Filed: 4/3/2023ACC: 0001764970-23-000002
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 340 equity positions with a total reported market value of $222.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
340
Positions
$222.64M
Total AUM (reported)
1.95M
Total Shares
Allocation by class
ETF$143.51M64.5%
STOCK$77.42M34.8%
ADR$1.24M0.6%
REIT$287.8K0.1%
CEF$169.6K0.1%
Portfolio Concentration
Top 3$100.93M45.3%
4–10$65.94M29.6%
11–25$22.12M9.9%
Rest$33.64M15.1%
Top 3 weight
45.3%
Top 10 weight
75.0%
Voting Authority Distribution
Total shares with voting rights: 1.95M
Sole
Full voting authority
1.95M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole340
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings340
Rows:
SPDR S&P 500 ETF TRUST
SOLEShares113.62K
TypeSH
Market value$46.52M
20.89%
Sole
113.62K
Shared
0.00
None
0.00
INVESCO QQQ TRUST
SOLEShares89.77K
TypeSH
Market value$28.81M
12.94%
Sole
89.77K
Shared
0.00
None
0.00
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares543.02K
TypeSH
Market value$25.61M
11.50%
Sole
543.02K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares276.82K
TypeSH
Market value$15.32M
6.88%
Sole
276.82K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares43.40K
TypeSH
Market value$12.51M
5.62%
Sole
43.40K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares154.18K
TypeSH
Market value$11.73M
5.27%
Sole
154.18K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares65.01K
TypeSH
Market value$9.81M
4.41%
Sole
65.01K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares50.39K
TypeSH
Market value$8.31M
3.73%
Sole
50.39K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares17.16K
TypeSH
Market value$4.77M
2.14%
Sole
17.16K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP COM
SOLEShares66.45K
TypeSH
Market value$3.48M
1.56%
Sole
66.45K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares6.53K
TypeSH
Market value$3.25M
1.46%
Sole
6.53K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares28.43K
TypeSH
Market value$2.94M
1.32%
Sole
28.43K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares3.88K
TypeSH
Market value$1.83M
0.82%
Sole
3.88K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares10.11K
TypeSH
Market value$1.65M
0.74%
Sole
10.11K
Shared
0.00
None
0.00
HOME DEPOT INC COM
SOLEShares4.61K
TypeSH
Market value$1.36M
0.61%
Sole
4.61K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares10.08K
TypeSH
Market value$1.30M
0.59%
Sole
10.08K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares5.57K
TypeSH
Market value$1.25M
0.56%
Sole
5.57K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares9.60K
TypeSH
Market value$1.25M
0.56%
Sole
9.60K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares2.93K
TypeSH
Market value$1.21M
0.54%
Sole
2.93K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares16.26K
TypeSH
Market value$1.16M
0.52%
Sole
16.26K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares4.26K
TypeSH
Market value$1.12M
0.50%
Sole
4.26K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares6.57K
TypeSH
Market value$1.02M
0.46%
Sole
6.57K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares9.10K
TypeSH
Market value$946.4K
0.43%
Sole
9.10K
Shared
0.00
None
0.00
DISNEY WALT CO COM
SOLEShares9.23K
TypeSH
Market value$924.0K
0.42%
Sole
9.23K
Shared
0.00
None
0.00
MCDONALDS CORP COM
SOLEShares3.23K
TypeSH
Market value$902.6K
0.41%
Sole
3.23K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRUSTSOLE | ETF | 113.62K | SH | $46.52M 20.89% | 113.62K | 0.00 | 0.00 |
INVESCO QQQ TRUSTSOLE | ETF | 89.77K | SH | $28.81M 12.94% | 89.77K | 0.00 | 0.00 |
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 543.02K | SH | $25.61M 11.50% | 543.02K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 276.82K | SH | $15.32M 6.88% | 276.82K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 43.40K | SH | $12.51M 5.62% | 43.40K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 154.18K | SH | $11.73M 5.27% | 154.18K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 65.01K | SH | $9.81M 4.41% | 65.01K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 50.39K | SH | $8.31M 3.73% | 50.39K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 17.16K | SH | $4.77M 2.14% | 17.16K | 0.00 | 0.00 |
SCHWAB CHARLES CORP COMSOLE | Stock | 66.45K | SH | $3.48M 1.56% | 66.45K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 6.53K | SH | $3.25M 1.46% | 6.53K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 28.43K | SH | $2.94M 1.32% | 28.43K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 3.88K | SH | $1.83M 0.82% | 3.88K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 10.11K | SH | $1.65M 0.74% | 10.11K | 0.00 | 0.00 |
HOME DEPOT INC COMSOLE | Stock | 4.61K | SH | $1.36M 0.61% | 4.61K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 10.08K | SH | $1.30M 0.59% | 10.08K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 5.57K | SH | $1.25M 0.56% | 5.57K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 9.60K | SH | $1.25M 0.56% | 9.60K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 2.93K | SH | $1.21M 0.54% | 2.93K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 16.26K | SH | $1.16M 0.52% | 16.26K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 4.26K | SH | $1.12M 0.50% | 4.26K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 6.57K | SH | $1.02M 0.46% | 6.57K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 9.10K | SH | $946.4K 0.43% | 9.10K | 0.00 | 0.00 |
DISNEY WALT CO COMSOLE | Stock | 9.23K | SH | $924.0K 0.42% | 9.23K | 0.00 | 0.00 |
MCDONALDS CORP COMSOLE | Stock | 3.23K | SH | $902.6K 0.41% | 3.23K | 0.00 | 0.00 |
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