KOZAK & ASSOCIATES, INC.

PrivateCIK: 1764970
Location

HIGHLANDS RANCH, CO

451
Positions
$576.14M
Total AUM (reported)
4.20M
Total Shares

Allocation by class

TOTAL AUM$576.14M451 positions
ETF$425.86M73.9%
STOCK$149.14M25.9%
ADR$577.4K0.1%
REIT$400.3K0.1%
PREFERRED$94.2K0.0%
CEF$75.5K0.0%

Portfolio Concentration

Top 325.1%4–1037.8%11–2530.3%Rest6.8%TOP 1062.9%0%100%
Top 3$144.69M25.1%
4–10$217.68M37.8%
11–25$174.63M30.3%
Rest$39.15M6.8%

Top 3 weight

25.1%

Top 10 weight

62.9%

Voting Authority Distribution

Total shares with voting rights: 4.20M

Sole

Full voting authority

4.20M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole451
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings451
Rows:

ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF

SOLE
ETF
Shares464.64K
TypeSH
Market value$49.18M
8.54%
Sole
464.64K
Shared
0.00
None
0.00

STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE
ETF
Shares409.31K
TypeSH
Market value$48.48M
8.41%
Sole
409.31K
Shared
0.00
None
0.00

STATE STREET SPDR S&P 500 ETF

SOLE
ETF
Shares63.06K
TypeSH
Market value$47.03M
8.16%
Sole
63.06K
Shared
0.00
None
0.00

INVESCO QQQ TRUST SERIES I

SOLE
ETF
Shares63.60K
TypeSH
Market value$46.12M
8.01%
Sole
63.60K
Shared
0.00
None
0.00

INVESCO S&P 500 REVENUE ETF

SOLE
ETF
Shares333.76K
TypeSH
Market value$42.88M
7.44%
Sole
333.76K
Shared
0.00
None
0.00

ISHARES US FINANCIAL SERVICES ETF

SOLE
ETF
Shares305.43K
TypeSH
Market value$28.19M
4.89%
Sole
305.43K
Shared
0.00
None
0.00

ISHARES S&P MID-CAP 400 GROWTH ETF

SOLE
ETF
Shares230.50K
TypeSH
Market value$26.75M
4.64%
Sole
230.50K
Shared
0.00
None
0.00

PGIM JENNISON FOCUSED VALUE ETF

SOLE
ETF
Shares258.67K
TypeSH
Market value$25.34M
4.40%
Sole
258.67K
Shared
0.00
None
0.00

VANECK SEMICONDUCTOR ETF

SOLE
ETF
Shares39.51K
TypeSH
Market value$24.51M
4.25%
Sole
39.51K
Shared
0.00
None
0.00

ISHARES U.S. INDUSTRIALS ETF

SOLE
ETF
Shares144.05K
TypeSH
Market value$23.87M
4.14%
Sole
144.05K
Shared
0.00
None
0.00

APPLE INC COM

SOLE
Stock
Shares79.32K
TypeSH
Market value$23.35M
4.05%
Sole
79.32K
Shared
0.00
None
0.00

NVIDIA CORPORATION COM

SOLE
Stock
Shares116.35K
TypeSH
Market value$22.99M
3.99%
Sole
116.35K
Shared
0.00
None
0.00

MICROSOFT CORP COM

SOLE
Stock
Shares53.59K
TypeSH
Market value$20.59M
3.57%
Sole
53.59K
Shared
0.00
None
0.00

AMAZON COM INC COM

SOLE
Stock
Shares75.51K
TypeSH
Market value$18.25M
3.17%
Sole
75.51K
Shared
0.00
None
0.00

PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND

SOLE
ETF
Shares681.23K
TypeSH
Market value$17.94M
3.11%
Sole
681.23K
Shared
0.00
None
0.00

ISHARES MSCI EMERGING MARKETS EX CHINA ETF

SOLE
ETF
Shares139.69K
TypeSH
Market value$13.76M
2.39%
Sole
139.69K
Shared
0.00
None
0.00

COSTCO WHOLESALE CORPORATION COM

SOLE
Stock
Shares13.06K
TypeSH
Market value$12.07M
2.10%
Sole
13.06K
Shared
0.00
None
0.00

STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

SOLE
ETF
Shares21.35K
TypeSH
Market value$11.15M
1.94%
Sole
21.35K
Shared
0.00
None
0.00

ALPHABET INC CAP STK CL C

SOLE
Stock
Shares25.36K
TypeSH
Market value$9.08M
1.58%
Sole
25.36K
Shared
0.00
None
0.00

SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF

SOLE
ETF
Shares209.03K
TypeSH
Market value$8.24M
1.43%
Sole
209.03K
Shared
0.00
None
0.00

VANECK URANIUM AND NUCLEAR ETF

SOLE
ETF
Shares67.23K
TypeSH
Market value$7.72M
1.34%
Sole
67.23K
Shared
0.00
None
0.00

BROADCOM INC COM

SOLE
Stock
Shares7.10K
TypeSH
Market value$2.62M
0.46%
Sole
7.10K
Shared
0.00
None
0.00

JPMORGAN CHASE & CO COM

SOLE
Stock
Shares7.46K
TypeSH
Market value$2.49M
0.43%
Sole
7.46K
Shared
0.00
None
0.00

SCHWAB CHARLES CORP COM

SOLE
Stock
Shares25.93K
TypeSH
Market value$2.48M
0.43%
Sole
25.93K
Shared
0.00
None
0.00

CATERPILLAR INC COM

SOLE
Stock
Shares1.89K
TypeSH
Market value$1.88M
0.33%
Sole
1.89K
Shared
0.00
None
0.00
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