Filed: 5/15/2023ACC: 0001391166-23-000002
📋 What this filing means
LEE FINANCIAL CO filed this quarterly 13F‑HR report disclosing 793 equity positions with a total reported market value of $582.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
793
Positions
$582.86M
Total AUM (reported)
7.39M
Total Shares
Allocation by class
COM$80.34M13.8%
CORE S&P500 ETF$68.94M11.8%
CORE S&P MCP ETF$63.01M10.8%
SCHWAB FDT US LG$42.17M7.2%
CL B NEW$29.54M5.1%
SCHWB FDT INT LG$28.37M4.9%
1 3 YR TREAS BD$24.60M4.2%
Portfolio Concentration
Top 3$174.13M29.9%
4–10$167.43M28.7%
11–25$135.12M23.2%
Rest$106.18M18.2%
Top 3 weight
29.9%
Top 10 weight
58.6%
Voting Authority Distribution
Total shares with voting rights: 7.39M
Sole
Full voting authority
6.15M
shares
% of voting shares83.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.24M
shares
% of voting shares16.8%
Investment Discretion (by position count)
Sole472
Shared0
Other321
Dominant voting typeSole · 83.2% of voting shares
Institutional Holdings793
Rows:
ISHARES TR
SOLEShares167.71K
TypeSH
Market value$68.94M
11.83%
Sole
158.45K
Shared
0.00
None
9.26K
ISHARES TR
SOLEShares251.88K
TypeSH
Market value$63.01M
10.81%
Sole
230.56K
Shared
0.00
None
21.32K
SCHWAB STRATEGIC TR
SOLEShares767.92K
TypeSH
Market value$42.17M
7.24%
Sole
711.97K
Shared
0.00
None
55.95K
BERKSHIRE HATHAWAY INC DEL
SOLEShares95.66K
TypeSH
Market value$29.54M
5.07%
Sole
90.21K
Shared
0.00
None
5.45K
SCHWAB STRATEGIC TR
SOLEShares907.20K
TypeSH
Market value$28.37M
4.87%
Sole
852.92K
Shared
0.00
None
54.28K
ISHARES TR
SOLEShares299.40K
TypeSH
Market value$24.60M
4.22%
Sole
290.65K
Shared
0.00
None
8.75K
FIRST TR EXCHANGE-TRADED FD
SOLEShares884.91K
TypeSH
Market value$23.57M
4.04%
Sole
794.86K
Shared
0.00
None
90.06K
ISHARES TR
SOLEShares212.62K
TypeSH
Market value$20.56M
3.53%
Sole
205.76K
Shared
0.00
None
6.86K
SPDR GOLD TR
SOLEShares112.14K
TypeSH
Market value$20.55M
3.52%
Sole
104.10K
Shared
0.00
None
8.04K
ISHARES TR
SOLEShares183.28K
TypeSH
Market value$20.25M
3.47%
Sole
151.75K
Shared
0.00
None
31.53K
SELECT SECTOR SPDR TR
SOLEShares235.74K
TypeSH
Market value$19.53M
3.35%
Sole
217.39K
Shared
0.00
None
18.36K
ISHARES TR
SOLEShares133.40K
TypeSH
Market value$18.55M
3.18%
Sole
121.14K
Shared
0.00
None
12.26K
ISHARES TR
SOLEShares121.49K
TypeSH
Market value$14.24M
2.44%
Sole
120.10K
Shared
0.00
None
1.39K
ISHARES TR
SOLEShares134.27K
TypeSH
Market value$13.32M
2.29%
Sole
133.07K
Shared
0.00
None
1.20K
APPLE INC
SOLEShares72K
TypeSH
Market value$11.87M
2.04%
Sole
62.52K
Shared
0.00
None
9.48K
ISHARES TR
SOLEShares156.99K
TypeSH
Market value$10.03M
1.72%
Sole
111.45K
Shared
0.00
None
45.53K
INVESCO QQQ TR
SOLEShares25.11K
TypeSH
Market value$8.07M
1.38%
Sole
24.61K
Shared
0.00
None
502.00
SCHWAB STRATEGIC TR
SOLEShares107.75K
TypeSH
Market value$7.31M
1.25%
Sole
94.52K
Shared
0.00
None
13.24K
MICROSOFT CORP
SOLEShares23.50K
TypeSH
Market value$6.78M
1.16%
Sole
9.81K
Shared
0.00
None
13.70K
SCHWAB STRATEGIC TR
SOLEShares121.67K
TypeSH
