Filed: 5/14/2024ACC: 0001104659-24-061106
📋 What this filing means
KNOTT DAVID M JR filed this quarterly 13F‑HR report disclosing 106 equity positions with a total reported market value of $282.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
106
Positions
$282.8K
Total AUM (reported)
15.73M
Total Shares
Allocation by class
COMMON$282.8K100.0%
Portfolio Concentration
Top 3$108.8K38.5%
4–10$73.1K25.9%
11–25$59.8K21.2%
Rest$40.9K14.5%
Top 3 weight
38.5%
Top 10 weight
64.4%
Voting Authority Distribution
Total shares with voting rights: 15.73M
Sole
Full voting authority
15.73M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other106
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings106
Rows:
Calumet Specialty Products Partners, LP
DFNDShares4.33M
TypeSH
Market value$64.3K
22.73%
Sole
4.33M
Shared
0.00
None
0.00
Apollo Global Management, Inc.
DFNDShares225K
TypeSH
Market value$25.3K
8.95%
Sole
225K
Shared
0.00
None
0.00
The Panagram BBB-B CLO ETF
DFNDShares719.37K
TypeSH
Market value$19.3K
6.82%
Sole
719.37K
Shared
0.00
None
0.00
Alphabet Inc-Cl C
DFNDShares112.22K
TypeSH
Market value$17.1K
6.04%
Sole
112.22K
Shared
0.00
None
0.00
FTAI Aviation Ltd.
DFNDShares250K
TypeSH
Market value$16.8K
5.95%
Sole
250K
Shared
0.00
None
0.00
Ligand Pharmaceuticals Incorporated
DFNDShares115K
TypeSH
Market value$8.4K
2.97%
Sole
115K
Shared
0.00
None
0.00
Viking Therapeutics, Inc.
DFNDShares101.44K
TypeSH
Market value$8.3K
2.94%
Sole
101.44K
Shared
0.00
None
0.00
The Invesco AAA Floating Rate Note ETF
DFNDShares307.02K
TypeSH
Market value$7.9K
2.78%
Sole
307.02K
Shared
0.00
None
0.00
DocGo, Inc.
DFNDShares1.93M
TypeSH
Market value$7.8K
2.75%
Sole
1.93M
Shared
0.00
None
0.00
Pfizer Inc.
DFNDShares247.54K
TypeSH
Market value$6.9K
2.43%
Sole
247.54K
Shared
0.00
None
0.00
Janus Henderson AAA CLO ETF
DFNDShares125.08K
TypeSH
Market value$6.3K
2.24%
Sole
125.08K
Shared
0.00
None
0.00
Ardelyx, Inc.
DFNDShares825K
TypeSH
Market value$6.0K
2.13%
Sole
825K
Shared
0.00
None
0.00
OmniAb Inc.
DFNDShares1.10M
TypeSH
Market value$6.0K
2.12%
Sole
1.10M
Shared
0.00
None
0.00
Avadel Pharmaceuticals plc
DFNDShares333K
TypeSH
Market value$5.6K
1.99%
Sole
333K
Shared
0.00
None
0.00
Westrock Coffee Company
DFNDShares473.60K
TypeSH
Market value$4.9K
1.73%
Sole
473.60K
Shared
0.00
None
0.00
Inozyme Pharma, Inc.
DFNDShares564.55K
TypeSH
Market value$4.3K
1.53%
Sole
564.55K
Shared
0.00
None
0.00
JPMorgan Chase & Co.
DFNDShares20.98K
TypeSH
Market value$4.2K
1.49%
Sole
20.98K
Shared
0.00
None
0.00
Medical Facilities Corp
DFNDShares534.21K
TypeSH
Market value$4.1K
1.44%
Sole
534.21K
Shared
0.00
None
0.00
Catalyst Pharmaceuticals, Inc.
DFNDShares187.85K
TypeSH
Market value$3.0K
1.06%
Sole
187.85K
Shared
0.00
None
0.00
GSK plc
DFNDShares65K
TypeSH
Market value$2.8K
0.99%
Sole
65K
Shared
0.00
None
0.00
Immunovant Inc.
