Filed: 1/12/2026ACC: 0001764970-26-000001
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 432 equity positions with a total reported market value of $517.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
432
Positions
$517.55M
Total AUM (reported)
3.15M
Total Shares
Allocation by class
ETF$368.09M71.1%
STOCK$148.52M28.7%
ADR$539.5K0.1%
REIT$280.7K0.1%
CEF$124.0K0.0%
Portfolio Concentration
Top 3$179.58M34.7%
4–10$223.74M43.2%
11–25$82.05M15.9%
Rest$32.18M6.2%
Top 3 weight
34.7%
Top 10 weight
77.9%
Voting Authority Distribution
Total shares with voting rights: 3.15M
Sole
Full voting authority
3.15M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole432
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings432
Rows:
INVESCO S&P 500 REVENUE ETF
SOLEShares575.02K
TypeSH
Market value$67.89M
13.12%
Sole
575.02K
Shared
0.00
None
0.00
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares641.30K
TypeSH
Market value$65.87M
12.73%
Sole
641.30K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares66.02K
TypeSH
Market value$45.82M
8.85%
Sole
66.02K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares69.56K
TypeSH
Market value$43.59M
8.42%
Sole
69.56K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares420.52K
TypeSH
Market value$39.66M
7.66%
Sole
420.52K
Shared
0.00
None
0.00
ISHARES U.S. INDUSTRIALS ETF
SOLEShares214.81K
TypeSH
Market value$33.22M
6.42%
Sole
214.81K
Shared
0.00
None
0.00
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares305.08K
TypeSH
Market value$32.92M
6.36%
Sole
305.08K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares66.09K
TypeSH
Market value$25.72M
4.97%
Sole
66.09K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares134.84K
TypeSH
Market value$24.93M
4.82%
Sole
134.84K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares49.44K
TypeSH
Market value$23.70M
4.58%
Sole
49.44K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares86.17K
TypeSH
Market value$22.35M
4.32%
Sole
86.17K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares78.98K
TypeSH
Market value$19.54M
3.78%
Sole
78.98K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares15K
TypeSH
Market value$13.87M
2.68%
Sole
15K
Shared
0.00
None
0.00
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares14.87K
TypeSH
Market value$7.36M
1.42%
Sole
14.87K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares29.51K
TypeSH
Market value$2.96M
0.57%
Sole
29.51K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO. COM
SOLEShares7.42K
TypeSH
Market value$2.44M
0.47%
Sole
7.42K
Shared
0.00
None
0.00
BROADCOM INC COM
SOLEShares7.08K
TypeSH
Market value$2.44M
0.47%
Sole
7.08K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares6.36K
TypeSH
Market value$2.09M
0.40%
Sole
6.36K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares4.63K
TypeSH
Market value$1.62M
0.31%
Sole
4.63K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares14.29K
TypeSH
Market value$1.45M
0.28%
Sole
14.29K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares2.54K
TypeSH
Market value$1.38M
0.27%
Sole
2.54K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares13.24K
TypeSH
Market value$1.18M
0.23%
Sole
13.24K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares3.51K
TypeSH
Market value$1.15M
0.22%
Sole
3.51K
Shared
0.00
None
0.00
CATERPILLAR INC COM
SOLEShares1.80K
TypeSH
Market value$1.11M
0.21%
Sole
1.80K
Shared
0.00
None
0.00
ABBVIE INC COM
SOLEShares4.97K
TypeSH
Market value$1.09M
0.21%
Sole
4.97K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 575.02K | SH | $67.89M 13.12% | 575.02K | 0.00 | 0.00 |
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 641.30K | SH | $65.87M 12.73% | 641.30K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 66.02K | SH | $45.82M 8.85% | 66.02K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 69.56K | SH | $43.59M 8.42% | 69.56K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 420.52K | SH | $39.66M 7.66% | 420.52K | 0.00 | 0.00 |
ISHARES U.S. INDUSTRIALS ETFSOLE | ETF | 214.81K | SH | $33.22M 6.42% | 214.81K | 0.00 | 0.00 |
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 305.08K | SH | $32.92M 6.36% | 305.08K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 66.09K | SH | $25.72M 4.97% | 66.09K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 134.84K | SH | $24.93M 4.82% | 134.84K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 49.44K | SH | $23.70M 4.58% | 49.44K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 86.17K | SH | $22.35M 4.32% | 86.17K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 78.98K | SH | $19.54M 3.78% | 78.98K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 15K | SH | $13.87M 2.68% | 15K | 0.00 | 0.00 |
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | ETF | 14.87K | SH | $7.36M 1.42% | 14.87K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 29.51K | SH | $2.96M 0.57% | 29.51K | 0.00 | 0.00 |
JPMORGAN CHASE & CO. COMSOLE | Stock | 7.42K | SH | $2.44M 0.47% | 7.42K | 0.00 | 0.00 |
BROADCOM INC COMSOLE | Stock | 7.08K | SH | $2.44M 0.47% | 7.08K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 6.36K | SH | $2.09M 0.40% | 6.36K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 4.63K | SH | $1.62M 0.31% | 4.63K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 14.29K | SH | $1.45M 0.28% | 14.29K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 2.54K | SH | $1.38M 0.27% | 2.54K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 13.24K | SH | $1.18M 0.23% | 13.24K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 3.51K | SH | $1.15M 0.22% | 3.51K | 0.00 | 0.00 |
CATERPILLAR INC COMSOLE | Stock | 1.80K | SH | $1.11M 0.21% | 1.80K | 0.00 | 0.00 |
ABBVIE INC COMSOLE | Stock | 4.97K | SH | $1.09M 0.21% | 4.97K | 0.00 | 0.00 |
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