Filed: 10/17/2023ACC: 0001764970-23-000004
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 382 equity positions with a total reported market value of $273.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
382
Positions
$273.22M
Total AUM (reported)
2.22M
Total Shares
Allocation by class
ETF$165.93M60.7%
STOCK$105.85M38.7%
ADR$1.10M0.4%
REIT$274.2K0.1%
CEF$72.5K0.0%
Portfolio Concentration
Top 3$103.87M38.0%
4–10$96.69M35.4%
11–25$42.01M15.4%
Rest$30.64M11.2%
Top 3 weight
38.0%
Top 10 weight
73.4%
Voting Authority Distribution
Total shares with voting rights: 2.22M
Sole
Full voting authority
2.22M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole382
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings382
Rows:
SPDR S&P 500 ETF TRUST
SOLEShares94.44K
TypeSH
Market value$40.56M
14.85%
Sole
94.44K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares87.73K
TypeSH
Market value$31.99M
11.71%
Sole
87.73K
Shared
0.00
None
0.00
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares575.44K
TypeSH
Market value$31.32M
11.46%
Sole
575.44K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares248.22K
TypeSH
Market value$19.20M
7.03%
Sole
248.22K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares52.41K
TypeSH
Market value$17.15M
6.28%
Sole
52.41K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares262.60K
TypeSH
Market value$15.76M
5.77%
Sole
262.60K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares81.55K
TypeSH
Market value$14.47M
5.30%
Sole
81.55K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares79.44K
TypeSH
Market value$12.19M
4.46%
Sole
79.44K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares23.89K
TypeSH
Market value$10.93M
4.00%
Sole
23.89K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares54.53K
TypeSH
Market value$6.98M
2.55%
Sole
54.53K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares11.70K
TypeSH
Market value$6.52M
2.39%
Sole
11.70K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares47.75K
TypeSH
Market value$6.21M
2.27%
Sole
47.75K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares99.88K
TypeSH
Market value$5.15M
1.88%
Sole
99.88K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares32.83K
TypeSH
Market value$4.87M
1.78%
Sole
32.83K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares12.02K
TypeSH
Market value$4.55M
1.67%
Sole
12.02K
Shared
0.00
None
0.00
TESLA INC COM
SOLEShares12.70K
TypeSH
Market value$3.31M
1.21%
Sole
12.70K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares3.44K
TypeSH
Market value$1.81M
0.66%
Sole
3.44K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares10.15K
TypeSH
Market value$1.65M
0.60%
Sole
10.15K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares9.24K
TypeSH
Market value$1.34M
0.49%
Sole
9.23K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares9.41K
TypeSH
Market value$1.31M
0.48%
Sole
9.41K
Shared
0.00
None
0.00
HOME DEPOT INC COM
SOLEShares4.31K
TypeSH
Market value$1.26M
0.46%
Sole
4.31K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares5.11K
TypeSH
Market value$1.20M
0.44%
Sole
5.11K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares16.01K
TypeSH
Market value$1.14M
0.42%
Sole
16.01K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares5.63K
TypeSH
Market value$887.5K
0.32%
Sole
5.63K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares2.14K
TypeSH
Market value$815.3K
0.30%
Sole
2.14K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRUSTSOLE | ETF | 94.44K | SH | $40.56M 14.85% | 94.44K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 87.73K | SH | $31.99M 11.71% | 87.73K | 0.00 | 0.00 |
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 575.44K | SH | $31.32M 11.46% | 575.44K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 248.22K | SH | $19.20M 7.03% | 248.22K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 52.41K | SH | $17.15M 6.28% | 52.41K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 262.60K | SH | $15.76M 5.77% | 262.60K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 81.55K | SH | $14.47M 5.30% | 81.55K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 79.44K | SH | $12.19M 4.46% | 79.44K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 23.89K | SH | $10.93M 4.00% | 23.89K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 54.53K | SH | $6.98M 2.55% | 54.53K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 11.70K | SH | $6.52M 2.39% | 11.70K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 47.75K | SH | $6.21M 2.27% | 47.75K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 99.88K | SH | $5.15M 1.88% | 99.88K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 32.83K | SH | $4.87M 1.78% | 32.83K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 12.02K | SH | $4.55M 1.67% | 12.02K | 0.00 | 0.00 |
TESLA INC COMSOLE | Stock | 12.70K | SH | $3.31M 1.21% | 12.70K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 3.44K | SH | $1.81M 0.66% | 3.44K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 10.15K | SH | $1.65M 0.60% | 10.15K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 9.24K | SH | $1.34M 0.49% | 9.23K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 9.41K | SH | $1.31M 0.48% | 9.41K | 0.00 | 0.00 |
HOME DEPOT INC COMSOLE | Stock | 4.31K | SH | $1.26M 0.46% | 4.31K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 5.11K | SH | $1.20M 0.44% | 5.11K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 16.01K | SH | $1.14M 0.42% | 16.01K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 5.63K | SH | $887.5K 0.32% | 5.63K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 2.14K | SH | $815.3K 0.30% | 2.14K | 0.00 | 0.00 |
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