Filed: 7/10/2025ACC: 0001764970-25-000003
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 470 equity positions with a total reported market value of $490.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
470
Positions
$490.65M
Total AUM (reported)
3.24M
Total Shares
Allocation by class
ETF$332.83M67.8%
STOCK$156.67M31.9%
ADR$640.6K0.1%
REIT$381.1K0.1%
CEF$141.5K0.0%
Portfolio Concentration
Top 3$170.65M34.8%
4–10$193.14M39.4%
11–25$92.52M18.9%
Rest$34.35M7.0%
Top 3 weight
34.8%
Top 10 weight
74.1%
Voting Authority Distribution
Total shares with voting rights: 3.24M
Sole
Full voting authority
3.24M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole470
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings470
Rows:
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares682.46K
TypeSH
Market value$65.21M
13.29%
Sole
682.46K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares578.42K
TypeSH
Market value$60.75M
12.38%
Sole
578.42K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares71.61K
TypeSH
Market value$44.69M
9.11%
Sole
71.61K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares73.59K
TypeSH
Market value$40.94M
8.34%
Sole
73.59K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares320.28K
TypeSH
Market value$30.75M
6.27%
Sole
320.28K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares319.47K
TypeSH
Market value$27.55M
5.62%
Sole
319.46K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares53.67K
TypeSH
Market value$27.02M
5.51%
Sole
53.67K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares157.48K
TypeSH
Market value$25.65M
5.23%
Sole
157.48K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares74.71K
TypeSH
Market value$21.32M
4.35%
Sole
74.70K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares20.27K
TypeSH
Market value$19.91M
4.06%
Sole
20.27K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares91.83K
TypeSH
Market value$19.39M
3.95%
Sole
91.82K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares87.10K
TypeSH
Market value$19.38M
3.95%
Sole
87.10K
Shared
0.00
None
0.00
ISHARES U.S. INDUSTRIALS ETF
SOLEShares132.64K
TypeSH
Market value$19.20M
3.91%
Sole
132.64K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares123.04K
TypeSH
Market value$16.67M
3.40%
Sole
123.04K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares32.11K
TypeSH
Market value$2.96M
0.60%
Sole
32.11K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO. COM
SOLEShares7.26K
TypeSH
Market value$2.06M
0.42%
Sole
7.26K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares1.55K
TypeSH
Market value$2.00M
0.41%
Sole
1.55K
Shared
0.00
None
0.00
BROADCOM INC COM
SOLEShares6.78K
TypeSH
Market value$1.88M
0.38%
Sole
6.78K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares4.41K
TypeSH
Market value$1.58M
0.32%
Sole
4.41K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.90K
TypeSH
Market value$1.39M
0.28%
Sole
1.90K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares14.92K
TypeSH
Market value$1.39M
0.28%
Sole
14.92K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares8.84K
TypeSH
Market value$1.35M
0.28%
Sole
8.84K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares7.38K
TypeSH
Market value$1.31M
0.27%
Sole
7.38K
Shared
0.00
None
0.00
SERVICENOW INC COM
SOLEShares968.00
TypeSH
Market value$981.3K
0.20%
Sole
968.00
Shared
0.00
None
0.00
INVESCO S&P SMALLCAP MOMENTUM ETF
SOLEShares14.08K
TypeSH
Market value$973.0K
0.20%
Sole
14.08K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 682.46K | SH | $65.21M 13.29% | 682.46K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 578.42K | SH | $60.75M 12.38% | 578.42K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 71.61K | SH | $44.69M 9.11% | 71.61K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 73.59K | SH | $40.94M 8.34% | 73.59K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 320.28K | SH | $30.75M 6.27% | 320.28K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 319.47K | SH | $27.55M 5.62% | 319.46K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 53.67K | SH | $27.02M 5.51% | 53.67K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 157.48K | SH | $25.65M 5.23% | 157.48K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 74.71K | SH | $21.32M 4.35% | 74.70K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 20.27K | SH | $19.91M 4.06% | 20.27K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 91.83K | SH | $19.39M 3.95% | 91.82K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 87.10K | SH | $19.38M 3.95% | 87.10K | 0.00 | 0.00 |
ISHARES U.S. INDUSTRIALS ETFSOLE | ETF | 132.64K | SH | $19.20M 3.91% | 132.64K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 123.04K | SH | $16.67M 3.40% | 123.04K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 32.11K | SH | $2.96M 0.60% | 32.11K | 0.00 | 0.00 |
JPMORGAN CHASE & CO. COMSOLE | Stock | 7.26K | SH | $2.06M 0.42% | 7.26K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 1.55K | SH | $2.00M 0.41% | 1.55K | 0.00 | 0.00 |
BROADCOM INC COMSOLE | Stock | 6.78K | SH | $1.88M 0.38% | 6.78K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 4.41K | SH | $1.58M 0.32% | 4.41K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.90K | SH | $1.39M 0.28% | 1.90K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 14.92K | SH | $1.39M 0.28% | 14.92K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 8.84K | SH | $1.35M 0.28% | 8.84K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 7.38K | SH | $1.31M 0.27% | 7.38K | 0.00 | 0.00 |
SERVICENOW INC COMSOLE | Stock | 968.00 | SH | $981.3K 0.20% | 968.00 | 0.00 | 0.00 |
INVESCO S&P SMALLCAP MOMENTUM ETFSOLE | ETF | 14.08K | SH | $973.0K 0.20% | 14.08K | 0.00 | 0.00 |
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