KOTLER KEVIN

PrivateCIK: 1601692
Location

MELVILLE, NY

36
Positions
$427.50M
Total AUM (reported)
14.99M
Total Shares

Allocation by class

TOTAL AUM$427.50M36 positions
TR UNIT$238.67M55.8%
COM$100.08M23.4%
COM SHS$34.93M8.2%
UNIT SER 1$30.72M7.2%
SHS NEW$11.23M2.6%
COM NEW$5.76M1.3%
SPON ADR$2.94M0.7%

Portfolio Concentration

Top 371.2%4–1020.5%11–257.6%Rest0.8%TOP 1091.7%0%100%
Top 3$304.31M71.2%
4–10$87.66M20.5%
11–25$32.29M7.6%
Rest$3.22M0.8%

Top 3 weight

71.2%

Top 10 weight

91.7%

Voting Authority Distribution

Total shares with voting rights: 14.99M

Sole

Full voting authority

14.99M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole13
Shared0
Other23
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings36
Rows:

SPDR S&P 500 ETF TR

DFND
TR UNIT
Shares350K
TypeSH
Market value$238.67M
55.83%
Sole
350K
Shared
0.00
None
0.00

AVADEL PHARMACEUTICALS PLC

DFND
COM SHS
Shares1.62M
TypeSH
Market value$34.93M
8.17%
Sole
1.62M
Shared
0.00
None
0.00

INVESCO QQQ TR

DFND
UNIT SER 1
Shares50K
TypeSH
Market value$30.72M
7.18%
Sole
50K
Shared
0.00
None
0.00

ANGIODYNAMICS INC

SOLE
COM
Shares1.71M
TypeSH
Market value$22.00M
5.15%
Sole
1.71M
Shared
0.00
None
0.00

AURINIA PHARMACEUTICALS INC

SOLE
COM
Shares1.22M
TypeSH
Market value$19.54M
4.57%
Sole
1.22M
Shared
0.00
None
0.00

OMEROS CORP

DFND
COM
Shares1.12M
TypeSH
Market value$19.35M
4.53%
Sole
1.12M
Shared
0.00
None
0.00

NEUROPACE INC

SOLE
COM
Shares631.47K
TypeSH
Market value$9.75M
2.28%
Sole
631.47K
Shared
0.00
None
0.00

MEDIWOUND LTD

DFND
SHS NEW
Shares337.24K
TypeSH
Market value$6.23M
1.46%
Sole
337.24K
Shared
0.00
None
0.00

AXOGEN INC

DFND
COM
Shares168K
TypeSH
Market value$5.50M
1.29%
Sole
168K
Shared
0.00
None
0.00

INTEGRA LIFESCIENCES HLDGS C

SOLE
COM NEW
Shares427.44K
TypeSH
Market value$5.31M
1.24%
Sole
427.44K
Shared
0.00
None
0.00

ACLARIS THERAPEUTICS INC

SOLE
COM
Shares1.71M
TypeSH
Market value$5.13M
1.20%
Sole
1.71M
Shared
0.00
None
0.00

VERTICAL AEROSPACE LTD

DFND
SHS NEW
Shares939.71K
TypeSH
Market value$5.01M
1.17%
Sole
939.71K
Shared
0.00
None
0.00

ORASURE TECHNOLOGIES INC

DFND
COM
Shares1.80M
TypeSH
Market value$4.36M
1.02%
Sole
1.80M
Shared
0.00
None
0.00

GALAPAGOS NV

DFND
SPON ADR
Shares90K
TypeSH
Market value$2.94M
0.69%
Sole
90K
Shared
0.00
None
0.00

ELI LILLY & CO

DFND
COM
Shares2K
TypeSH
Market value$2.15M
0.50%
Sole
2K
Shared
0.00
None
0.00

CERUS CORP

DFND
COM
Shares1.01M
TypeSH
Market value$2.08M
0.49%
Sole
1.01M
Shared
0.00
None
0.00

NIKE INC

DFND
CL B
Shares32K
TypeSH
Market value$2.04M
0.48%
Sole
32K
Shared
0.00
None
0.00

TECTONIC THERAPEUTIC INC

DFND
COM
Shares80K
TypeSH
Market value$1.67M
0.39%
Sole
80K
Shared
0.00
None
0.00

CLIMB BIO INC

DFND
COM
Shares400K
TypeSH
Market value$1.60M
0.37%
Sole
400K
Shared
0.00
None
0.00

TREACE MED CONCEPTS INC

DFND
COM
Shares474.37K
TypeSH
Market value$1.16M
0.27%
Sole
474.37K
Shared
0.00
None
0.00

TRISALUS LIFE SCIENCES INC

DFND
COM
Shares145.20K
TypeSH
Market value$1.01M
0.24%
Sole
145.20K
Shared
0.00
None
0.00

DEXCOM INC

DFND
COM
Shares15K
TypeSH
Market value$995.5K
0.23%
Sole
15K
Shared
0.00
None
0.00

VANDA PHARMACEUTICALS INC

DFND
COM
Shares100K
TypeSH
Market value$882.0K
0.21%
Sole
100K
Shared
0.00
None
0.00

ALIGN TECHNOLOGY INC

SOLE
COM
Shares4.36K
TypeSH
Market value$680.7K
0.16%
Sole
4.36K
Shared
0.00
None
0.00

ONKURE THERAPEUTICS INC

DFND
COM CL A
Shares197.69K
TypeSH
Market value$573.3K
0.13%
Sole
197.69K
Shared
0.00
None
0.00
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