Filed: 11/2/2022ACC: 0001391166-22-000004
📋 What this filing means
LEE FINANCIAL CO filed this quarterly 13F‑HR report disclosing 935 equity positions with a total reported market value of $534.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
935
Positions
$534.7K
Total AUM (reported)
8.83M
Total Shares
Allocation by class
COM$84.6K15.8%
CORE S&P500 ETF$56.2K10.5%
CORE S&P MCP ETF$53.8K10.1%
SCHWAB FDT US LG$36.3K6.8%
SCHWB FDT INT LG$35.9K6.7%
1 3 YR TREAS BD$25.9K4.8%
CL B NEW$25.6K4.8%
Portfolio Concentration
Top 3$146.4K27.4%
4–10$163.6K30.6%
11–25$107.4K20.1%
Rest$117.4K22.0%
Top 3 weight
27.4%
Top 10 weight
58.0%
Voting Authority Distribution
Total shares with voting rights: 8.83M
Sole
Full voting authority
7.17M
shares
% of voting shares81.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.66M
shares
% of voting shares18.8%
Investment Discretion (by position count)
Sole699
Shared0
Other236
Dominant voting typeSole · 81.2% of voting shares
Institutional Holdings935
Rows:
ISHARES TR
SOLEShares156.78K
TypeSH
Market value$56.2K
10.52%
Sole
142.60K
Shared
0.00
None
14.18K
ISHARES TR
SOLEShares245.49K
TypeSH
Market value$53.8K
10.07%
Sole
216.09K
Shared
0.00
None
29.40K
SCHWAB STRATEGIC TR
SOLEShares760.68K
TypeSH
Market value$36.3K
6.79%
Sole
684.81K
Shared
0.00
None
75.87K
SCHWAB STRATEGIC TR
SOLEShares1.43M
TypeSH
Market value$35.9K
6.71%
Sole
1.32M
Shared
0.00
None
102.95K
ISHARES TR
SOLEShares318.60K
TypeSH
Market value$25.9K
4.84%
Sole
298.47K
Shared
0.00
None
20.13K
BERKSHIRE HATHAWAY INC DEL
SOLEShares95.92K
TypeSH
Market value$25.6K
4.79%
Sole
87.84K
Shared
0.00
None
8.08K
FIRST TR EXCHANGE-TRADED FD
SOLEShares892.75K
TypeSH
Market value$22.2K
4.15%
Sole
792.55K
Shared
0.00
None
100.21K
ISHARES TR
SOLEShares140.57K
TypeSH
Market value$18.4K
3.45%
Sole
124.77K
Shared
0.00
None
15.80K
SPDR GOLD TR
SOLEShares118.50K
TypeSH
Market value$18.3K
3.43%
Sole
108.87K
Shared
0.00
None
9.63K
SELECT SECTOR SPDR TR
SOLEShares239.24K
TypeSH
Market value$17.2K
3.22%
Sole
216.76K
Shared
0.00
None
22.48K
APPLE INC
SOLEShares116.05K
TypeSH
Market value$16.0K
3.00%
Sole
60.44K
Shared
0.00
None
55.61K
ISHARES TR
SOLEShares180.94K
TypeSH
Market value$15.8K
2.95%
Sole
175.72K
Shared
0.00
None
5.21K
ISHARES TR
SOLEShares151K
TypeSH
Market value$14.5K
2.71%
Sole
147.79K
Shared
0.00
None
3.21K
ISHARES TR
SOLEShares115.35K
TypeSH
Market value$12.4K
2.31%
Sole
113.48K
Shared
0.00
None
1.87K
SCHWAB STRATEGIC TR
SOLEShares108.11K
TypeSH
Market value$6.5K
1.22%
Sole
94.87K
Shared
0.00
None
13.24K
MICROSOFT CORP
SOLEShares25.30K
TypeSH
Market value$5.9K
1.10%
Sole
9.74K
Shared
0.00
None
15.55K
ISHARES TR
SOLEShares110.92K
TypeSH
Market value$5.8K
1.09%
Sole
95.11K
Shared
0.00
None
15.81K
SCHWAB STRATEGIC TR
SOLEShares123.89K
TypeSH
Market value$5.2K
0.98%
Sole
109.56K
Shared
0.00
None
14.33K
ISHARES TR
SOLEShares63.53K
TypeSH
Market value$5.0K
0.93%
Sole
54.21K
Shared
0.00
None
9.31K
INVESCO QQQ TR
SOLEShares17.85K
TypeSH
Market value$4.8K
0.89%
Sole
16.57K
Shared
