KNOTT DAVID M JR

PrivateCIK: 1892770
Location

SYOSSET, NY

85
Positions
$168.03M
Total AUM (reported)
10.92M
Total Shares

Allocation by class

TOTAL AUM$168.03M85 positions
COMMON$168.03M100.0%

Portfolio Concentration

Top 336.4%4–1024.1%11–2524.3%Rest15.3%TOP 1060.5%0%100%
Top 3$61.16M36.4%
4–10$40.49M24.1%
11–25$40.75M24.3%
Rest$25.64M15.3%

Top 3 weight

36.4%

Top 10 weight

60.5%

Voting Authority Distribution

Total shares with voting rights: 10.92M

Sole

Full voting authority

10.92M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other85
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings85
Rows:

Alphabet Inc-Cl C

DFND
Common
Shares91.42K
TypeSH
Market value$26.23M
15.61%
Sole
91.42K
Shared
0.00
None
0.00

Apollo Global Management, Inc.

DFND
Common
Shares225K
TypeSH
Market value$25.07M
14.92%
Sole
225K
Shared
0.00
None
0.00

Syndax Pharmaceutical, Inc.

DFND
Common
Shares422K
TypeSH
Market value$9.86M
5.87%
Sole
422K
Shared
0.00
None
0.00

Bridgebio Pharma, Inc.

DFND
Common
Shares90K
TypeSH
Market value$6.68M
3.98%
Sole
90K
Shared
0.00
None
0.00

Protagonist Therapeutics, Inc

DFND
Common
Shares63K
TypeSH
Market value$6.64M
3.95%
Sole
63K
Shared
0.00
None
0.00

Xeris Biopharma Holdings, Inc.

DFND
Common
Shares1.06M
TypeSH
Market value$6.15M
3.66%
Sole
1.06M
Shared
0.00
None
0.00

JPMorgan Chase & Co.

DFND
Common
Shares19.48K
TypeSH
Market value$5.73M
3.41%
Sole
19.48K
Shared
0.00
None
0.00

Iovance Biotherapeutics, Inc.

DFND
Common
Shares1.60M
TypeSH
Market value$5.62M
3.34%
Sole
1.60M
Shared
0.00
None
0.00

LPL Financial Holdings Inc.

DFND
Common
Shares16.50K
TypeSH
Market value$4.96M
2.95%
Sole
16.50K
Shared
0.00
None
0.00

Janus Henderson AAA CLO ETF

DFND
Common
Shares93.53K
TypeSH
Market value$4.71M
2.80%
Sole
93.53K
Shared
0.00
None
0.00

Alkermes PLC

DFND
Common
Shares120K
TypeSH
Market value$4.24M
2.53%
Sole
120K
Shared
0.00
None
0.00

Travere Therapeutics, Inc.

DFND
Common
Shares140.63K
TypeSH
Market value$4.18M
2.49%
Sole
140.63K
Shared
0.00
None
0.00

Cogent Biosciences Inc.

DFND
Common
Shares104K
TypeSH
Market value$4.00M
2.38%
Sole
104K
Shared
0.00
None
0.00

Viridian Therapeutics, Inc.

DFND
Common
Shares181K
TypeSH
Market value$3.54M
2.11%
Sole
181K
Shared
0.00
None
0.00

Agios Pharmaceutical, Inc.

DFND
Common
Shares93.06K
TypeSH
Market value$3.15M
1.87%
Sole
93.06K
Shared
0.00
None
0.00

Relmada Therapeutics, Inc.

DFND
Common
Shares439.30K
TypeSH
Market value$3.06M
1.82%
Sole
439.30K
Shared
0.00
None
0.00

TG Therapeutics, Inc.

DFND
Common
Shares90K
TypeSH
Market value$2.99M
1.78%
Sole
90K
Shared
0.00
None
0.00

Catalyst Pharmaceuticals, Inc.

DFND
Common
Shares120K
TypeSH
Market value$2.97M
1.77%
Sole
120K
Shared
0.00
None
0.00

Arcellx Inc

DFND
Common
Shares19.43K
TypeSH
Market value$2.23M
1.33%
Sole
19.43K
Shared
0.00
None
0.00

SPDR S&P Biotech ETF

DFND
Common
Shares15K
TypeSH
Market value$1.92M
1.14%
Sole
15K
Shared
0.00
None
0.00

AllianceBernstein Holding L.P.

DFND
Common
Shares48K
TypeSH
Market value$1.80M
1.07%
Sole
48K
Shared
0.00
None
0.00

Arcus Biosciences, Inc.

DFND
Common
Shares81.24K
TypeSH
Market value$1.75M
1.04%
Sole
81.24K
Shared
0.00
None
0.00

DocGo, Inc.

DFND
Common
Shares2.67M
TypeSH
Market value$1.68M
1.00%
Sole
2.67M
Shared
0.00
None
0.00

Cybin Inc

DFND
Common
Shares350K
TypeSH
Market value$1.68M
1.00%
Sole
350K
Shared
0.00
None
0.00

Cytokinetics, Incorporated

DFND
Common
Shares23.64K
TypeSH
Market value$1.56M
0.93%
Sole
23.64K
Shared
0.00
None
0.00
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