Filed: 1/6/2025ACC: 0001764970-25-000001
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 439 equity positions with a total reported market value of $437.47M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
439
Positions
$437.47M
Total AUM (reported)
3.04M
Total Shares
Allocation by class
ETF$293.19M67.0%
STOCK$143.34M32.8%
ADR$528.8K0.1%
REIT$299.1K0.1%
CEF$101.0K0.0%
Portfolio Concentration
Top 3$154.54M35.3%
4–10$171.59M39.2%
11–25$79.88M18.3%
Rest$31.45M7.2%
Top 3 weight
35.3%
Top 10 weight
74.6%
Voting Authority Distribution
Total shares with voting rights: 3.04M
Sole
Full voting authority
3.04M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole439
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings439
Rows:
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares662.79K
TypeSH
Market value$57.32M
13.10%
Sole
662.79K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares549.92K
TypeSH
Market value$54.38M
12.43%
Sole
549.92K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares72.36K
TypeSH
Market value$42.83M
9.79%
Sole
72.36K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares73.02K
TypeSH
Market value$37.87M
8.66%
Sole
73.02K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares318.89K
TypeSH
Market value$28.50M
6.51%
Sole
318.89K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares154.04K
TypeSH
Market value$22.25M
5.09%
Sole
154.04K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares51.86K
TypeSH
Market value$21.96M
5.02%
Sole
51.86K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares89.28K
TypeSH
Market value$21.73M
4.97%
Sole
89.28K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares261.64K
TypeSH
Market value$20.52M
4.69%
Sole
261.64K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares83.74K
TypeSH
Market value$18.77M
4.29%
Sole
83.74K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares19.94K
TypeSH
Market value$18.27M
4.18%
Sole
19.93K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares69.78K
TypeSH
Market value$17.58M
4.02%
Sole
69.78K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares105.58K
TypeSH
Market value$14.67M
3.35%
Sole
105.58K
Shared
0.00
None
0.00
ISHARES U.S. INDUSTRIALS ETF
SOLEShares102.01K
TypeSH
Market value$13.70M
3.13%
Sole
102.01K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares34.15K
TypeSH
Market value$2.54M
0.58%
Sole
34.15K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO. COM
SOLEShares7.28K
TypeSH
Market value$1.77M
0.40%
Sole
7.28K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares15.45K
TypeSH
Market value$1.43M
0.33%
Sole
15.45K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares7.37K
TypeSH
Market value$1.42M
0.33%
Sole
7.37K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares1.55K
TypeSH
Market value$1.37M
0.31%
Sole
1.55K
Shared
0.00
None
0.00
BROADCOM INC COM
SOLEShares5.85K
TypeSH
Market value$1.36M
0.31%
Sole
5.85K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares8.69K
TypeSH
Market value$1.29M
0.29%
Sole
8.69K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares3.79K
TypeSH
Market value$1.19M
0.27%
Sole
3.79K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.90K
TypeSH
Market value$1.15M
0.26%
Sole
1.90K
Shared
0.00
None
0.00
INVESCO S&P SMALLCAP MOMENTUM ETF
SOLEShares16.71K
TypeSH
Market value$1.12M
0.26%
Sole
16.71K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares2.01K
TypeSH
Market value$1.03M
0.24%
Sole
2.01K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 662.79K | SH | $57.32M 13.10% | 662.79K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 549.92K | SH | $54.38M 12.43% | 549.92K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 72.36K | SH | $42.83M 9.79% | 72.36K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 73.02K | SH | $37.87M 8.66% | 73.02K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 318.89K | SH | $28.50M 6.51% | 318.89K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 154.04K | SH | $22.25M 5.09% | 154.04K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 51.86K | SH | $21.96M 5.02% | 51.86K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 89.28K | SH | $21.73M 4.97% | 89.28K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 261.64K | SH | $20.52M 4.69% | 261.64K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 83.74K | SH | $18.77M 4.29% | 83.74K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 19.94K | SH | $18.27M 4.18% | 19.93K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 69.78K | SH | $17.58M 4.02% | 69.78K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 105.58K | SH | $14.67M 3.35% | 105.58K | 0.00 | 0.00 |
ISHARES U.S. INDUSTRIALS ETFSOLE | ETF | 102.01K | SH | $13.70M 3.13% | 102.01K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 34.15K | SH | $2.54M 0.58% | 34.15K | 0.00 | 0.00 |
JPMORGAN CHASE & CO. COMSOLE | Stock | 7.28K | SH | $1.77M 0.40% | 7.28K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 15.45K | SH | $1.43M 0.33% | 15.45K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 7.37K | SH | $1.42M 0.33% | 7.37K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 1.55K | SH | $1.37M 0.31% | 1.55K | 0.00 | 0.00 |
BROADCOM INC COMSOLE | Stock | 5.85K | SH | $1.36M 0.31% | 5.85K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 8.69K | SH | $1.29M 0.29% | 8.69K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 3.79K | SH | $1.19M 0.27% | 3.79K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.90K | SH | $1.15M 0.26% | 1.90K | 0.00 | 0.00 |
INVESCO S&P SMALLCAP MOMENTUM ETFSOLE | ETF | 16.71K | SH | $1.12M 0.26% | 16.71K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 2.01K | SH | $1.03M 0.24% | 2.01K | 0.00 | 0.00 |
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