Filed: 4/14/2026ACC: 0001764970-26-000002
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 452 equity positions with a total reported market value of $512.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
452
Positions
$512.85M
Total AUM (reported)
3.20M
Total Shares
Allocation by class
ETF$367.81M71.7%
STOCK$143.99M28.1%
ADR$628.5K0.1%
REIT$315.3K0.1%
CEF$105.3K0.0%
Portfolio Concentration
Top 3$177.02M34.5%
4–10$223.08M43.5%
11–25$80.22M15.6%
Rest$32.53M6.3%
Top 3 weight
34.5%
Top 10 weight
78.0%
Voting Authority Distribution
Total shares with voting rights: 3.20M
Sole
Full voting authority
3.20M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole452
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings452
Rows:
INVESCO S&P 500 REVENUE ETF
SOLEShares586.60K
TypeSH
Market value$69.95M
13.64%
Sole
586.60K
Shared
0.00
None
0.00
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares653.97K
TypeSH
Market value$61.89M
12.07%
Sole
653.97K
Shared
0.00
None
0.00
STATE STREET SPDR S&P 500 ETF
SOLEShares65.85K
TypeSH
Market value$45.18M
8.81%
Sole
65.85K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares69.53K
TypeSH
Market value$42.93M
8.37%
Sole
69.53K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares430.38K
TypeSH
Market value$37.44M
7.30%
Sole
430.38K
Shared
0.00
None
0.00
ISHARES U.S. INDUSTRIALS ETF
SOLEShares219.20K
TypeSH
Market value$34.44M
6.72%
Sole
219.20K
Shared
0.00
None
0.00
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares305.91K
TypeSH
Market value$32.35M
6.31%
Sole
305.91K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares65.17K
TypeSH
Market value$28.89M
5.63%
Sole
65.17K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares130.31K
TypeSH
Market value$24.67M
4.81%
Sole
130.31K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares86.22K
TypeSH
Market value$22.35M
4.36%
Sole
86.22K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares50.02K
TypeSH
Market value$19.23M
3.75%
Sole
50.02K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares79.36K
TypeSH
Market value$19.04M
3.71%
Sole
79.36K
Shared
0.00
None
0.00
COSTCO WHOLESALE CORPORATION COM
SOLEShares14.71K
TypeSH
Market value$14.43M
2.81%
Sole
14.71K
Shared
0.00
None
0.00
STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares17K
TypeSH
Market value$8.20M
1.60%
Sole
17K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares27.70K
TypeSH
Market value$2.68M
0.52%
Sole
27.69K
Shared
0.00
None
0.00
BROADCOM INC COM
SOLEShares6.88K
TypeSH
Market value$2.61M
0.51%
Sole
6.88K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares7.42K
TypeSH
Market value$2.33M
0.45%
Sole
7.42K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares6.36K
TypeSH
Market value$2.03M
0.40%
Sole
6.36K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares2.56K
TypeSH
Market value$1.58M
0.31%
Sole
2.56K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares14.18K
TypeSH
Market value$1.51M
0.30%
Sole
14.18K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares4.67K
TypeSH
Market value$1.45M
0.28%
Sole
4.67K
Shared
0.00
None
0.00
CATERPILLAR INC COM
SOLEShares1.81K
TypeSH
Market value$1.44M
0.28%
Sole
1.81K
Shared
0.00
None
0.00
NETFLIX INC. COM
SOLEShares13.17K
TypeSH
Market value$1.36M
0.26%
Sole
13.17K
Shared
0.00
None
0.00
ORACLE CORP COM
SOLEShares7.72K
TypeSH
Market value$1.20M
0.23%
Sole
7.72K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares3.55K
TypeSH
Market value$1.14M
0.22%
Sole
3.55K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 586.60K | SH | $69.95M 13.64% | 586.60K | 0.00 | 0.00 |
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 653.97K | SH | $61.89M 12.07% | 653.97K | 0.00 | 0.00 |
STATE STREET SPDR S&P 500 ETFSOLE | ETF | 65.85K | SH | $45.18M 8.81% | 65.85K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 69.53K | SH | $42.93M 8.37% | 69.53K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 430.38K | SH | $37.44M 7.30% | 430.38K | 0.00 | 0.00 |
ISHARES U.S. INDUSTRIALS ETFSOLE | ETF | 219.20K | SH | $34.44M 6.72% | 219.20K | 0.00 | 0.00 |
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 305.91K | SH | $32.35M 6.31% | 305.91K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 65.17K | SH | $28.89M 5.63% | 65.17K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 130.31K | SH | $24.67M 4.81% | 130.31K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 86.22K | SH | $22.35M 4.36% | 86.22K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 50.02K | SH | $19.23M 3.75% | 50.02K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 79.36K | SH | $19.04M 3.71% | 79.36K | 0.00 | 0.00 |
COSTCO WHOLESALE CORPORATION COMSOLE | Stock | 14.71K | SH | $14.43M 2.81% | 14.71K | 0.00 | 0.00 |
STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | ETF | 17K | SH | $8.20M 1.60% | 17K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 27.70K | SH | $2.68M 0.52% | 27.69K | 0.00 | 0.00 |
BROADCOM INC COMSOLE | Stock | 6.88K | SH | $2.61M 0.51% | 6.88K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 7.42K | SH | $2.33M 0.45% | 7.42K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 6.36K | SH | $2.03M 0.40% | 6.36K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 2.56K | SH | $1.58M 0.31% | 2.56K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 14.18K | SH | $1.51M 0.30% | 14.18K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 4.67K | SH | $1.45M 0.28% | 4.67K | 0.00 | 0.00 |
CATERPILLAR INC COMSOLE | Stock | 1.81K | SH | $1.44M 0.28% | 1.81K | 0.00 | 0.00 |
NETFLIX INC. COMSOLE | Stock | 13.17K | SH | $1.36M 0.26% | 13.17K | 0.00 | 0.00 |
ORACLE CORP COMSOLE | Stock | 7.72K | SH | $1.20M 0.23% | 7.72K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 3.55K | SH | $1.14M 0.22% | 3.55K | 0.00 | 0.00 |
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