Filed: 11/8/2023ACC: 0001172661-23-003683
📋 What this filing means
LEBENTHAL GLOBAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 122 equity positions with a total reported market value of $332.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
122
Positions
$332.24M
Total AUM (reported)
5.01M
Total Shares
Allocation by class
EQUITY PREMIUM$47.60M14.3%
INT-TERM CORP$44.16M13.3%
COM$43.29M13.0%
VALUE ETF$29.70M8.9%
NATIONAL MUN ETF$24.06M7.2%
20 YR TR BD ETF$15.37M4.6%
ULTRA SHRT INC$12.40M3.7%
Portfolio Concentration
Top 3$121.46M36.6%
4–10$92.07M27.7%
11–25$57.32M17.3%
Rest$61.39M18.5%
Top 3 weight
36.6%
Top 10 weight
64.3%
Voting Authority Distribution
Total shares with voting rights: 5.01M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.01M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole56
Shared0
Other66
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings122
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares888.73K
TypeSH
Market value$47.60M
14.33%
Sole
0.00
Shared
0.00
None
888.73K
VANGUARD SCOTTSDALE FDS
DFNDShares581.26K
TypeSH
Market value$44.16M
13.29%
Sole
0.00
Shared
0.00
None
581.26K
VANGUARD INDEX FDS
DFNDShares215.32K
TypeSH
Market value$29.70M
8.94%
Sole
0.00
Shared
0.00
None
215.32K
ISHARES TR
SOLEShares234.62K
TypeSH
Market value$24.06M
7.24%
Sole
0.00
Shared
0.00
None
234.62K
ISHARES TR
DFNDShares173.29K
TypeSH
Market value$15.37M
4.63%
Sole
0.00
Shared
0.00
None
173.29K
J P MORGAN EXCHANGE TRADED F
SOLEShares247.13K
TypeSH
Market value$12.40M
3.73%
Sole
0.00
Shared
0.00
None
247.13K
SELECT SECTOR SPDR TR
DFNDShares131.96K
TypeSH
Market value$11.93M
3.59%
Sole
0.00
Shared
0.00
None
131.96K
VANGUARD WHITEHALL FDS
DFNDShares108.85K
TypeSH
Market value$11.25M
3.38%
Sole
0.00
Shared
0.00
None
108.85K
ISHARES TR
SOLEShares91.89K
TypeSH
Market value$8.67M
2.61%
Sole
0.00
Shared
0.00
None
91.89K
APPLE INC
SOLEShares49.04K
TypeSH
Market value$8.40M
2.53%
Sole
0.00
Shared
0.00
None
49.04K
VANGUARD WHITEHALL FDS
SOLEShares112.86K
TypeSH
Market value$6.99M
2.10%
Sole
0.00
Shared
0.00
None
112.86K
SCHWAB STRATEGIC TR
DFNDShares88.74K
TypeSH
Market value$6.28M
1.89%
Sole
0.00
Shared
0.00
None
88.74K
ISHARES TR
DFNDShares95.96K
TypeSH
Market value$5.69M
1.71%
Sole
0.00
Shared
0.00
None
95.96K
SPDR S&P 500 ETF TR
DFNDShares12.75K
TypeSH
Market value$5.45M
1.64%
Sole
0.00
Shared
0.00
None
12.75K
FIDELITY COVINGTON TRUST
SOLEShares76.13K
TypeSH
Market value$4.61M
1.39%
Sole
0.00
Shared
0.00
None
76.13K
VANGUARD BD INDEX FDS
DFNDShares80.72K
TypeSH
Market value$3.97M
1.20%
Sole
0.00
Shared
0.00
None
80.72K
VANGUARD WORLD FDS
DFNDShares14.77K
TypeSH
Market value$3.47M
1.05%
Sole
0.00
Shared
0.00
None
14.77K
ISHARES TR
SOLEShares60.98K
TypeSH
Market value$3.07M
0.92%
Sole
0.00
Shared
0.00
None
60.98K
VANGUARD SCOTTSDALE FDS
DFNDShares55.09K
TypeSH
Market value$3.06M
0.92%
Sole
0.00
Shared
0.00
None
55.09K
INVESCO EXCH TRADED FD TR II
DFNDShares122.65K
TypeSH
Market value$2.72M
0.82%
Sole
