Filed: 7/5/2024ACC: 0001764970-24-000004
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 388 equity positions with a total reported market value of $405.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
388
Positions
$405.06M
Total AUM (reported)
2.89M
Total Shares
Allocation by class
ETF$243.23M60.0%
STOCK$160.90M39.7%
ADR$573.9K0.1%
REIT$263.2K0.1%
CEF$96.1K0.0%
Portfolio Concentration
Top 3$139.02M34.3%
4–10$168.13M41.5%
11–25$69.71M17.2%
Rest$28.21M7.0%
Top 3 weight
34.3%
Top 10 weight
75.8%
Voting Authority Distribution
Total shares with voting rights: 2.89M
Sole
Full voting authority
2.89M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole388
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings388
Rows:
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares665.66K
TypeSH
Market value$51.14M
12.62%
Sole
665.66K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares81.80K
TypeSH
Market value$45.11M
11.14%
Sole
81.80K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares461.04K
TypeSH
Market value$42.77M
10.56%
Sole
461.04K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares80.67K
TypeSH
Market value$39.61M
9.78%
Sole
80.67K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares214.38K
TypeSH
Market value$27.50M
6.79%
Sole
214.38K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares56.51K
TypeSH
Market value$26.04M
6.43%
Sole
56.51K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares104.95K
TypeSH
Market value$23.25M
5.74%
Sole
104.95K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares223.68K
TypeSH
Market value$18.37M
4.53%
Sole
223.68K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares254.59K
TypeSH
Market value$16.80M
4.15%
Sole
254.59K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares19.19K
TypeSH
Market value$16.56M
4.09%
Sole
19.19K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares78.39K
TypeSH
Market value$15.49M
3.82%
Sole
78.39K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares49.44K
TypeSH
Market value$13.33M
3.29%
Sole
49.44K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares85.22K
TypeSH
Market value$12.21M
3.01%
Sole
85.22K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares124.39K
TypeSH
Market value$9.22M
2.28%
Sole
124.38K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares23.31K
TypeSH
Market value$8.46M
2.09%
Sole
23.31K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO. COM
SOLEShares7.43K
TypeSH
Market value$1.55M
0.38%
Sole
7.43K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares15.66K
TypeSH
Market value$1.38M
0.34%
Sole
15.66K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares8.59K
TypeSH
Market value$1.35M
0.33%
Sole
8.59K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares6.88K
TypeSH
Market value$1.29M
0.32%
Sole
6.88K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares1.54K
TypeSH
Market value$1.05M
0.26%
Sole
1.54K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares2.07K
TypeSH
Market value$1.01M
0.25%
Sole
2.07K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.89K
TypeSH
Market value$962.7K
0.24%
Sole
1.89K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares3.54K
TypeSH
Market value$953.6K
0.24%
Sole
3.54K
Shared
0.00
None
0.00
SERVICENOW INC COM
SOLEShares937.00
TypeSH
Market value$736.4K
0.18%
Sole
937.00
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares4.42K
TypeSH
Market value$724.0K
0.18%
Sole
4.42K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 665.66K | SH | $51.14M 12.62% | 665.66K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 81.80K | SH | $45.11M 11.14% | 81.80K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 461.04K | SH | $42.77M 10.56% | 461.04K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 80.67K | SH | $39.61M 9.78% | 80.67K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 214.38K | SH | $27.50M 6.79% | 214.38K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 56.51K | SH | $26.04M 6.43% | 56.51K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 104.95K | SH | $23.25M 5.74% | 104.95K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 223.68K | SH | $18.37M 4.53% | 223.68K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 254.59K | SH | $16.80M 4.15% | 254.59K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 19.19K | SH | $16.56M 4.09% | 19.19K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 78.39K | SH | $15.49M 3.82% | 78.39K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 49.44K | SH | $13.33M 3.29% | 49.44K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 85.22K | SH | $12.21M 3.01% | 85.22K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 124.39K | SH | $9.22M 2.28% | 124.38K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 23.31K | SH | $8.46M 2.09% | 23.31K | 0.00 | 0.00 |
JPMORGAN CHASE & CO. COMSOLE | Stock | 7.43K | SH | $1.55M 0.38% | 7.43K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 15.66K | SH | $1.38M 0.34% | 15.66K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 8.59K | SH | $1.35M 0.33% | 8.59K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 6.88K | SH | $1.29M 0.32% | 6.88K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 1.54K | SH | $1.05M 0.26% | 1.54K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 2.07K | SH | $1.01M 0.25% | 2.07K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.89K | SH | $962.7K 0.24% | 1.89K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 3.54K | SH | $953.6K 0.24% | 3.54K | 0.00 | 0.00 |
SERVICENOW INC COMSOLE | Stock | 937.00 | SH | $736.4K 0.18% | 937.00 | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 4.42K | SH | $724.0K 0.18% | 4.42K | 0.00 | 0.00 |
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