94M 2.39%	28K	1.35K
APPLE INCOTR	COM	65.16K	SH	$16.54M 2.33%	57.35K	7.81K
ISHARES TRSOLE	TRUST ISHARE 0-1	109.12K	SH	$12.05M 1.70%	79.26K	29.86K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL INTL	203.51K	SH	$9.96M 1.40%	197.37K	6.14K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	317.19K	SH	$9.82M 1.39%	278.62K	38.57K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	344.61K	SH	$8.84M 1.25%	306.95K	37.67K
ISHARES TRSOLE	SELECT DIVID ETF	50.09K	SH	$7.58M 1.07%	50.09K	0.00
ISHARES TRSOLE	CORE S&P SCP ETF	47.97K	SH	$5.96M 0.84%	45.21K	2.76K
ISHARES TRSOLE	MSCI ACWI ETF	40.86K	SH	$5.65M 0.80%	39.04K	1.82K
MICROSOFT CORPSOLE	COM	13.92K	SH	$5.15M 0.73%	6.93K	6.99K
SELECT SECTOR SPDR TRSOLE	STATE STREET ENE	82.33K	SH	$5.04M 0.71%	70.38K	11.95K
ISHARES TRSOLE	RUS MD CP GR ETF	37.51K	SH	$4.81M 0.68%	36.84K	674.00
BROADCOM INCSOLE	COM	12.95K	SH	$4.01M 0.57%	4.68K	8.27K
NEWMONT CORPOTR	COM	33.13K	SH	$3.59M 0.51%	33.03K	107.00
NVIDIA CORPORATIONSOLE	COM	19.20K	SH	$3.35M 0.47%	18.34K	856.00
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	113.91K	SH	$3.31M 0.47%	105.07K	8.84K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	10.07K	SH	$3.23M 0.46%	10.03K	41.00
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	97.68K	SH	$3.22M 0.45%	79.06K	18.62K

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