Filed: 4/15/2025ACC: 0001764970-25-000002
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 461 equity positions with a total reported market value of $400.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
461
Positions
$400.85M
Total AUM (reported)
3.10M
Total Shares
Allocation by class
ETF$271.42M67.7%
STOCK$128.57M32.1%
ADR$479.5K0.1%
REIT$284.1K0.1%
CEF$93.2K0.0%
Portfolio Concentration
Top 3$143.64M35.8%
4–10$155.07M38.7%
11–25$73.90M18.4%
Rest$28.23M7.0%
Top 3 weight
35.8%
Top 10 weight
74.5%
Voting Authority Distribution
Total shares with voting rights: 3.10M
Sole
Full voting authority
3.10M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole461
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings461
Rows:
INVESCO S&P 500 REVENUE ETF
SOLEShares569.71K
TypeSH
Market value$54.40M
13.57%
Sole
569.71K
Shared
0.00
None
0.00
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares679.19K
TypeSH
Market value$50.25M
12.54%
Sole
679.19K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares72.32K
TypeSH
Market value$38.99M
9.73%
Sole
72.32K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares73.72K
TypeSH
Market value$33.73M
8.41%
Sole
73.72K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares323.12K
TypeSH
Market value$25.45M
6.35%
Sole
323.12K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares52.63K
TypeSH
Market value$20.41M
5.09%
Sole
52.63K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares269.57K
TypeSH
Market value$19.97M
4.98%
Sole
269.56K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares20.33K
TypeSH
Market value$19.91M
4.97%
Sole
20.33K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares90.20K
TypeSH
Market value$18.27M
4.56%
Sole
90.20K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares156.58K
TypeSH
Market value$17.33M
4.32%
Sole
156.58K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares85.49K
TypeSH
Market value$15.57M
3.88%
Sole
85.49K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares109.02K
TypeSH
Market value$15.10M
3.77%
Sole
109.02K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares73.74K
TypeSH
Market value$14.87M
3.71%
Sole
73.74K
Shared
0.00
None
0.00
ISHARES U.S. INDUSTRIALS ETF
SOLEShares108.83K
TypeSH
Market value$13.57M
3.39%
Sole
108.83K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares32.88K
TypeSH
Market value$2.53M
0.63%
Sole
32.88K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO. COM
SOLEShares7.32K
TypeSH
Market value$1.72M
0.43%
Sole
7.32K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares1.55K
TypeSH
Market value$1.44M
0.36%
Sole
1.55K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares3.82K
TypeSH
Market value$1.28M
0.32%
Sole
3.82K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares15.23K
TypeSH
Market value$1.22M
0.30%
Sole
15.23K
Shared
0.00
None
0.00
BROADCOM INC COM
SOLEShares6.78K
TypeSH
Market value$1.21M
0.30%
Sole
6.78K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares7.38K
TypeSH
Market value$1.19M
0.30%
Sole
7.38K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares8.75K
TypeSH
Market value$1.18M
0.30%
Sole
8.75K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares1.97K
TypeSH
Market value$1.16M
0.29%
Sole
1.97K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.81K
TypeSH
Market value$963.0K
0.24%
Sole
1.81K
Shared
0.00
None
0.00
INVESCO S&P SMALLCAP MOMENTUM ETF
SOLEShares15.15K
TypeSH
Market value$897.9K
0.22%
Sole
15.15K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 569.71K | SH | $54.40M 13.57% | 569.71K | 0.00 | 0.00 |
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 679.19K | SH | $50.25M 12.54% | 679.19K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 72.32K | SH | $38.99M 9.73% | 72.32K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 73.72K | SH | $33.73M 8.41% | 73.72K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 323.12K | SH | $25.45M 6.35% | 323.12K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 52.63K | SH | $20.41M 5.09% | 52.63K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 269.57K | SH | $19.97M 4.98% | 269.56K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 20.33K | SH | $19.91M 4.97% | 20.33K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 90.20K | SH | $18.27M 4.56% | 90.20K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 156.58K | SH | $17.33M 4.32% | 156.58K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 85.49K | SH | $15.57M 3.88% | 85.49K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 109.02K | SH | $15.10M 3.77% | 109.02K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 73.74K | SH | $14.87M 3.71% | 73.74K | 0.00 | 0.00 |
ISHARES U.S. INDUSTRIALS ETFSOLE | ETF | 108.83K | SH | $13.57M 3.39% | 108.83K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 32.88K | SH | $2.53M 0.63% | 32.88K | 0.00 | 0.00 |
JPMORGAN CHASE & CO. COMSOLE | Stock | 7.32K | SH | $1.72M 0.43% | 7.32K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 1.55K | SH | $1.44M 0.36% | 1.55K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 3.82K | SH | $1.28M 0.32% | 3.82K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 15.23K | SH | $1.22M 0.30% | 15.23K | 0.00 | 0.00 |
BROADCOM INC COMSOLE | Stock | 6.78K | SH | $1.21M 0.30% | 6.78K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 7.38K | SH | $1.19M 0.30% | 7.38K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 8.75K | SH | $1.18M 0.30% | 8.75K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 1.97K | SH | $1.16M 0.29% | 1.97K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.81K | SH | $963.0K 0.24% | 1.81K | 0.00 | 0.00 |
INVESCO S&P SMALLCAP MOMENTUM ETFSOLE | ETF | 15.15K | SH | $897.9K 0.22% | 15.15K | 0.00 | 0.00 |
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