LEBENTHAL GLOBAL ADVISORS, LLC

Filed: 2/7/2023ACC: 0001172661-23-000472

📋 What this filing means

LEBENTHAL GLOBAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 129 equity positions with a total reported market value of $303.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

129

Positions

$303.57M

Total AUM (reported)

5.16M

Total Shares

Allocation by class

COM$47.85M15.8%

EQUITY PREMIUM$41.95M13.8%

INT-TERM CORP$28.86M9.5%

VALUE ETF$28.66M9.4%

MSCI HLTH CARE I$25.56M8.4%

ULTRA SHRT INC$21.24M7.0%

NATIONAL MUN ETF$17.14M5.6%

Portfolio Concentration

Top 3$99.47M32.8%

4–10$107.04M35.3%

11–25$47.06M15.5%

Rest$50.01M16.5%

Top 3 weight

32.8%

Top 10 weight

68.0%

Voting Authority Distribution

Total shares with voting rights: 5.16M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.16M

% of voting shares100.0%

Investment Discretion (by position count)

Sole58

Shared0

Other71

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings129

Rows:

J P MORGAN EXCHANGE TRADED F

DFND

EQUITY PREMIUM

Shares769.79K

TypeSH

Market value$41.95M

13.82%

Sole

0.00

Shared

0.00

None

769.79K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares372.36K

TypeSH

Market value$28.86M

9.51%

Sole

0.00

Shared

0.00

None

372.36K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares204.19K

TypeSH

Market value$28.66M

9.44%

Sole

0.00

Shared

0.00

None

204.19K

FIDELITY COVINGTON TRUST

DFND

MSCI HLTH CARE I

Shares399.57K

TypeSH

Market value$25.56M

8.42%

Sole

0.00

Shared

0.00

None

399.57K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares423.75K

TypeSH

Market value$21.24M

7.00%

Sole

0.00

Shared

0.00

None

423.75K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares162.43K

TypeSH

Market value$17.14M

5.65%

Sole

0.00

Shared

0.00

None

162.43K

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares53.54K

TypeSH

Market value$13.28M

4.37%

Sole

0.00

Shared

0.00

None

53.54K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares371.14K

TypeSH

Market value$12.69M

4.18%

Sole

0.00

Shared

0.00

None

371.14K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares27.69K

TypeSH

Market value$10.59M

3.49%

Sole

0.00

Shared

0.00

None

27.69K

BLACKROCK TAX MUNICPAL BD TR

SOLE

SHS

Shares387.42K

TypeSH

Market value$6.52M

2.15%

Sole

0.00

Shared

0.00

None

387.42K

SCHWAB STRATEGIC TR

DFND

US DIVIDEND EQ

Shares85.01K

TypeSH

Market value$6.42M

2.12%

Sole

0.00

Shared

0.00

None

85.01K

APPLE INC

SOLE

COM

Shares49.21K

TypeSH

Market value$6.39M

2.11%

Sole

0.00

Shared

0.00

None

49.21K

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares117.80K

TypeSH

Market value$5.89M

1.94%

Sole

0.00

Shared

0.00

None

117.80K

VANGUARD BD INDEX FDS

DFND

VANGUARD ULTRA

Shares109.32K

TypeSH

Market value$5.36M

1.76%

Sole

0.00

Shared

0.00

None

109.32K

VANGUARD WHITEHALL FDS

DFND

INTL HIGH ETF

Shares75.50K

TypeSH

Market value$4.50M

1.48%

Sole

0.00

Shared

0.00

None

75.50K

ISHARES TR

DFND

IBOXX HI YD ETF

