Filed: 8/8/2023ACC: 0001172661-23-002812
📋 What this filing means
LEBENTHAL GLOBAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $344.79M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
115
Positions
$344.79M
Total AUM (reported)
5.46M
Total Shares
Allocation by class
COM$50.27M14.6%
EQUITY PREMIUM$49.54M14.4%
INT-TERM CORP$39.15M11.4%
ULTRA SHRT INC$33.16M9.6%
VALUE ETF$31.13M9.0%
NATIONAL MUN ETF$23.49M6.8%
US DIVIDEND EQ$15.31M4.4%
Portfolio Concentration
Top 3$121.85M35.3%
4–10$114.42M33.2%
11–25$58.40M16.9%
Rest$50.12M14.5%
Top 3 weight
35.3%
Top 10 weight
68.5%
Voting Authority Distribution
Total shares with voting rights: 5.46M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.46M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole51
Shared0
Other64
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings115
Rows:
J P MORGAN EXCHANGE TRADED F
DFNDShares895.28K
TypeSH
Market value$49.54M
14.37%
Sole
0.00
Shared
0.00
None
895.28K
VANGUARD SCOTTSDALE FDS
SOLEShares495.44K
TypeSH
Market value$39.15M
11.36%
Sole
0.00
Shared
0.00
None
495.44K
J P MORGAN EXCHANGE TRADED F
DFNDShares661.30K
TypeSH
Market value$33.16M
9.62%
Sole
0.00
Shared
0.00
None
661.30K
VANGUARD INDEX FDS
DFNDShares219.11K
TypeSH
Market value$31.13M
9.03%
Sole
0.00
Shared
0.00
None
219.11K
ISHARES TR
SOLEShares220.12K
TypeSH
Market value$23.49M
6.81%
Sole
0.00
Shared
0.00
None
220.12K
SCHWAB STRATEGIC TR
DFNDShares210.89K
TypeSH
Market value$15.31M
4.44%
Sole
0.00
Shared
0.00
None
210.89K
FIDELITY COVINGTON TRUST
DFNDShares222.63K
TypeSH
Market value$14.05M
4.08%
Sole
0.00
Shared
0.00
None
222.63K
VANGUARD WHITEHALL FDS
SOLEShares108.94K
TypeSH
Market value$11.55M
3.35%
Sole
0.00
Shared
0.00
None
108.94K
ISHARES TR
SOLEShares188.89K
TypeSH
Market value$9.50M
2.76%
Sole
0.00
Shared
0.00
None
188.89K
VANGUARD BD INDEX FDS
DFNDShares190.61K
TypeSH
Market value$9.37M
2.72%
Sole
0.00
Shared
0.00
None
190.61K
APPLE INC
DFNDShares47.07K
TypeSH
Market value$9.13M
2.65%
Sole
0.00
Shared
0.00
None
47.07K
VANGUARD WORLD FDS
DFNDShares32.82K
TypeSH
Market value$8.04M
2.33%
Sole
0.00
Shared
0.00
None
32.82K
SELECT SECTOR SPDR TR
DFNDShares86.53K
TypeSH
Market value$7.02M
2.04%
Sole
0.00
Shared
0.00
None
86.53K
SPDR S&P 500 ETF TR
SOLEShares12.57K
TypeSH
Market value$5.57M
1.62%
Sole
0.00
Shared
0.00
None
12.57K
ISHARES TR
SOLEShares77.27K
TypeSH
Market value$4.79M
1.39%
Sole
0.00
Shared
0.00
None
77.27K
VANGUARD WHITEHALL FDS
SOLEShares75.61K
TypeSH
Market value$4.78M
1.39%
Sole
0.00
Shared
0.00
None
75.61K
BLACKROCK TAX MUNICPAL BD TR
SOLEShares266.03K
TypeSH
Market value$4.41M
1.28%
Sole
0.00
Shared
0.00
None
266.03K
SPDR SER TR
SOLEShares120.55K
TypeSH
Market value$2.98M
0.86%
Sole
0.00
Shared
0.00
None
120.55K
MERCK & CO INC
DFNDShares18.17K
TypeSH
Market value$2.10M
0.61%
Sole
0.00
Shared
0.00
None
18.17K
VANGUARD INDEX FDS
DFNDShares9.19K
TypeSH
Market value$2.02M
0.59%
Sole
0.00
Shared
0.00
None
9.19K
INVESCO EXCH TRADED FD TR II
