Filed: 1/3/2023ACC: 0001764970-23-000001
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 347 equity positions with a total reported market value of $200.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
347
Positions
$200.9K
Total AUM (reported)
1.93M
Total Shares
Allocation by class
ETF$136.0K67.7%
STOCK$63.3K31.5%
ADR$1.2K0.6%
REIT$268.000.1%
CEF$164.000.1%
Portfolio Concentration
Top 3$89.1K44.3%
4–10$63.1K31.4%
11–25$17.9K8.9%
Rest$30.8K15.3%
Top 3 weight
44.3%
Top 10 weight
75.7%
Voting Authority Distribution
Total shares with voting rights: 1.93M
Sole
Full voting authority
1.93M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole347
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings347
Rows:
SPDR S&P 500 ETF TRUST
SOLEShares113.53K
TypeSH
Market value$43.4K
21.61%
Sole
113.53K
Shared
0.00
None
0.00
INVESCO QQQ TRUST
SOLEShares89.30K
TypeSH
Market value$23.8K
11.83%
Sole
89.30K
Shared
0.00
None
0.00
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF
SOLEShares536.06K
TypeSH
Market value$21.9K
10.88%
Sole
536.06K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares91.11K
TypeSH
Market value$14.4K
7.14%
Sole
91.11K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares279.57K
TypeSH
Market value$14.2K
7.05%
Sole
279.57K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares178K
TypeSH
Market value$13.2K
6.55%
Sole
178K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares43.22K
TypeSH
Market value$10.4K
5.16%
Sole
43.22K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares49.17K
TypeSH
Market value$6.4K
3.18%
Sole
49.16K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares16.22K
TypeSH
Market value$2.4K
1.18%
Sole
16.22K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares4.41K
TypeSH
Market value$2.3K
1.16%
Sole
4.41K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares25.59K
TypeSH
Market value$2.1K
1.07%
Sole
25.59K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares10.14K
TypeSH
Market value$1.8K
0.91%
Sole
10.14K
Shared
0.00
None
0.00
HOME DEPOT INC COM
SOLEShares4.60K
TypeSH
Market value$1.5K
0.72%
Sole
4.60K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares9.68K
TypeSH
Market value$1.3K
0.65%
Sole
9.68K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR SPDR FUND
SOLEShares9.53K
TypeSH
Market value$1.3K
0.64%
Sole
9.53K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares2.88K
TypeSH
Market value$1.2K
0.61%
Sole
2.88K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares2.59K
TypeSH
Market value$1.2K
0.59%
Sole
2.58K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares6.58K
TypeSH
Market value$1.2K
0.58%
Sole
6.58K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares5.60K
TypeSH
Market value$1.2K
0.58%
Sole
5.60K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares16.22K
TypeSH
Market value$1.1K
0.55%
Sole
16.22K
Shared
0.00
None
0.00
MCDONALDS CORP COM
SOLEShares3.25K
TypeSH
Market value$856.00
0.43%
Sole
3.25K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares4.03K
TypeSH
Market value$817.00
0.41%
Sole
4.03K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares9.10K
TypeSH
Market value$807.00
0.40%
Sole
9.10K
Shared
0.00
None
0.00
DISNEY WALT CO COM
SOLEShares9.23K
TypeSH
Market value$802.00
0.40%
Sole
9.23K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares5.21K
TypeSH
Market value$790.00
0.39%
Sole
5.21K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRUSTSOLE | ETF | 113.53K | SH | $43.4K 21.61% | 113.53K | 0.00 | 0.00 |
INVESCO QQQ TRUSTSOLE | ETF | 89.30K | SH | $23.8K 11.83% | 89.30K | 0.00 | 0.00 |
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFSOLE | ETF | 536.06K | SH | $21.9K 10.88% | 536.06K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 91.11K | SH | $14.4K 7.14% | 91.11K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | ETF | 279.57K | SH | $14.2K 7.05% | 279.57K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 178K | SH | $13.2K 6.55% | 178K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 43.22K | SH | $10.4K 5.16% | 43.22K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 49.17K | SH | $6.4K 3.18% | 49.16K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 16.22K | SH | $2.4K 1.18% | 16.22K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 4.41K | SH | $2.3K 1.16% | 4.41K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 25.59K | SH | $2.1K 1.07% | 25.59K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 10.14K | SH | $1.8K 0.91% | 10.14K | 0.00 | 0.00 |
HOME DEPOT INC COMSOLE | Stock | 4.60K | SH | $1.5K 0.72% | 4.60K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 9.68K | SH | $1.3K 0.65% | 9.68K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE | ETF | 9.53K | SH | $1.3K 0.64% | 9.53K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 2.88K | SH | $1.2K 0.61% | 2.88K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 2.59K | SH | $1.2K 0.59% | 2.58K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 6.58K | SH | $1.2K 0.58% | 6.58K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 5.60K | SH | $1.2K 0.58% | 5.60K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 16.22K | SH | $1.1K 0.55% | 16.22K | 0.00 | 0.00 |
MCDONALDS CORP COMSOLE | Stock | 3.25K | SH | $856.00 0.43% | 3.25K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 4.03K | SH | $817.00 0.41% | 4.03K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 9.10K | SH | $807.00 0.40% | 9.10K | 0.00 | 0.00 |
DISNEY WALT CO COMSOLE | Stock | 9.23K | SH | $802.00 0.40% | 9.23K | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 5.21K | SH | $790.00 0.39% | 5.21K | 0.00 | 0.00 |
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