0.00
None
1.28K
ISHARES TR
SOLEShares67.31K
TypeSH
Market value$3.9K
0.73%
Sole
54.45K
Shared
0.00
None
12.87K
BROADSTONE NET LEASE INC
SOLEShares211.90K
TypeSH
Market value$3.3K
0.62%
Sole
211.90K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares61.40K
TypeSH
Market value$3.0K
0.56%
Sole
60.36K
Shared
0.00
None
1.04K
ISHARES TR
SOLEShares34.36K
TypeSH
Market value$2.7K
0.50%
Sole
33.06K
Shared
0.00
None
1.30K
SCHWAB STRATEGIC TR
SOLEShares89.86K
TypeSH
Market value$2.5K
0.47%
Sole
85.25K
Shared
0.00
None
4.61K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 156.78K | SH | $56.2K 10.52% | 142.60K | 0.00 | 14.18K |
ISHARES TRSOLE | CORE S&P MCP ETF | 245.49K | SH | $53.8K 10.07% | 216.09K | 0.00 | 29.40K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 760.68K | SH | $36.3K 6.79% | 684.81K | 0.00 | 75.87K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT LG | 1.43M | SH | $35.9K 6.71% | 1.32M | 0.00 | 102.95K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 318.60K | SH | $25.9K 4.84% | 298.47K | 0.00 | 20.13K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 95.92K | SH | $25.6K 4.79% | 87.84K | 0.00 | 8.08K |
FIRST TR EXCHANGE-TRADED FDSOLE | NO AMER ENERGY | 892.75K | SH | $22.2K 4.15% | 792.55K | 0.00 | 100.21K |
ISHARES TRSOLE | MSCI USA MMENTM | 140.57K | SH | $18.4K 3.45% | 124.77K | 0.00 | 15.80K |
SPDR GOLD TRSOLE | GOLD SHS | 118.50K | SH | $18.3K 3.43% | 108.87K | 0.00 | 9.63K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 239.24K | SH | $17.2K 3.22% | 216.76K | 0.00 | 22.48K |
APPLE INCSOLE | COM | 116.05K | SH | $16.0K 3.00% | 60.44K | 0.00 | 55.61K |
ISHARES TRSOLE | CORE S&P SCP ETF | 180.94K | SH | $15.8K 2.95% | 175.72K | 0.00 | 5.21K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 151K | SH | $14.5K 2.71% | 147.79K | 0.00 | 3.21K |
ISHARES TRSOLE | SELECT DIVID ETF | 115.35K | SH | $12.4K 2.31% | 113.48K | 0.00 | 1.87K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 108.11K | SH | $6.5K 1.22% | 94.87K | 0.00 | 13.24K |
MICROSOFT CORPSOLE | COM | 25.30K | SH | $5.9K 1.10% | 9.74K | 0.00 | 15.55K |
ISHARES TRSOLE | CORE MSCI EAFE | 110.92K | SH | $5.8K 1.09% | 95.11K | 0.00 | 15.81K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 123.89K | SH | $5.2K 0.98% | 109.56K | 0.00 | 14.33K |
ISHARES TRSOLE | RUS MD CP GR ETF | 63.53K | SH | $5.0K 0.93% | 54.21K | 0.00 | 9.31K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 17.85K | SH | $4.8K 0.89% | 16.57K | 0.00 | 1.28K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 67.31K | SH | $3.9K 0.73% | 54.45K | 0.00 | 12.87K |
BROADSTONE NET LEASE INCSOLE | COM | 211.90K | SH | $3.3K 0.62% | 211.90K | 0.00 | 0.00 |
ISHARES TRSOLE | EAFE SML CP ETF | 61.40K | SH | $3.0K 0.56% | 60.36K | 0.00 | 1.04K |
ISHARES TRSOLE | MSCI ACWI ETF | 34.36K | SH | $2.7K 0.50% | 33.06K | 0.00 | 1.30K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 89.86K | SH | $2.5K 0.47% | 85.25K | 0.00 | 4.61K |
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