Filed: 11/18/2025ACC: 0001764970-25-000008
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 455 equity positions with a total reported market value of $507.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
455
Positions
$507.84M
Total AUM (reported)
3.21M
Total Shares
Allocation by class
ETF$347.58M68.4%
STOCK$159.17M31.3%
ADR$681.0K0.1%
REIT$295.2K0.1%
CEF$113.5K0.0%
Portfolio Concentration
Top 3$173.85M34.2%
4–10$214.77M42.3%
11–25$82.94M16.3%
Rest$36.27M7.1%
Top 3 weight
34.2%
Top 10 weight
76.5%
Voting Authority Distribution
Total shares with voting rights: 3.21M
Sole
Full voting authority
3.21M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole455
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings455
Rows:
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares645.18K
TypeSH
Market value$64.51M
12.70%
Sole
645.18K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares570.63K
TypeSH
Market value$63.35M
12.47%
Sole
570.63K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares69.09K
TypeSH
Market value$45.99M
9.06%
Sole
69.09K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares70.78K
TypeSH
Market value$42.73M
8.41%
Sole
70.78K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares417.73K
TypeSH
Market value$35.87M
7.06%
Sole
417.73K
Shared
0.00
None
0.00
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares307.29K
TypeSH
Market value$31.96M
6.29%
Sole
307.29K
Shared
0.00
None
0.00
ISHARES U.S. INDUSTRIALS ETF
SOLEShares201.88K
TypeSH
Market value$28.48M
5.61%
Sole
201.88K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares141.07K
TypeSH
Market value$26.32M
5.18%
Sole
141.07K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares50.73K
TypeSH
Market value$25.74M
5.07%
Sole
50.73K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares88.49K
TypeSH
Market value$23.67M
4.66%
Sole
88.49K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares66.34K
TypeSH
Market value$22.58M
4.45%
Sole
66.34K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares83.64K
TypeSH
Market value$19.48M
3.84%
Sole
83.64K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares17.57K
TypeSH
Market value$16.03M
3.16%
Sole
17.57K
Shared
0.00
None
0.00
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares11.73K
TypeSH
Market value$5.47M
1.08%
Sole
11.73K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares30.16K
TypeSH
Market value$2.77M
0.55%
Sole
30.16K
Shared
0.00
None
0.00
BROADCOM INC COM
SOLEShares6.92K
TypeSH
Market value$2.37M
0.47%
Sole
6.92K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO. COM
SOLEShares7.45K
TypeSH
Market value$2.24M
0.44%
Sole
7.45K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares7.42K
TypeSH
Market value$2.12M
0.42%
Sole
7.42K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares5.37K
TypeSH
Market value$1.75M
0.34%
Sole
5.37K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares15.71K
TypeSH
Market value$1.73M
0.34%
Sole
15.71K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares9.35K
TypeSH
Market value$1.45M
0.29%
Sole
9.35K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares14.26K
TypeSH
Market value$1.32M
0.26%
Sole
14.26K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares4.56K
TypeSH
Market value$1.30M
0.26%
Sole
4.56K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares2.52K
TypeSH
Market value$1.19M
0.23%
Sole
2.52K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.91K
TypeSH
Market value$1.15M
0.23%
Sole
1.91K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 645.18K | SH | $64.51M 12.70% | 645.18K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 570.63K | SH | $63.35M 12.47% | 570.63K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 69.09K | SH | $45.99M 9.06% | 69.09K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 70.78K | SH | $42.73M 8.41% | 70.78K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 417.73K | SH | $35.87M 7.06% | 417.73K | 0.00 | 0.00 |
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 307.29K | SH | $31.96M 6.29% | 307.29K | 0.00 | 0.00 |
ISHARES U.S. INDUSTRIALS ETFSOLE | ETF | 201.88K | SH | $28.48M 5.61% | 201.88K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 141.07K | SH | $26.32M 5.18% | 141.07K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 50.73K | SH | $25.74M 5.07% | 50.73K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 88.49K | SH | $23.67M 4.66% | 88.49K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 66.34K | SH | $22.58M 4.45% | 66.34K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 83.64K | SH | $19.48M 3.84% | 83.64K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 17.57K | SH | $16.03M 3.16% | 17.57K | 0.00 | 0.00 |
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | ETF | 11.73K | SH | $5.47M 1.08% | 11.73K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 30.16K | SH | $2.77M 0.55% | 30.16K | 0.00 | 0.00 |
BROADCOM INC COMSOLE | Stock | 6.92K | SH | $2.37M 0.47% | 6.92K | 0.00 | 0.00 |
JPMORGAN CHASE & CO. COMSOLE | Stock | 7.45K | SH | $2.24M 0.44% | 7.45K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 7.42K | SH | $2.12M 0.42% | 7.42K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 5.37K | SH | $1.75M 0.34% | 5.37K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 15.71K | SH | $1.73M 0.34% | 15.71K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 9.35K | SH | $1.45M 0.29% | 9.35K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 14.26K | SH | $1.32M 0.26% | 14.26K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 4.56K | SH | $1.30M 0.26% | 4.56K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 2.52K | SH | $1.19M 0.23% | 2.52K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.91K | SH | $1.15M 0.23% | 1.91K | 0.00 | 0.00 |
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