Filed: 1/17/2024ACC: 0001764970-24-000002
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 369 equity positions with a total reported market value of $315.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
369
Positions
$315.39M
Total AUM (reported)
2.34M
Total Shares
Allocation by class
ETF$192.22M60.9%
STOCK$122.21M38.7%
ADR$586.4K0.2%
REIT$302.9K0.1%
CEF$73.2K0.0%
Portfolio Concentration
Top 3$112.19M35.6%
4–10$119.10M37.8%
11–25$54.12M17.2%
Rest$29.98M9.5%
Top 3 weight
35.6%
Top 10 weight
73.3%
Voting Authority Distribution
Total shares with voting rights: 2.34M
Sole
Full voting authority
2.34M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole369
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings369
Rows:
SPDR S&P 500 ETF TRUST
SOLEShares82.57K
TypeSH
Market value$39.22M
12.43%
Sole
82.57K
Shared
0.00
None
0.00
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares619.13K
TypeSH
Market value$38.99M
12.36%
Sole
619.13K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares82.97K
TypeSH
Market value$33.98M
10.77%
Sole
82.97K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares341.70K
TypeSH
Market value$28.91M
9.17%
Sole
341.70K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares54.41K
TypeSH
Market value$21.23M
6.73%
Sole
54.41K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares93.52K
TypeSH
Market value$17.17M
5.45%
Sole
93.52K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares239.69K
TypeSH
Market value$15.71M
4.98%
Sole
239.69K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares74.16K
TypeSH
Market value$13.02M
4.13%
Sole
74.16K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares23.02K
TypeSH
Market value$12.98M
4.11%
Sole
23.01K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares14.77K
TypeSH
Market value$10.07M
3.19%
Sole
14.77K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares63.77K
TypeSH
Market value$9.77M
3.10%
Sole
63.77K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares67.50K
TypeSH
Market value$9.43M
2.99%
Sole
67.50K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares50.28K
TypeSH
Market value$8.83M
2.80%
Sole
50.28K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares124.19K
TypeSH
Market value$7.99M
2.53%
Sole
124.19K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares17.88K
TypeSH
Market value$6.89M
2.19%
Sole
17.88K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares8.24K
TypeSH
Market value$1.38M
0.44%
Sole
8.24K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares9.44K
TypeSH
Market value$1.36M
0.43%
Sole
9.44K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares2.54K
TypeSH
Market value$1.32M
0.42%
Sole
2.54K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares15.73K
TypeSH
Market value$1.22M
0.39%
Sole
15.73K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares8.46K
TypeSH
Market value$1.22M
0.39%
Sole
8.46K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares4.35K
TypeSH
Market value$1.15M
0.37%
Sole
4.35K
Shared
0.00
None
0.00
HOME DEPOT INC COM
SOLEShares2.96K
TypeSH
Market value$1.06M
0.34%
Sole
2.96K
Shared
0.00
None
0.00
TESLA INC COM
SOLEShares4.16K
TypeSH
Market value$915.7K
0.29%
Sole
4.16K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares1.66K
TypeSH
Market value$800.8K
0.25%
Sole
1.66K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares2.14K
TypeSH
Market value$785.3K
0.25%
Sole
2.14K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRUSTSOLE | ETF | 82.57K | SH | $39.22M 12.43% | 82.57K | 0.00 | 0.00 |
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 619.13K | SH | $38.99M 12.36% | 619.13K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 82.97K | SH | $33.98M 10.77% | 82.97K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 341.70K | SH | $28.91M 9.17% | 341.70K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 54.41K | SH | $21.23M 6.73% | 54.41K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 93.52K | SH | $17.17M 5.45% | 93.52K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 239.69K | SH | $15.71M 4.98% | 239.69K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 74.16K | SH | $13.02M 4.13% | 74.16K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 23.02K | SH | $12.98M 4.11% | 23.01K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 14.77K | SH | $10.07M 3.19% | 14.77K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 63.77K | SH | $9.77M 3.10% | 63.77K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 67.50K | SH | $9.43M 2.99% | 67.50K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 50.28K | SH | $8.83M 2.80% | 50.28K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 124.19K | SH | $7.99M 2.53% | 124.19K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 17.88K | SH | $6.89M 2.19% | 17.88K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 8.24K | SH | $1.38M 0.44% | 8.24K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 9.44K | SH | $1.36M 0.43% | 9.44K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 2.54K | SH | $1.32M 0.42% | 2.54K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 15.73K | SH | $1.22M 0.39% | 15.73K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 8.46K | SH | $1.22M 0.39% | 8.46K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 4.35K | SH | $1.15M 0.37% | 4.35K | 0.00 | 0.00 |
HOME DEPOT INC COMSOLE | Stock | 2.96K | SH | $1.06M 0.34% | 2.96K | 0.00 | 0.00 |
TESLA INC COMSOLE | Stock | 4.16K | SH | $915.7K 0.29% | 4.16K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 1.66K | SH | $800.8K 0.25% | 1.66K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 2.14K | SH | $785.3K 0.25% | 2.14K | 0.00 | 0.00 |
Page 1 of 15
…