Shares51.93K

TypeSH

Market value$3.82M

1.26%

Sole

0.00

Shared

0.00

None

51.93K

VANGUARD WORLD FDS

DFND

FINANCIALS ETF

Shares31.88K

TypeSH

Market value$2.64M

0.87%

Sole

0.00

Shared

0.00

None

31.88K

INVESCO EXCH TRADED FD TR II

SOLE

NATL AMT MUNI

Shares92.74K

TypeSH

Market value$2.13M

0.70%

Sole

0.00

Shared

0.00

None

92.74K

VANGUARD INDEX FDS

DFND

TOTAL STK MKT

Shares10.52K

TypeSH

Market value$2.01M

0.66%

Sole

0.00

Shared

0.00

None

10.52K

VANGUARD WHITEHALL FDS

DFND

HIGH DIV YLD

Shares15.29K

TypeSH

Market value$1.65M

0.54%

Sole

0.00

Shared

0.00

None

15.29K

PHILIP MORRIS INTL INC

SOLE

COM

Shares13.51K

TypeSH

Market value$1.37M

0.45%

Sole

0.00

Shared

0.00

None

13.51K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares4.12K

TypeSH

Market value$1.27M

0.42%

Sole

0.00

Shared

0.00

None

4.12K

ALPHABET INC

SOLE

CAP STK CL A

Shares13.98K

TypeSH

Market value$1.23M

0.41%

Sole

0.00

Shared

0.00

None

13.98K

NEXTERA ENERGY INC

DFND

COM

Shares14.23K

TypeSH

Market value$1.19M

0.39%

Sole

0.00

Shared

0.00

None

14.23K

VISA INC

DFND

COM CL A

Shares5.64K

TypeSH

Market value$1.17M

0.39%

Sole

0.00

Shared

0.00

None

5.64K

Issuer	Class	Shares	Type	Value / Portfolio %	None
J P MORGAN EXCHANGE TRADED FDFND	EQUITY PREMIUM	769.79K	SH	$41.95M 13.82%	769.79K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	372.36K	SH	$28.86M 9.51%	372.36K
VANGUARD INDEX FDSSOLE	VALUE ETF	204.19K	SH	$28.66M 9.44%	204.19K
FIDELITY COVINGTON TRUSTDFND	MSCI HLTH CARE I	399.57K	SH	$25.56M 8.42%	399.57K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	423.75K	SH	$21.24M 7.00%	423.75K
ISHARES TRSOLE	NATIONAL MUN ETF	162.43K	SH	$17.14M 5.65%	162.43K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	53.54K	SH	$13.28M 4.37%	53.54K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	371.14K	SH	$12.69M 4.18%	371.14K
SPDR S&P 500 ETF TRDFND	TR UNIT	27.69K	SH	$10.59M 3.49%	27.69K
BLACKROCK TAX MUNICPAL BD TRSOLE	SHS	387.42K	SH	$6.52M 2.15%	387.42K
SCHWAB STRATEGIC TRDFND	US DIVIDEND EQ	85.01K	SH	$6.42M 2.12%	85.01K
APPLE INCSOLE	COM	49.21K	SH	$6.39M 2.11%	49.21K
ISHARES TRSOLE	BLACKROCK ULTRA	117.80K	SH	$5.89M 1.94%	117.80K
VANGUARD BD INDEX FDSDFND	VANGUARD ULTRA	109.32K	SH	$5.36M 1.76%	109.32K
VANGUARD WHITEHALL FDSDFND	INTL HIGH ETF	75.50K	SH	$4.50M 1.48%	75.50K
ISHARES TRDFND	IBOXX HI YD ETF	51.93K	SH	$3.82M 1.26%	51.93K
VANGUARD WORLD FDSDFND	FINANCIALS ETF	31.88K	SH	$2.64M 0.87%	31.88K
INVESCO EXCH TRADED FD TR IISOLE	NATL AMT MUNI	92.74K	SH	$2.13M 0.70%	92.74K
VANGUARD INDEX FDSDFND	TOTAL STK MKT	10.52K	SH	$2.01M 0.66%	10.52K
VANGUARD WHITEHALL FDSDFND	HIGH DIV YLD	15.29K	SH	$1.65M 0.54%	15.29K
PHILIP MORRIS INTL INCSOLE	COM	13.51K	SH	$1.37M 0.45%	13.51K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	4.12K	SH	$1.27M 0.42%	4.12K
ALPHABET INCSOLE	CAP STK CL A	13.98K	SH	$1.23M 0.41%	13.98K
NEXTERA ENERGY INCDFND	COM	14.23K	SH	$1.19M 0.39%	14.23K
VISA INCDFND	COM CL A	5.64K	SH	$1.17M 0.39%	5.64K

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