Filed: 11/9/2023ACC: 0001391166-23-000004
📋 What this filing means
LEE FINANCIAL CO filed this quarterly 13F‑HR report disclosing 836 equity positions with a total reported market value of $536.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
836
Positions
$536.72M
Total AUM (reported)
6.16M
Total Shares
Allocation by class
CORE S&P500 ETF$90.10M16.8%
COM$78.08M14.5%
CORE S&P MCP ETF$61.08M11.4%
SCHWAB FDT US LG$45.13M8.4%
CL B NEW$32.23M6.0%
CORE S&P SCP ETF$22.85M4.3%
NO AMER ENERGY$20.68M3.9%
Portfolio Concentration
Top 3$196.31M36.6%
4–10$145.97M27.2%
11–25$99.62M18.6%
Rest$94.82M17.7%
Top 3 weight
36.6%
Top 10 weight
63.8%
Voting Authority Distribution
Total shares with voting rights: 6.16M
Sole
Full voting authority
5.18M
shares
% of voting shares84.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
979.75K
shares
% of voting shares15.9%
Investment Discretion (by position count)
Sole500
Shared0
Other336
Dominant voting typeSole · 84.1% of voting shares
Institutional Holdings836
Rows:
ISHARES TR
SOLEShares209.25K
TypeSH
Market value$90.10M
16.79%
Sole
199.20K
Shared
0.00
None
10.04K
ISHARES TR
SOLEShares244.28K
TypeSH
Market value$61.08M
11.38%
Sole
237.73K
Shared
0.00
None
6.55K
SCHWAB STRATEGIC TR
SOLEShares806.37K
TypeSH
Market value$45.13M
8.41%
Sole
766.71K
Shared
0.00
None
39.66K
BERKSHIRE HATHAWAY INC DEL
SOLEShares92.02K
TypeSH
Market value$32.23M
6.01%
Sole
86.07K
Shared
0.00
None
5.95K
ISHARES TR
SOLEShares241.53K
TypeSH
Market value$22.85M
4.26%
Sole
231.07K
Shared
0.00
None
10.46K
FIRST TR EXCHANGE-TRADED FD
SOLEShares782.79K
TypeSH
Market value$20.68M
3.85%
Sole
747.43K
Shared
0.00
None
35.36K
SELECT SECTOR SPDR TR
SOLEShares213.97K
TypeSH
Market value$19.34M
3.60%
Sole
201.82K
Shared
0.00
None
12.15K
ISHARES TR
SOLEShares170.69K
TypeSH
Market value$18.86M
3.51%
Sole
141.08K
Shared
0.00
None
29.61K
SPDR GOLD TR
SOLEShares95.46K
TypeSH
Market value$16.37M
3.05%
Sole
91.92K
Shared
0.00
None
3.53K
ISHARES TR
SOLEShares228.12K
TypeSH
Market value$15.64M
2.91%
Sole
210.63K
Shared
0.00
None
17.49K
ISHARES TR
SOLEShares116.28K
TypeSH
Market value$12.62M
2.35%
Sole
114.89K
Shared
0.00
None
1.39K
APPLE INC
SOLEShares73.25K
TypeSH
Market value$12.54M
2.34%
Sole
64.51K
Shared
0.00
None
8.74K
SCHWAB STRATEGIC TR
SOLEShares372.52K
TypeSH
Market value$11.80M
2.20%
Sole
361.05K
Shared
0.00
None
11.47K
INVESCO QQQ TR
SOLEShares32.15K
TypeSH
Market value$11.53M
2.15%
Sole
30.58K
Shared
0.00
None
1.57K
ISHARES TR
SOLEShares103.18K
TypeSH
Market value$8.35M
1.56%
Sole
97.32K
Shared
0.00
None
5.86K
SCHWAB STRATEGIC TR
SOLEShares106.90K
TypeSH
Market value$7.24M
1.35%
Sole
94.14K
Shared
0.00
None
12.76K
MICROSOFT CORP
SOLEShares20.69K
TypeSH
Market value$6.53M
1.22%
Sole
9.38K
Shared
0.00
None
11.32K
SCHWAB STRATEGIC TR
SOLEShares125.66K
TypeSH
Market value$6.36M
1.18%
Sole
111.89K
Shared
0.00
None
13.77K
ISHARES TR
SOLEShares52.20K
TypeSH
Market value$5.06M
0.94%
Sole
51.27K
Shared
0.00
None
933.00
ISHARES TR
SOLEShares49.34K
TypeSH
Market value$4.51M
0.84%
