LEBENTHAL GLOBAL ADVISORS, LLC

PrivateCIK: 1845766
Location

HAUPPAUGE, NY

190
Positions
$687.79M
Total AUM (reported)
8.37M
Total Shares

Allocation by class

TOTAL AUM$687.79M190 positions
COM$161.24M23.4%
TR UNIT$50.05M7.3%
NASDAQ COMPSIT$46.22M6.7%
EQUITY PREMIUM$36.64M5.3%
NASDAQ EQT PREM$29.05M4.2%
VALUE ETF$28.51M4.1%
STATE STREET SPD$27.70M4.0%

Portfolio Concentration

Top 319.3%4–1024.0%11–2523.4%Rest33.3%TOP 1043.3%0%100%
Top 3$132.91M19.3%
4–10$164.77M24.0%
11–25$161.25M23.4%
Rest$228.86M33.3%

Top 3 weight

19.3%

Top 10 weight

43.3%

Voting Authority Distribution

Total shares with voting rights: 8.37M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

8.37M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole75
Shared0
Other115
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings190
Rows:

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares76.96K
TypeSH
Market value$50.05M
7.28%
Sole
0.00
Shared
0.00
None
76.96K

FIDELITY COMWLTH TR

DFND
NASDAQ COMPSIT
Shares544.30K
TypeSH
Market value$46.22M
6.72%
Sole
0.00
Shared
0.00
None
544.30K

J P MORGAN EXCHANGE TRADED F

DFND
EQUITY PREMIUM
Shares646.49K
TypeSH
Market value$36.64M
5.33%
Sole
0.00
Shared
0.00
None
646.49K

J P MORGAN EXCHANGE TRADED F

SOLE
NASDAQ EQT PREM
Shares523.28K
TypeSH
Market value$29.05M
4.22%
Sole
0.00
Shared
0.00
None
523.28K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares145.32K
TypeSH
Market value$28.51M
4.15%
Sole
0.00
Shared
0.00
None
145.32K

VANGUARD SCOTTSDALE FDS

DFND
INT-TERM CORP
Shares314.79K
TypeSH
Market value$26.05M
3.79%
Sole
0.00
Shared
0.00
None
314.79K

GOLDMAN SACHS ETF TR

DFND
ACTIVEBETA INT
Shares516.47K
TypeSH
Market value$22.28M
3.24%
Sole
0.00
Shared
0.00
None
516.47K

ISHARES TR

SOLE
CORE 60/40 BALAN
Shares319.98K
TypeSH
Market value$20.59M
2.99%
Sole
0.00
Shared
0.00
None
319.98K

ISHARES TR

SOLE
RUS 1000 GRW ETF
Shares45.38K
TypeSH
Market value$19.35M
2.81%
Sole
0.00
Shared
0.00
None
45.38K

J P MORGAN EXCHANGE TRADED F

SOLE
MUNICIPAL ETF
Shares378.88K
TypeSH
Market value$18.94M
2.75%
Sole
0.00
Shared
0.00
None
378.88K

NEW YORK LIFE INVTS ACTIVE E

DFND
NYLI MACKAY MUN
Shares699.55K
TypeSH
Market value$16.86M
2.45%
Sole
0.00
Shared
0.00
None
699.55K

VANGUARD SCOTTSDALE FDS

SOLE
VNG RUS1000GRW
Shares146.26K
TypeSH
Market value$16.04M
2.33%
Sole
0.00
Shared
0.00
None
146.26K

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares115.57K
TypeSH
Market value$13.87M
2.02%
Sole
0.00
Shared
0.00
None
115.57K

VANGUARD INDEX FDS

DFND
TOTAL STK MKT
Shares42.11K
TypeSH
Market value$13.51M
1.96%
Sole
0.00
Shared
0.00
None
42.11K

APPLE INC

SOLE
COM
Shares52.58K
TypeSH
Market value$13.34M
1.94%
Sole
0.00
Shared
0.00
None
52.58K

SELECT SECTOR SPDR TR

DFND
STATE STREET FIN
Shares259.70K
TypeSH
Market value$12.82M
1.86%
Sole
0.00
Shared
0.00
None
259.70K

SELECT SECTOR SPDR TR

SOLE
STATE STREET HEA
Shares67.35K
TypeSH
Market value$9.87M
1.44%
Sole
0.00
Shared
0.00
None
67.35K

NVIDIA CORPORATION

DFND
COM
Shares56.61K
TypeSH
Market value$9.87M
1.44%
Sole
0.00
Shared
0.00
None
56.61K

ISHARES TR

DFND
CORE S&P MCP ETF
Shares146.01K
TypeSH
Market value$9.86M
1.43%
Sole
0.00
Shared
0.00
None
146.01K

VANGUARD ADMIRAL FDS INC

DFND
MIDCP 400 IDX
Shares80.90K
TypeSH
Market value$9.25M
1.34%
Sole
0.00
Shared
0.00
None
80.90K

VANGUARD WHITEHALL FDS

DFND
HIGH DIV YLD
Shares60.25K
TypeSH
Market value$8.92M
1.30%
Sole
0.00
Shared
0.00
None
60.25K

VANGUARD WHITEHALL FDS

SOLE
INTL HIGH ETF
Shares90.42K
TypeSH
Market value$8.52M
1.24%
Sole
0.00
Shared
0.00
None
90.42K

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares314.31K
TypeSH
Market value$7.85M
1.14%
Sole
0.00
Shared
0.00
None
314.31K

ISHARES INC

DFND
CORE MSCI EMKT
Shares77.58K
TypeSH
Market value$5.41M
0.79%
Sole
0.00
Shared
0.00
None
77.58K

ISHARES TR

DFND
MRGSTR MD CP VAL
Shares61.75K
TypeSH
Market value$5.24M
0.76%
Sole
0.00
Shared
0.00
None
61.75K
Page 1 of 8