Filed: 10/12/2022ACC: 0001764970-22-000007
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 387 equity positions with a total reported market value of $150.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
387
Positions
$150.1K
Total AUM (reported)
1.03M
Total Shares
Allocation by class
ETF$95.6K63.7%
STOCK$52.9K35.2%
ADR$1.1K0.8%
REIT$331.000.2%
CEF$166.000.1%
Portfolio Concentration
Top 3$80.5K53.6%
4–10$28.7K19.1%
11–25$14.0K9.3%
Rest$26.9K17.9%
Top 3 weight
53.6%
Top 10 weight
72.8%
Voting Authority Distribution
Total shares with voting rights: 1.03M
Sole
Full voting authority
1.03M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole387
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings387
Rows:
SPDR S&P 500 ETF TRUST
SOLEShares114.03K
TypeSH
Market value$43.0K
28.65%
Sole
114.03K
Shared
0.00
None
0.00
INVESCO QQQ TRUST
SOLEShares87.69K
TypeSH
Market value$24.6K
16.37%
Sole
87.69K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares87.19K
TypeSH
Market value$12.9K
8.61%
Sole
87.19K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares166.47K
TypeSH
Market value$11.6K
7.75%
Sole
166.47K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares40.61K
TypeSH
Market value$5.6K
3.70%
Sole
40.61K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares17.59K
TypeSH
Market value$4.5K
3.01%
Sole
17.59K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares4.37K
TypeSH
Market value$2.2K
1.49%
Sole
4.37K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares17.17K
TypeSH
Market value$1.8K
1.21%
Sole
17.17K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares9.89K
TypeSH
Market value$1.5K
1.00%
Sole
9.89K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares10.13K
TypeSH
Market value$1.5K
0.98%
Sole
10.13K
Shared
0.00
None
0.00
HOME DEPOT INC COM
SOLEShares4.98K
TypeSH
Market value$1.4K
0.91%
Sole
4.98K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares2.55K
TypeSH
Market value$1.2K
0.81%
Sole
2.55K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares6.41K
TypeSH
Market value$1.1K
0.76%
Sole
6.41K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares5.59K
TypeSH
Market value$1.1K
0.73%
Sole
5.59K
Shared
0.00
None
0.00
DISNEY WALT CO COM
SOLEShares11.13K
TypeSH
Market value$1.1K
0.70%
Sole
11.13K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares16.34K
TypeSH
Market value$1.0K
0.69%
Sole
16.34K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares8.69K
TypeSH
Market value$978.00
0.65%
Sole
8.69K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares441.00
TypeSH
Market value$965.00
0.64%
Sole
441.00
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares2.77K
TypeSH
Market value$828.00
0.55%
Sole
2.77K
Shared
0.00
None
0.00
MCDONALDS CORP COM
SOLEShares3.26K
TypeSH
Market value$804.00
0.54%
Sole
3.26K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares349.00
TypeSH
Market value$761.00
0.51%
Sole
349.00
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares5.16K
TypeSH
Market value$742.00
0.49%
Sole
5.16K
Shared
0.00
None
0.00
COCA COLA CO COM
SOLEShares11.53K
TypeSH
Market value$726.00
0.48%
Sole
11.53K
Shared
0.00
None
0.00
NIKE INC CL B
SOLEShares6.49K
TypeSH
Market value$664.00
0.44%
Sole
6.49K
Shared
0.00
None
0.00
BLACKSTONE INC COM
SOLEShares6.44K
TypeSH
Market value$588.00
0.39%
Sole
6.44K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRUSTSOLE | ETF | 114.03K | SH | $43.0K 28.65% | 114.03K | 0.00 | 0.00 |
INVESCO QQQ TRUSTSOLE | ETF | 87.69K | SH | $24.6K 16.37% | 87.69K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 87.19K | SH | $12.9K 8.61% | 87.19K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 166.47K | SH | $11.6K 7.75% | 166.47K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 40.61K | SH | $5.6K 3.70% | 40.61K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 17.59K | SH | $4.5K 3.01% | 17.59K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 4.37K | SH | $2.2K 1.49% | 4.37K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 17.17K | SH | $1.8K 1.21% | 17.17K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 9.89K | SH | $1.5K 1.00% | 9.89K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 10.13K | SH | $1.5K 0.98% | 10.13K | 0.00 | 0.00 |
HOME DEPOT INC COMSOLE | Stock | 4.98K | SH | $1.4K 0.91% | 4.98K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 2.55K | SH | $1.2K 0.81% | 2.55K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 6.41K | SH | $1.1K 0.76% | 6.41K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 5.59K | SH | $1.1K 0.73% | 5.59K | 0.00 | 0.00 |
DISNEY WALT CO COMSOLE | Stock | 11.13K | SH | $1.1K 0.70% | 11.13K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 16.34K | SH | $1.0K 0.69% | 16.34K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 8.69K | SH | $978.00 0.65% | 8.69K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 441.00 | SH | $965.00 0.64% | 441.00 | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 2.77K | SH | $828.00 0.55% | 2.77K | 0.00 | 0.00 |
MCDONALDS CORP COMSOLE | Stock | 3.26K | SH | $804.00 0.54% | 3.26K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 349.00 | SH | $761.00 0.51% | 349.00 | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 5.16K | SH | $742.00 0.49% | 5.16K | 0.00 | 0.00 |
COCA COLA CO COMSOLE | Stock | 11.53K | SH | $726.00 0.48% | 11.53K | 0.00 | 0.00 |
NIKE INC CL BSOLE | Stock | 6.49K | SH | $664.00 0.44% | 6.49K | 0.00 | 0.00 |
BLACKSTONE INC COMSOLE | Stock | 6.44K | SH | $588.00 0.39% | 6.44K | 0.00 | 0.00 |
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