Sole
48.28K
Shared
0.00
None
1.05K
ISHARES TR
SOLEShares37.75K
TypeSH
Market value$3.49M
0.65%
Sole
36.56K
Shared
0.00
None
1.19K
BROADSTONE NET LEASE INC
SOLEShares168.18K
TypeSH
Market value$2.45M
0.46%
Sole
168.18K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares100.98K
TypeSH
Market value$2.42M
0.45%
Sole
80.68K
Shared
0.00
None
20.29K
EXXON MOBIL CORP
SOLEShares20.22K
TypeSH
Market value$2.38M
0.44%
Sole
17.11K
Shared
0.00
None
3.11K
BROADCOM INC
SOLEShares2.83K
TypeSH
Market value$2.35M
0.44%
Sole
473.00
Shared
0.00
None
2.35K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 209.25K | SH | $90.10M 16.79% | 199.20K | 0.00 | 10.04K |
ISHARES TRSOLE | CORE S&P MCP ETF | 244.28K | SH | $61.08M 11.38% | 237.73K | 0.00 | 6.55K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 806.37K | SH | $45.13M 8.41% | 766.71K | 0.00 | 39.66K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 92.02K | SH | $32.23M 6.01% | 86.07K | 0.00 | 5.95K |
ISHARES TRSOLE | CORE S&P SCP ETF | 241.53K | SH | $22.85M 4.26% | 231.07K | 0.00 | 10.46K |
FIRST TR EXCHANGE-TRADED FDSOLE | NO AMER ENERGY | 782.79K | SH | $20.68M 3.85% | 747.43K | 0.00 | 35.36K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 213.97K | SH | $19.34M 3.60% | 201.82K | 0.00 | 12.15K |
ISHARES TRSOLE | SHORT TREAS BD | 170.69K | SH | $18.86M 3.51% | 141.08K | 0.00 | 29.61K |
SPDR GOLD TRSOLE | GOLD SHS | 95.46K | SH | $16.37M 3.05% | 91.92K | 0.00 | 3.53K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 228.12K | SH | $15.64M 2.91% | 210.63K | 0.00 | 17.49K |
ISHARES TRSOLE | SELECT DIVID ETF | 116.28K | SH | $12.62M 2.35% | 114.89K | 0.00 | 1.39K |
APPLE INCSOLE | COM | 73.25K | SH | $12.54M 2.34% | 64.51K | 0.00 | 8.74K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT LG | 372.52K | SH | $11.80M 2.20% | 361.05K | 0.00 | 11.47K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 32.15K | SH | $11.53M 2.15% | 30.58K | 0.00 | 1.57K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 103.18K | SH | $8.35M 1.56% | 97.32K | 0.00 | 5.86K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 106.90K | SH | $7.24M 1.35% | 94.14K | 0.00 | 12.76K |
MICROSOFT CORPSOLE | COM | 20.69K | SH | $6.53M 1.22% | 9.38K | 0.00 | 11.32K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 125.66K | SH | $6.36M 1.18% | 111.89K | 0.00 | 13.77K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 52.20K | SH | $5.06M 0.94% | 51.27K | 0.00 | 933.00 |
ISHARES TRSOLE | RUS MD CP GR ETF | 49.34K | SH | $4.51M 0.84% | 48.28K | 0.00 | 1.05K |
ISHARES TRSOLE | MSCI ACWI ETF | 37.75K | SH | $3.49M 0.65% | 36.56K | 0.00 | 1.19K |
BROADSTONE NET LEASE INCSOLE | COM | 168.18K | SH | $2.45M 0.46% | 168.18K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 100.98K | SH | $2.42M 0.45% | 80.68K | 0.00 | 20.29K |
EXXON MOBIL CORPSOLE | COM | 20.22K | SH | $2.38M 0.44% | 17.11K | 0.00 | 3.11K |
BROADCOM INCSOLE | COM | 2.83K | SH | $2.35M 0.44% | 473.00 | 0.00 | 2.35K |
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