DFNDShares85.30K
TypeSH
Market value$2.8K
0.97%
Sole
85.30K
Shared
0.00
None
0.00
CSX Corporation
DFNDShares70K
TypeSH
Market value$2.6K
0.92%
Sole
70K
Shared
0.00
None
0.00
Luckin Coffee, Inc
DFNDShares100K
TypeSH
Market value$2.4K
0.86%
Sole
100K
Shared
0.00
None
0.00
Ironwood Pharmaceuticalss, Inc.
DFNDShares276K
TypeSH
Market value$2.4K
0.85%
Sole
276K
Shared
0.00
None
0.00
The Panagram AAA CLO ETF
DFNDShares92.96K
TypeSH
Market value$2.4K
0.84%
Sole
92.96K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Calumet Specialty Products Partners, LPDFND | Common | 4.33M | SH | $64.3K 22.73% | 4.33M | 0.00 | 0.00 |
Apollo Global Management, Inc.DFND | Common | 225K | SH | $25.3K 8.95% | 225K | 0.00 | 0.00 |
The Panagram BBB-B CLO ETFDFND | Common | 719.37K | SH | $19.3K 6.82% | 719.37K | 0.00 | 0.00 |
Alphabet Inc-Cl CDFND | Common | 112.22K | SH | $17.1K 6.04% | 112.22K | 0.00 | 0.00 |
FTAI Aviation Ltd.DFND | Common | 250K | SH | $16.8K 5.95% | 250K | 0.00 | 0.00 |
Ligand Pharmaceuticals IncorporatedDFND | Common | 115K | SH | $8.4K 2.97% | 115K | 0.00 | 0.00 |
Viking Therapeutics, Inc.DFND | Common | 101.44K | SH | $8.3K 2.94% | 101.44K | 0.00 | 0.00 |
The Invesco AAA Floating Rate Note ETFDFND | Common | 307.02K | SH | $7.9K 2.78% | 307.02K | 0.00 | 0.00 |
DocGo, Inc.DFND | Common | 1.93M | SH | $7.8K 2.75% | 1.93M | 0.00 | 0.00 |
Pfizer Inc.DFND | Common | 247.54K | SH | $6.9K 2.43% | 247.54K | 0.00 | 0.00 |
Janus Henderson AAA CLO ETFDFND | Common | 125.08K | SH | $6.3K 2.24% | 125.08K | 0.00 | 0.00 |
Ardelyx, Inc.DFND | Common | 825K | SH | $6.0K 2.13% | 825K | 0.00 | 0.00 |
OmniAb Inc.DFND | Common | 1.10M | SH | $6.0K 2.12% | 1.10M | 0.00 | 0.00 |
Avadel Pharmaceuticals plcDFND | Common | 333K | SH | $5.6K 1.99% | 333K | 0.00 | 0.00 |
Westrock Coffee CompanyDFND | Common | 473.60K | SH | $4.9K 1.73% | 473.60K | 0.00 | 0.00 |
Inozyme Pharma, Inc.DFND | Common | 564.55K | SH | $4.3K 1.53% | 564.55K | 0.00 | 0.00 |
JPMorgan Chase & Co.DFND | Common | 20.98K | SH | $4.2K 1.49% | 20.98K | 0.00 | 0.00 |
Medical Facilities CorpDFND | Common | 534.21K | SH | $4.1K 1.44% | 534.21K | 0.00 | 0.00 |
Catalyst Pharmaceuticals, Inc.DFND | Common | 187.85K | SH | $3.0K 1.06% | 187.85K | 0.00 | 0.00 |
GSK plcDFND | Common | 65K | SH | $2.8K 0.99% | 65K | 0.00 | 0.00 |
Immunovant Inc.DFND | Common | 85.30K | SH | $2.8K 0.97% | 85.30K | 0.00 | 0.00 |
CSX CorporationDFND | Common | 70K | SH | $2.6K 0.92% | 70K | 0.00 | 0.00 |
Luckin Coffee, IncDFND | Common | 100K | SH | $2.4K 0.86% | 100K | 0.00 | 0.00 |
Ironwood Pharmaceuticalss, Inc.DFND | Common | 276K | SH | $2.4K 0.85% | 276K | 0.00 | 0.00 |
The Panagram AAA CLO ETFDFND | Common | 92.96K | SH | $2.4K 0.84% | 92.96K | 0.00 | 0.00 |
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