Filed: 7/2/2026ACC: 0001764970-26-000005
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 451 equity positions with a total reported market value of $576.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
451
Positions
$576.14M
Total AUM (reported)
4.20M
Total Shares
Allocation by class
ETF$425.86M73.9%
STOCK$149.14M25.9%
ADR$577.4K0.1%
REIT$400.3K0.1%
PREFERRED$94.2K0.0%
CEF$75.5K0.0%
Portfolio Concentration
Top 3$144.69M25.1%
4–10$217.68M37.8%
11–25$174.63M30.3%
Rest$39.15M6.8%
Top 3 weight
25.1%
Top 10 weight
62.9%
Voting Authority Distribution
Total shares with voting rights: 4.20M
Sole
Full voting authority
4.20M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole451
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings451
Rows:
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares464.64K
TypeSH
Market value$49.18M
8.54%
Sole
464.64K
Shared
0.00
None
0.00
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares409.31K
TypeSH
Market value$48.48M
8.41%
Sole
409.31K
Shared
0.00
None
0.00
STATE STREET SPDR S&P 500 ETF
SOLEShares63.06K
TypeSH
Market value$47.03M
8.16%
Sole
63.06K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares63.60K
TypeSH
Market value$46.12M
8.01%
Sole
63.60K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares333.76K
TypeSH
Market value$42.88M
7.44%
Sole
333.76K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares305.43K
TypeSH
Market value$28.19M
4.89%
Sole
305.43K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares230.50K
TypeSH
Market value$26.75M
4.64%
Sole
230.50K
Shared
0.00
None
0.00
PGIM JENNISON FOCUSED VALUE ETF
SOLEShares258.67K
TypeSH
Market value$25.34M
4.40%
Sole
258.67K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares39.51K
TypeSH
Market value$24.51M
4.25%
Sole
39.51K
Shared
0.00
None
0.00
ISHARES U.S. INDUSTRIALS ETF
SOLEShares144.05K
TypeSH
Market value$23.87M
4.14%
Sole
144.05K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares79.32K
TypeSH
Market value$23.35M
4.05%
Sole
79.32K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares116.35K
TypeSH
Market value$22.99M
3.99%
Sole
116.35K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares53.59K
TypeSH
Market value$20.59M
3.57%
Sole
53.59K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares75.51K
TypeSH
Market value$18.25M
3.17%
Sole
75.51K
Shared
0.00
None
0.00
PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND
SOLEShares681.23K
TypeSH
Market value$17.94M
3.11%
Sole
681.23K
Shared
0.00
None
0.00
ISHARES MSCI EMERGING MARKETS EX CHINA ETF
SOLEShares139.69K
TypeSH
Market value$13.76M
2.39%
Sole
139.69K
Shared
0.00
None
0.00
COSTCO WHOLESALE CORPORATION COM
SOLEShares13.06K
TypeSH
Market value$12.07M
2.10%
Sole
13.06K
Shared
0.00
None
0.00
STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares21.35K
TypeSH
Market value$11.15M
1.94%
Sole
21.35K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares25.36K
TypeSH
Market value$9.08M
1.58%
Sole
25.36K
Shared
0.00
None
0.00
SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF
SOLEShares209.03K
TypeSH
Market value$8.24M
1.43%
Sole
209.03K
Shared
0.00
None
0.00
VANECK URANIUM AND NUCLEAR ETF
SOLEShares67.23K
TypeSH
Market value$7.72M
1.34%
Sole
67.23K
Shared
0.00
None
0.00
BROADCOM INC COM
SOLEShares7.10K
TypeSH
Market value$2.62M
0.46%
Sole
7.10K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares7.46K
TypeSH
Market value$2.49M
0.43%
Sole
7.46K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares25.93K
TypeSH
Market value$2.48M
0.43%
Sole
25.93K
Shared
0.00
None
0.00
CATERPILLAR INC COM
SOLEShares1.89K
TypeSH
Market value$1.88M
0.33%
Sole
1.89K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 464.64K | SH | $49.18M 8.54% | 464.64K | 0.00 | 0.00 |
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 409.31K | SH | $48.48M 8.41% | 409.31K | 0.00 | 0.00 |
STATE STREET SPDR S&P 500 ETFSOLE | ETF | 63.06K | SH | $47.03M 8.16% | 63.06K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 63.60K | SH | $46.12M 8.01% | 63.60K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 333.76K | SH | $42.88M 7.44% | 333.76K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 305.43K | SH | $28.19M 4.89% | 305.43K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 230.50K | SH | $26.75M 4.64% | 230.50K | 0.00 | 0.00 |
PGIM JENNISON FOCUSED VALUE ETFSOLE | ETF | 258.67K | SH | $25.34M 4.40% | 258.67K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 39.51K | SH | $24.51M 4.25% | 39.51K | 0.00 | 0.00 |
ISHARES U.S. INDUSTRIALS ETFSOLE | ETF | 144.05K | SH | $23.87M 4.14% | 144.05K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 79.32K | SH | $23.35M 4.05% | 79.32K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 116.35K | SH | $22.99M 3.99% | 116.35K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 53.59K | SH | $20.59M 3.57% | 53.59K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 75.51K | SH | $18.25M 3.17% | 75.51K | 0.00 | 0.00 |
PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUNDSOLE | ETF | 681.23K | SH | $17.94M 3.11% | 681.23K | 0.00 | 0.00 |
ISHARES MSCI EMERGING MARKETS EX CHINA ETFSOLE | ETF | 139.69K | SH | $13.76M 2.39% | 139.69K | 0.00 | 0.00 |
COSTCO WHOLESALE CORPORATION COMSOLE | Stock | 13.06K | SH | $12.07M 2.10% | 13.06K | 0.00 | 0.00 |
STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | ETF | 21.35K | SH | $11.15M 1.94% | 21.35K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 25.36K | SH | $9.08M 1.58% | 25.36K | 0.00 | 0.00 |
SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETFSOLE | ETF | 209.03K | SH | $8.24M 1.43% | 209.03K | 0.00 | 0.00 |
VANECK URANIUM AND NUCLEAR ETFSOLE | ETF | 67.23K | SH | $7.72M 1.34% | 67.23K | 0.00 | 0.00 |
BROADCOM INC COMSOLE | Stock | 7.10K | SH | $2.62M 0.46% | 7.10K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 7.46K | SH | $2.49M 0.43% | 7.46K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 25.93K | SH | $2.48M 0.43% | 25.93K | 0.00 | 0.00 |
CATERPILLAR INC COMSOLE | Stock | 1.89K | SH | $1.88M 0.33% | 1.89K | 0.00 | 0.00 |
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