Market value$5.89M
1.01%
Sole
107.34K
Shared
0.00
None
14.33K
ISHARES TR
SOLEShares60.21K
TypeSH
Market value$5.48M
0.94%
Sole
59.16K
Shared
0.00
None
1.05K
ISHARES TR
SOLEShares77.46K
TypeSH
Market value$5.18M
0.89%
Sole
76.92K
Shared
0.00
None
539.00
SCHWAB STRATEGIC TR
SOLEShares86.30K
TypeSH
Market value$3.00M
0.52%
Sole
83.57K
Shared
0.00
None
2.73K
ISHARES TR
SOLEShares32.55K
TypeSH
Market value$2.97M
0.51%
Sole
31.35K
Shared
0.00
None
1.20K
BROADCOM INC
SOLEShares4.54K
TypeSH
Market value$2.92M
0.50%
Sole
483.00
Shared
0.00
None
4.06K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 167.71K | SH | $68.94M 11.83% | 158.45K | 0.00 | 9.26K |
ISHARES TRSOLE | CORE S&P MCP ETF | 251.88K | SH | $63.01M 10.81% | 230.56K | 0.00 | 21.32K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 767.92K | SH | $42.17M 7.24% | 711.97K | 0.00 | 55.95K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 95.66K | SH | $29.54M 5.07% | 90.21K | 0.00 | 5.45K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT LG | 907.20K | SH | $28.37M 4.87% | 852.92K | 0.00 | 54.28K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 299.40K | SH | $24.60M 4.22% | 290.65K | 0.00 | 8.75K |
FIRST TR EXCHANGE-TRADED FDSOLE | NO AMER ENERGY | 884.91K | SH | $23.57M 4.04% | 794.86K | 0.00 | 90.06K |
ISHARES TRSOLE | CORE S&P SCP ETF | 212.62K | SH | $20.56M 3.53% | 205.76K | 0.00 | 6.86K |
SPDR GOLD TRSOLE | GOLD SHS | 112.14K | SH | $20.55M 3.52% | 104.10K | 0.00 | 8.04K |
ISHARES TRSOLE | SHORT TREAS BD | 183.28K | SH | $20.25M 3.47% | 151.75K | 0.00 | 31.53K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 235.74K | SH | $19.53M 3.35% | 217.39K | 0.00 | 18.36K |
ISHARES TRSOLE | MSCI USA MMENTM | 133.40K | SH | $18.55M 3.18% | 121.14K | 0.00 | 12.26K |
ISHARES TRSOLE | SELECT DIVID ETF | 121.49K | SH | $14.24M 2.44% | 120.10K | 0.00 | 1.39K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 134.27K | SH | $13.32M 2.29% | 133.07K | 0.00 | 1.20K |
APPLE INCSOLE | COM | 72K | SH | $11.87M 2.04% | 62.52K | 0.00 | 9.48K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 156.99K | SH | $10.03M 1.72% | 111.45K | 0.00 | 45.53K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 25.11K | SH | $8.07M 1.38% | 24.61K | 0.00 | 502.00 |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 107.75K | SH | $7.31M 1.25% | 94.52K | 0.00 | 13.24K |
MICROSOFT CORPSOLE | COM | 23.50K | SH | $6.78M 1.16% | 9.81K | 0.00 | 13.70K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 121.67K | SH | $5.89M 1.01% | 107.34K | 0.00 | 14.33K |
ISHARES TRSOLE | RUS MD CP GR ETF | 60.21K | SH | $5.48M 0.94% | 59.16K | 0.00 | 1.05K |
ISHARES TRSOLE | CORE MSCI EAFE | 77.46K | SH | $5.18M 0.89% | 76.92K | 0.00 | 539.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 86.30K | SH | $3.00M 0.52% | 83.57K | 0.00 | 2.73K |
ISHARES TRSOLE | MSCI ACWI ETF | 32.55K | SH | $2.97M 0.51% | 31.35K | 0.00 | 1.20K |
BROADCOM INCSOLE | COM | 4.54K | SH | $2.92M 0.50% | 483.00 | 0.00 | 4.06K |
Page 1 of 32
…