Filed: 5/17/2024ACC: 0001764970-24-000003
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 444 equity positions with a total reported market value of $371.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
444
Positions
$371.92M
Total AUM (reported)
2.60M
Total Shares
Allocation by class
ETF$223.81M60.2%
STOCK$147.07M39.5%
ADR$655.7K0.2%
REIT$293.3K0.1%
CEF$88.4K0.0%
Portfolio Concentration
Top 3$127.61M34.3%
4–10$146.53M39.4%
11–25$67.12M18.0%
Rest$30.66M8.2%
Top 3 weight
34.3%
Top 10 weight
73.7%
Voting Authority Distribution
Total shares with voting rights: 2.60M
Sole
Full voting authority
2.60M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole444
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings444
Rows:
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares646.60K
TypeSH
Market value$45.81M
12.32%
Sole
646.60K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares83.05K
TypeSH
Market value$43.91M
11.81%
Sole
83.05K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares83.84K
TypeSH
Market value$37.90M
10.19%
Sole
83.84K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares388.46K
TypeSH
Market value$36.13M
9.71%
Sole
388.46K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares55.74K
TypeSH
Market value$23.47M
6.31%
Sole
55.74K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares23.51K
TypeSH
Market value$22.18M
5.97%
Sole
23.51K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares99.78K
TypeSH
Market value$18.94M
5.09%
Sole
99.78K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares230.77K
TypeSH
Market value$17.25M
4.64%
Sole
230.77K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares229.58K
TypeSH
Market value$15.30M
4.11%
Sole
229.58K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares16.71K
TypeSH
Market value$13.25M
3.56%
Sole
16.71K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares70.91K
TypeSH
Market value$13.02M
3.50%
Sole
70.91K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares54.31K
TypeSH
Market value$12.61M
3.39%
Sole
54.31K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares72.70K
TypeSH
Market value$10.62M
2.85%
Sole
72.70K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares131.48K
TypeSH
Market value$10.26M
2.76%
Sole
131.48K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares20.64K
TypeSH
Market value$8.14M
2.19%
Sole
20.64K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares10.01K
TypeSH
Market value$1.76M
0.47%
Sole
10.01K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares8.06K
TypeSH
Market value$1.63M
0.44%
Sole
8.06K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares15.77K
TypeSH
Market value$1.42M
0.38%
Sole
15.77K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares8.51K
TypeSH
Market value$1.37M
0.37%
Sole
8.51K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares2.55K
TypeSH
Market value$1.33M
0.36%
Sole
2.55K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares4.36K
TypeSH
Market value$1.22M
0.33%
Sole
4.36K
Shared
0.00
None
0.00
HOME DEPOT INC COM
SOLEShares3.02K
TypeSH
Market value$1.04M
0.28%
Sole
3.02K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares1.54K
TypeSH
Market value$942.0K
0.25%
Sole
1.54K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.92K
TypeSH
Market value$906.2K
0.24%
Sole
1.91K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares5.07K
TypeSH
Market value$850.4K
0.23%
Sole
5.07K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 646.60K | SH | $45.81M 12.32% | 646.60K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 83.05K | SH | $43.91M 11.81% | 83.05K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 83.84K | SH | $37.90M 10.19% | 83.84K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 388.46K | SH | $36.13M 9.71% | 388.46K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 55.74K | SH | $23.47M 6.31% | 55.74K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 23.51K | SH | $22.18M 5.97% | 23.51K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 99.78K | SH | $18.94M 5.09% | 99.78K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 230.77K | SH | $17.25M 4.64% | 230.77K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 229.58K | SH | $15.30M 4.11% | 229.58K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 16.71K | SH | $13.25M 3.56% | 16.71K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 70.91K | SH | $13.02M 3.50% | 70.91K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 54.31K | SH | $12.61M 3.39% | 54.31K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 72.70K | SH | $10.62M 2.85% | 72.70K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 131.48K | SH | $10.26M 2.76% | 131.48K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 20.64K | SH | $8.14M 2.19% | 20.64K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 10.01K | SH | $1.76M 0.47% | 10.01K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 8.06K | SH | $1.63M 0.44% | 8.06K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 15.77K | SH | $1.42M 0.38% | 15.77K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 8.51K | SH | $1.37M 0.37% | 8.51K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 2.55K | SH | $1.33M 0.36% | 2.55K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 4.36K | SH | $1.22M 0.33% | 4.36K | 0.00 | 0.00 |
HOME DEPOT INC COMSOLE | Stock | 3.02K | SH | $1.04M 0.28% | 3.02K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 1.54K | SH | $942.0K 0.25% | 1.54K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.92K | SH | $906.2K 0.24% | 1.91K | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 5.07K | SH | $850.4K 0.23% | 5.07K | 0.00 | 0.00 |
Page 1 of 18
…