Filed: 10/12/2022ACC: 0001764970-22-000005
📋 What this filing means
KOZAK & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 350 equity positions with a total reported market value of $158.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
350
Positions
$158.5K
Total AUM (reported)
1.13M
Total Shares
Allocation by class
ETF$98.1K61.9%
STOCK$58.9K37.2%
ADR$1.0K0.7%
REIT$240.000.2%
CEF$157.000.1%
Portfolio Concentration
Top 3$76.5K48.3%
4–10$41.2K26.0%
11–25$14.2K9.0%
Rest$26.5K16.7%
Top 3 weight
48.3%
Top 10 weight
74.3%
Voting Authority Distribution
Total shares with voting rights: 1.13M
Sole
Full voting authority
1.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole350
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings350
Rows:
SPDR S&P 500 ETF TRUST
SOLEShares113.72K
TypeSH
Market value$40.7K
25.67%
Sole
113.72K
Shared
0.00
None
0.00
INVESCO QQQ TRUST
SOLEShares88.30K
TypeSH
Market value$23.2K
14.64%
Sole
88.30K
Shared
0.00
None
0.00
ISHARES US FINANCIAL SERVICES ETF
SOLEShares89.76K
TypeSH
Market value$12.6K
7.97%
Sole
89.76K
Shared
0.00
None
0.00
INVESCO S&P 500 REVENUE ETF
SOLEShares174.65K
TypeSH
Market value$11.9K
7.52%
Sole
174.65K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares42.25K
TypeSH
Market value$9.5K
6.01%
Sole
42.24K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares46.87K
TypeSH
Market value$6.5K
4.11%
Sole
46.87K
Shared
0.00
None
0.00
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares31.09K
TypeSH
Market value$6.5K
4.09%
Sole
31.09K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares25.17K
TypeSH
Market value$2.8K
1.78%
Sole
25.17K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares4.42K
TypeSH
Market value$2.2K
1.39%
Sole
4.42K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares15K
TypeSH
Market value$1.7K
1.10%
Sole
15K
Shared
0.00
None
0.00
CHEVRON CORP NEW COM
SOLEShares10.13K
TypeSH
Market value$1.6K
1.00%
Sole
10.13K
Shared
0.00
None
0.00
HOME DEPOT INC COM
SOLEShares4.59K
TypeSH
Market value$1.3K
0.82%
Sole
4.59K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW COM
SOLEShares2.58K
TypeSH
Market value$1.2K
0.77%
Sole
2.58K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares6.64K
TypeSH
Market value$1.1K
0.68%
Sole
6.64K
Shared
0.00
None
0.00
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares16.18K
TypeSH
Market value$1.1K
0.66%
Sole
16.18K
Shared
0.00
None
0.00
DEERE & CO COM
SOLEShares2.87K
TypeSH
Market value$1.0K
0.66%
Sole
2.87K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares5.60K
TypeSH
Market value$1.0K
0.63%
Sole
5.59K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares9.05K
TypeSH
Market value$888.00
0.56%
Sole
9.05K
Shared
0.00
None
0.00
DISNEY WALT CO COM
SOLEShares9.24K
TypeSH
Market value$860.00
0.54%
Sole
9.24K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares8.30K
TypeSH
Market value$846.00
0.53%
Sole
8.30K
Shared
0.00
None
0.00
MCDONALDS CORP COM
SOLEShares3.34K
TypeSH
Market value$792.00
0.50%
Sole
3.34K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares7.32K
TypeSH
Market value$711.00
0.45%
Sole
7.32K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares5.18K
TypeSH
Market value$644.00
0.41%
Sole
5.18K
Shared
0.00
None
0.00
COCA COLA CO COM
SOLEShares11.81K
TypeSH
Market value$643.00
0.41%
Sole
11.81K
Shared
0.00
None
0.00
NIKE INC CL B
SOLEShares6.50K
TypeSH
Market value$572.00
0.36%
Sole
6.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRUSTSOLE | ETF | 113.72K | SH | $40.7K 25.67% | 113.72K | 0.00 | 0.00 |
INVESCO QQQ TRUSTSOLE | ETF | 88.30K | SH | $23.2K 14.64% | 88.30K | 0.00 | 0.00 |
ISHARES US FINANCIAL SERVICES ETFSOLE | ETF | 89.76K | SH | $12.6K 7.97% | 89.76K | 0.00 | 0.00 |
INVESCO S&P 500 REVENUE ETFSOLE | ETF | 174.65K | SH | $11.9K 7.52% | 174.65K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 42.25K | SH | $9.5K 6.01% | 42.24K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 46.87K | SH | $6.5K 4.11% | 46.87K | 0.00 | 0.00 |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 31.09K | SH | $6.5K 4.09% | 31.09K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 25.17K | SH | $2.8K 1.78% | 25.17K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 4.42K | SH | $2.2K 1.39% | 4.42K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 15K | SH | $1.7K 1.10% | 15K | 0.00 | 0.00 |
CHEVRON CORP NEW COMSOLE | Stock | 10.13K | SH | $1.6K 1.00% | 10.13K | 0.00 | 0.00 |
HOME DEPOT INC COMSOLE | Stock | 4.59K | SH | $1.3K 0.82% | 4.59K | 0.00 | 0.00 |
COSTCO WHSL CORP NEW COMSOLE | Stock | 2.58K | SH | $1.2K 0.77% | 2.58K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 6.64K | SH | $1.1K 0.68% | 6.64K | 0.00 | 0.00 |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 16.18K | SH | $1.1K 0.66% | 16.18K | 0.00 | 0.00 |
DEERE & CO COMSOLE | Stock | 2.87K | SH | $1.0K 0.66% | 2.87K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 5.60K | SH | $1.0K 0.63% | 5.59K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 9.05K | SH | $888.00 0.56% | 9.05K | 0.00 | 0.00 |
DISNEY WALT CO COMSOLE | Stock | 9.24K | SH | $860.00 0.54% | 9.24K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 8.30K | SH | $846.00 0.53% | 8.30K | 0.00 | 0.00 |
MCDONALDS CORP COMSOLE | Stock | 3.34K | SH | $792.00 0.50% | 3.34K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 7.32K | SH | $711.00 0.45% | 7.32K | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 5.18K | SH | $644.00 0.41% | 5.18K | 0.00 | 0.00 |
COCA COLA CO COMSOLE | Stock | 11.81K | SH | $643.00 0.41% | 11.81K | 0.00 | 0.00 |
NIKE INC CL BSOLE | Stock | 6.50K | SH | $572.00 0.36% | 6.50K | 0.00 | 0.00 |
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