DFNDShares84.37K
TypeSH
Market value$1.99M
0.58%
Sole
0.00
Shared
0.00
None
84.37K
VANGUARD TAX-MANAGED FDS
DFNDShares40.92K
TypeSH
Market value$1.89M
0.55%
Sole
0.00
Shared
0.00
None
40.92K
PHILIP MORRIS INTL INC
SOLEShares13.72K
TypeSH
Market value$1.34M
0.39%
Sole
0.00
Shared
0.00
None
13.72K
VANGUARD WORLD FDS
DFNDShares10.37K
TypeSH
Market value$1.17M
0.34%
Sole
0.00
Shared
0.00
None
10.37K
PIONEER NAT RES CO
DFNDShares5.63K
TypeSH
Market value$1.17M
0.34%
Sole
0.00
Shared
0.00
None
5.63K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FDFND | EQUITY PREMIUM | 895.28K | SH | $49.54M 14.37% | 0.00 | 0.00 | 895.28K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 495.44K | SH | $39.15M 11.36% | 0.00 | 0.00 | 495.44K |
J P MORGAN EXCHANGE TRADED FDFND | ULTRA SHRT INC | 661.30K | SH | $33.16M 9.62% | 0.00 | 0.00 | 661.30K |
VANGUARD INDEX FDSDFND | VALUE ETF | 219.11K | SH | $31.13M 9.03% | 0.00 | 0.00 | 219.11K |
ISHARES TRSOLE | NATIONAL MUN ETF | 220.12K | SH | $23.49M 6.81% | 0.00 | 0.00 | 220.12K |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 210.89K | SH | $15.31M 4.44% | 0.00 | 0.00 | 210.89K |
FIDELITY COVINGTON TRUSTDFND | MSCI HLTH CARE I | 222.63K | SH | $14.05M 4.08% | 0.00 | 0.00 | 222.63K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 108.94K | SH | $11.55M 3.35% | 0.00 | 0.00 | 108.94K |
ISHARES TRSOLE | BLACKROCK ULTRA | 188.89K | SH | $9.50M 2.76% | 0.00 | 0.00 | 188.89K |
VANGUARD BD INDEX FDSDFND | VANGUARD ULTRA | 190.61K | SH | $9.37M 2.72% | 0.00 | 0.00 | 190.61K |
APPLE INCDFND | COM | 47.07K | SH | $9.13M 2.65% | 0.00 | 0.00 | 47.07K |
VANGUARD WORLD FDSDFND | HEALTH CAR ETF | 32.82K | SH | $8.04M 2.33% | 0.00 | 0.00 | 32.82K |
SELECT SECTOR SPDR TRDFND | ENERGY | 86.53K | SH | $7.02M 2.04% | 0.00 | 0.00 | 86.53K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 12.57K | SH | $5.57M 1.62% | 0.00 | 0.00 | 12.57K |
ISHARES TRSOLE | INTL DIV GRWTH | 77.27K | SH | $4.79M 1.39% | 0.00 | 0.00 | 77.27K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 75.61K | SH | $4.78M 1.39% | 0.00 | 0.00 | 75.61K |
BLACKROCK TAX MUNICPAL BD TRSOLE | SHS | 266.03K | SH | $4.41M 1.28% | 0.00 | 0.00 | 266.03K |
SPDR SER TRSOLE | BLOOMBERG SHT TE | 120.55K | SH | $2.98M 0.86% | 0.00 | 0.00 | 120.55K |
MERCK & CO INCDFND | COM | 18.17K | SH | $2.10M 0.61% | 0.00 | 0.00 | 18.17K |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 9.19K | SH | $2.02M 0.59% | 0.00 | 0.00 | 9.19K |
INVESCO EXCH TRADED FD TR IIDFND | NATL AMT MUNI | 84.37K | SH | $1.99M 0.58% | 0.00 | 0.00 | 84.37K |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 40.92K | SH | $1.89M 0.55% | 0.00 | 0.00 | 40.92K |
PHILIP MORRIS INTL INCSOLE | COM | 13.72K | SH | $1.34M 0.39% | 0.00 | 0.00 | 13.72K |
VANGUARD WORLD FDSDFND | ENERGY ETF | 10.37K | SH | $1.17M 0.34% | 0.00 | 0.00 | 10.37K |
PIONEER NAT RES CODFND | COM | 5.63K | SH | $1.17M 0.34% | 0.00 | 0.00 | 5.63K |
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