KNOTT DAVID M JR

PrivateCIK: 1892770
Location

SYOSSET, NY

84
Positions
$189.18M
Total AUM (reported)
10.46M
Total Shares

Allocation by class

TOTAL AUM$189.18M84 positions
COMMON$189.18M100.0%

Portfolio Concentration

Top 336.2%4–1026.6%11–2523.7%Rest13.5%TOP 1062.8%0%100%
Top 3$68.48M36.2%
4–10$50.36M26.6%
11–25$44.89M23.7%
Rest$25.45M13.5%

Top 3 weight

36.2%

Top 10 weight

62.8%

Voting Authority Distribution

Total shares with voting rights: 10.46M

Sole

Full voting authority

10.46M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other84
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings84
Rows:

Alphabet Inc-Cl C

DFND
Common
Shares91.42K
TypeSH
Market value$32.30M
17.07%
Sole
91.42K
Shared
0.00
None
0.00

Apollo Global Management, Inc.

DFND
Common
Shares225K
TypeSH
Market value$26.62M
14.07%
Sole
225K
Shared
0.00
None
0.00

Syndax Pharmaceutical, Inc.

DFND
Common
Shares437.25K
TypeSH
Market value$9.56M
5.05%
Sole
437.25K
Shared
0.00
None
0.00

Xeris Biopharma Holdings, Inc.

DFND
Common
Shares1.06M
TypeSH
Market value$8.40M
4.44%
Sole
1.06M
Shared
0.00
None
0.00

Travere Therapeutics, Inc.

DFND
Common
Shares147.28K
TypeSH
Market value$8.37M
4.42%
Sole
147.28K
Shared
0.00
None
0.00

Protagonist Therapeutics, Inc

DFND
Common
Shares63K
TypeSH
Market value$7.72M
4.08%
Sole
63K
Shared
0.00
None
0.00

Bridgebio Pharma, Inc.

DFND
Common
Shares92.85K
TypeSH
Market value$6.92M
3.66%
Sole
92.85K
Shared
0.00
None
0.00

Iovance Biotherapeutics, Inc.

DFND
Common
Shares1.60M
TypeSH
Market value$6.66M
3.52%
Sole
1.60M
Shared
0.00
None
0.00

Alkermes PLC

DFND
Common
Shares121.76K
TypeSH
Market value$6.38M
3.37%
Sole
121.76K
Shared
0.00
None
0.00

JPMorgan Chase & Co.

DFND
Common
Shares18.10K
TypeSH
Market value$5.92M
3.13%
Sole
18.10K
Shared
0.00
None
0.00

Janus Henderson AAA CLO ETF

DFND
Common
Shares93.53K
TypeSH
Market value$4.72M
2.50%
Sole
93.53K
Shared
0.00
None
0.00

LPL Financial Holdings Inc.

DFND
Common
Shares16.50K
TypeSH
Market value$4.65M
2.46%
Sole
16.50K
Shared
0.00
None
0.00

Cogent Biosciences Inc.

DFND
Common
Shares111.08K
TypeSH
Market value$4.30M
2.27%
Sole
111.08K
Shared
0.00
None
0.00

TG Therapeutics, Inc.

DFND
Common
Shares66.84K
TypeSH
Market value$3.67M
1.94%
Sole
66.84K
Shared
0.00
None
0.00

Catalyst Pharmaceuticals, Inc.

DFND
Common
Shares114K
TypeSH
Market value$3.58M
1.89%
Sole
114K
Shared
0.00
None
0.00

Agios Pharmaceutical, Inc.

DFND
Common
Shares95.06K
TypeSH
Market value$3.53M
1.86%
Sole
95.06K
Shared
0.00
None
0.00

Viridian Therapeutics, Inc.

DFND
Common
Shares181K
TypeSH
Market value$3.32M
1.76%
Sole
181K
Shared
0.00
None
0.00

Relmada Therapeutics, Inc.

DFND
Common
Shares451K
TypeSH
Market value$3.12M
1.65%
Sole
451K
Shared
0.00
None
0.00

Arcus Biosciences, Inc.

DFND
Common
Shares81.24K
TypeSH
Market value$2.50M
1.32%
Sole
81.24K
Shared
0.00
None
0.00

Cybin Inc

DFND
Common
Shares370K
TypeSH
Market value$2.45M
1.29%
Sole
370K
Shared
0.00
None
0.00

SPDR S&P Biotech ETF

DFND
Common
Shares15K
TypeSH
Market value$2.37M
1.25%
Sole
15K
Shared
0.00
None
0.00

Rezolute, Inc.

DFND
Common
Shares370K
TypeSH
Market value$1.92M
1.02%
Sole
370K
Shared
0.00
None
0.00

AllianceBernstein Holding L.P.

DFND
Common
Shares48K
TypeSH
Market value$1.69M
0.89%
Sole
48K
Shared
0.00
None
0.00

Madrigal Pharmaaceuticals, Inc.

DFND
Common
Shares3K
TypeSH
Market value$1.61M
0.85%
Sole
3K
Shared
0.00
None
0.00

AtriCure, Inc.

DFND
Common
Shares51.40K
TypeSH
Market value$1.44M
0.76%
Sole
51.40K
Shared
0.00
None
0.00
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