Filed: 7/5/2023ACC: 0001764970-23-000003
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 357 equity positions with a total reported market value of $247.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
357
Positions
$247.81M
Total AUM (reported)
1.95M
Total Shares
Allocation by class
ETF$160.18M64.6%
STOCK$86.27M34.8%
ADR$980.9K0.4%
REIT$289.8K0.1%
CEF$88.1K0.0%
Portfolio Concentration
Top 3$113.56M45.8%
4–10$75.85M30.6%
11–25$25.29M10.2%
Rest$33.10M13.4%
Top 3 weight
45.8%
Top 10 weight
76.4%
Voting Authority Distribution
Total shares with voting rights: 1.95M
Sole
Full voting authority
1.95M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole357
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings357
Rows:
SPDR S&P 500 ETF TRUST
SOLEShares112.62K
TypeSH
Market value$49.98M
20.17%
Sole
112.62K
Shared
0.00
None
0.00
INVESCO QQQ TRUST
SOLEShares89.91K
TypeSH
Market value$33.29M
13.44%
Sole
89.91K
Shared
0.00
None
0.00
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares550.03K
TypeSH
Market value$30.29M
12.22%
Sole
550.03K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares274.33K
TypeSH
Market value$16.75M
6.76%
Sole
274.33K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares43.71K
TypeSH
Market value$14.77M
5.96%
Sole
43.71K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares155.56K
TypeSH
Market value$12.47M
5.03%
Sole
155.56K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares66.59K
TypeSH
Market value$10.61M
4.28%
Sole
66.59K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares51.58K
TypeSH
Market value$9.93M
4.01%
Sole
51.58K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares17.26K
TypeSH
Market value$7.32M
2.95%
Sole
17.26K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares69.38K
TypeSH
Market value$4.00M
1.62%
Sole
69.38K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares29.98K
TypeSH
Market value$3.90M
1.58%
Sole
29.98K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares6.79K
TypeSH
Market value$3.67M
1.48%
Sole
6.79K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares3.89K
TypeSH
Market value$1.86M
0.75%
Sole
3.89K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares12.63K
TypeSH
Market value$1.66M
0.67%
Sole
12.63K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares10.11K
TypeSH
Market value$1.59M
0.64%
Sole
10.11K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares9.83K
TypeSH
Market value$1.51M
0.61%
Sole
9.83K
Shared
0.00
None
0.00
HOME DEPOT INC COM
SOLEShares4.62K
TypeSH
Market value$1.43M
0.58%
Sole
4.62K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares9.62K
TypeSH
Market value$1.41M
0.57%
Sole
9.62K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares3.44K
TypeSH
Market value$1.40M
0.56%
Sole
3.44K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares5.57K
TypeSH
Market value$1.33M
0.54%
Sole
5.57K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares16.30K
TypeSH
Market value$1.22M
0.49%
Sole
16.30K
Shared
0.00
None
0.00
TESLA INC COM
SOLEShares4.01K
TypeSH
Market value$1.12M
0.45%
Sole
4.01K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares9.15K
TypeSH
Market value$1.10M
0.45%
Sole
9.15K
Shared
0.00
None
0.00
NETFLIX INC COM
SOLEShares2.41K
TypeSH
Market value$1.06M
0.43%
Sole
2.41K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares6.20K
TypeSH
Market value$1.01M
0.41%
Sole
6.20K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRUSTSOLE | ETF | 112.62K | SH | $49.98M 20.17% | 112.62K | 0.00 | 0.00 |
INVESCO QQQ TRUSTSOLE | ETF | 89.91K | SH | $33.29M 13.44% | 89.91K | 0.00 | 0.00 |
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 550.03K | SH | $30.29M 12.22% | 550.03K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 274.33K | SH | $16.75M 6.76% | 274.33K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 43.71K | SH | $14.77M 5.96% | 43.71K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 155.56K | SH | $12.47M 5.03% | 155.56K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 66.59K | SH | $10.61M 4.28% | 66.59K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 51.58K | SH | $9.93M 4.01% | 51.58K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 17.26K | SH | $7.32M 2.95% | 17.26K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 69.38K | SH | $4.00M 1.62% | 69.38K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 29.98K | SH | $3.90M 1.58% | 29.98K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 6.79K | SH | $3.67M 1.48% | 6.79K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 3.89K | SH | $1.86M 0.75% | 3.89K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 12.63K | SH | $1.66M 0.67% | 12.63K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 10.11K | SH | $1.59M 0.64% | 10.11K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 9.83K | SH | $1.51M 0.61% | 9.83K | 0.00 | 0.00 |
HOME DEPOT INC COMSOLE | Stock | 4.62K | SH | $1.43M 0.58% | 4.62K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 9.62K | SH | $1.41M 0.57% | 9.62K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 3.44K | SH | $1.40M 0.56% | 3.44K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 5.57K | SH | $1.33M 0.54% | 5.57K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 16.30K | SH | $1.22M 0.49% | 16.30K | 0.00 | 0.00 |
TESLA INC COMSOLE | Stock | 4.01K | SH | $1.12M 0.45% | 4.01K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 9.15K | SH | $1.10M 0.45% | 9.15K | 0.00 | 0.00 |
NETFLIX INC COMSOLE | Stock | 2.41K | SH | $1.06M 0.43% | 2.41K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 6.20K | SH | $1.01M 0.41% | 6.20K | 0.00 | 0.00 |
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