Filed: 10/17/2024ACC: 0001764970-24-000006
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 399 equity positions with a total reported market value of $423.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
399
Positions
$423.06M
Total AUM (reported)
2.95M
Total Shares
Allocation by class
ETF$256.67M60.7%
STOCK$165.43M39.1%
ADR$542.1K0.1%
REIT$312.9K0.1%
CEF$96.8K0.0%
Portfolio Concentration
Top 3$148.87M35.2%
4–10$169.77M40.1%
11–25$72.84M17.2%
Rest$31.58M7.5%
Top 3 weight
35.2%
Top 10 weight
75.3%
Voting Authority Distribution
Total shares with voting rights: 2.95M
Sole
Full voting authority
2.95M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole399
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings399
Rows:
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares674.97K
TypeSH
Market value$54.32M
12.84%
Sole
674.97K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares478.57K
TypeSH
Market value$47.89M
11.32%
Sole
478.57K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares80.12K
TypeSH
Market value$46.66M
11.03%
Sole
80.12K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares78.78K
TypeSH
Market value$38.68M
9.14%
Sole
78.78K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares214.91K
TypeSH
Market value$29.17M
6.89%
Sole
214.91K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares105.16K
TypeSH
Market value$24.37M
5.76%
Sole
105.16K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares56.62K
TypeSH
Market value$23.56M
5.57%
Sole
56.62K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares250.55K
TypeSH
Market value$18.77M
4.44%
Sole
250.55K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares214.76K
TypeSH
Market value$18.02M
4.26%
Sole
214.76K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares19.39K
TypeSH
Market value$17.20M
4.07%
Sole
19.39K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares80.79K
TypeSH
Market value$15.10M
3.57%
Sole
80.79K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares85.49K
TypeSH
Market value$13.10M
3.10%
Sole
85.49K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares49.88K
TypeSH
Market value$12.34M
2.92%
Sole
49.88K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares23.39K
TypeSH
Market value$9.58M
2.26%
Sole
23.39K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares125.97K
TypeSH
Market value$9.08M
2.15%
Sole
125.97K
Shared
0.00
None
0.00
INVESCO S&P SMALLCAP MOMENTUM ETF
SOLEShares39.10K
TypeSH
Market value$2.66M
0.63%
Sole
39.10K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO. COM
SOLEShares7.66K
TypeSH
Market value$1.71M
0.40%
Sole
7.66K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares15.63K
TypeSH
Market value$1.47M
0.35%
Sole
15.63K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares8.67K
TypeSH
Market value$1.29M
0.30%
Sole
8.67K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares7.31K
TypeSH
Market value$1.22M
0.29%
Sole
7.31K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares2.08K
TypeSH
Market value$1.19M
0.28%
Sole
2.08K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.91K
TypeSH
Market value$1.10M
0.26%
Sole
1.91K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares1.54K
TypeSH
Market value$1.08M
0.26%
Sole
1.54K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares3.71K
TypeSH
Market value$1.07M
0.25%
Sole
3.71K
Shared
0.00
None
0.00
SERVICENOW INC COM
SOLEShares937.00
TypeSH
Market value$861.0K
0.20%
Sole
937.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 674.97K | SH | $54.32M 12.84% | 674.97K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 478.57K | SH | $47.89M 11.32% | 478.57K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 80.12K | SH | $46.66M 11.03% | 80.12K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 78.78K | SH | $38.68M 9.14% | 78.78K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 214.91K | SH | $29.17M 6.89% | 214.91K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 105.16K | SH | $24.37M 5.76% | 105.16K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 56.62K | SH | $23.56M 5.57% | 56.62K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 250.55K | SH | $18.77M 4.44% | 250.55K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 214.76K | SH | $18.02M 4.26% | 214.76K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 19.39K | SH | $17.20M 4.07% | 19.39K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 80.79K | SH | $15.10M 3.57% | 80.79K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 85.49K | SH | $13.10M 3.10% | 85.49K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 49.88K | SH | $12.34M 2.92% | 49.88K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 23.39K | SH | $9.58M 2.26% | 23.39K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 125.97K | SH | $9.08M 2.15% | 125.97K | 0.00 | 0.00 |
INVESCO S&P SMALLCAP MOMENTUM ETFSOLE | ETF | 39.10K | SH | $2.66M 0.63% | 39.10K | 0.00 | 0.00 |
JPMORGAN CHASE & CO. COMSOLE | Stock | 7.66K | SH | $1.71M 0.40% | 7.66K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 15.63K | SH | $1.47M 0.35% | 15.63K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 8.67K | SH | $1.29M 0.30% | 8.67K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 7.31K | SH | $1.22M 0.29% | 7.31K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 2.08K | SH | $1.19M 0.28% | 2.08K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.91K | SH | $1.10M 0.26% | 1.91K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 1.54K | SH | $1.08M 0.26% | 1.54K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 3.71K | SH | $1.07M 0.25% | 3.71K | 0.00 | 0.00 |
SERVICENOW INC COMSOLE | Stock | 937.00 | SH | $861.0K 0.20% | 937.00 | 0.00 | 0.00 |
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