0.00
Shared
0.00
None
122.65K
SPDR SER TR
DFNDShares108.36K
TypeSH
Market value$2.65M
0.80%
Sole
0.00
Shared
0.00
None
108.36K
BLACKROCK TAX MUNICPAL BD TR
SOLEShares169.37K
TypeSH
Market value$2.57M
0.77%
Sole
0.00
Shared
0.00
None
169.37K
VANGUARD BD INDEX FDS
SOLEShares36.19K
TypeSH
Market value$2.53M
0.76%
Sole
0.00
Shared
0.00
None
36.19K
VANGUARD WORLD FDS
SOLEShares16.99K
TypeSH
Market value$2.15M
0.65%
Sole
0.00
Shared
0.00
None
16.99K
ISHARES TR
DFNDShares27.09K
TypeSH
Market value$2.12M
0.64%
Sole
0.00
Shared
0.00
None
27.09K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 888.73K | SH | $47.60M 14.33% | 0.00 | 0.00 | 888.73K |
VANGUARD SCOTTSDALE FDSDFND | INT-TERM CORP | 581.26K | SH | $44.16M 13.29% | 0.00 | 0.00 | 581.26K |
VANGUARD INDEX FDSDFND | VALUE ETF | 215.32K | SH | $29.70M 8.94% | 0.00 | 0.00 | 215.32K |
ISHARES TRSOLE | NATIONAL MUN ETF | 234.62K | SH | $24.06M 7.24% | 0.00 | 0.00 | 234.62K |
ISHARES TRDFND | 20 YR TR BD ETF | 173.29K | SH | $15.37M 4.63% | 0.00 | 0.00 | 173.29K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 247.13K | SH | $12.40M 3.73% | 0.00 | 0.00 | 247.13K |
SELECT SECTOR SPDR TRDFND | ENERGY | 131.96K | SH | $11.93M 3.59% | 0.00 | 0.00 | 131.96K |
VANGUARD WHITEHALL FDSDFND | HIGH DIV YLD | 108.85K | SH | $11.25M 3.38% | 0.00 | 0.00 | 108.85K |
ISHARES TRSOLE | CORE S&P SCP ETF | 91.89K | SH | $8.67M 2.61% | 0.00 | 0.00 | 91.89K |
APPLE INCSOLE | COM | 49.04K | SH | $8.40M 2.53% | 0.00 | 0.00 | 49.04K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 112.86K | SH | $6.99M 2.10% | 0.00 | 0.00 | 112.86K |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 88.74K | SH | $6.28M 1.89% | 0.00 | 0.00 | 88.74K |
ISHARES TRDFND | INTL DIV GRWTH | 95.96K | SH | $5.69M 1.71% | 0.00 | 0.00 | 95.96K |
SPDR S&P 500 ETF TRDFND | TR UNIT | 12.75K | SH | $5.45M 1.64% | 0.00 | 0.00 | 12.75K |
FIDELITY COVINGTON TRUSTSOLE | MSCI HLTH CARE I | 76.13K | SH | $4.61M 1.39% | 0.00 | 0.00 | 76.13K |
VANGUARD BD INDEX FDSDFND | VANGUARD ULTRA | 80.72K | SH | $3.97M 1.20% | 0.00 | 0.00 | 80.72K |
VANGUARD WORLD FDSDFND | HEALTH CAR ETF | 14.77K | SH | $3.47M 1.05% | 0.00 | 0.00 | 14.77K |
ISHARES TRSOLE | BLACKROCK ULTRA | 60.98K | SH | $3.07M 0.92% | 0.00 | 0.00 | 60.98K |
VANGUARD SCOTTSDALE FDSDFND | LONG TERM TREAS | 55.09K | SH | $3.06M 0.92% | 0.00 | 0.00 | 55.09K |
INVESCO EXCH TRADED FD TR IIDFND | NATL AMT MUNI | 122.65K | SH | $2.72M 0.82% | 0.00 | 0.00 | 122.65K |
SPDR SER TRDFND | BLOOMBERG SHT TE | 108.36K | SH | $2.65M 0.80% | 0.00 | 0.00 | 108.36K |
BLACKROCK TAX MUNICPAL BD TRSOLE | SHS | 169.37K | SH | $2.57M 0.77% | 0.00 | 0.00 | 169.37K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 36.19K | SH | $2.53M 0.76% | 0.00 | 0.00 | 36.19K |
VANGUARD WORLD FDSSOLE | ENERGY ETF | 16.99K | SH | $2.15M 0.65% | 0.00 | 0.00 | 16.99K |
ISHARES TRDFND | U.S. REAL ES ETF | 27.09K | SH | $2.12M 0.64% | 0.00 | 0.00 | 27.09K |
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