Filed: 2/13/2023ACC: 0001104659-23-019381
📋 What this filing means
KNOTT DAVID M JR filed this quarterly 13F‑HR report disclosing 174 equity positions with a total reported market value of $264.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
174
Positions
$264.7K
Total AUM (reported)
17.47M
Total Shares
Allocation by class
COMMON$264.7K100.0%
Portfolio Concentration
Top 3$101.4K38.3%
4–10$56.8K21.5%
11–25$53.8K20.3%
Rest$52.7K19.9%
Top 3 weight
38.3%
Top 10 weight
59.7%
Voting Authority Distribution
Total shares with voting rights: 17.47M
Sole
Full voting authority
17.47M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other174
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings174
Rows:
Calumet Specialty Products Partners, LP
DFNDShares4.33M
TypeSH
Market value$73.0K
27.58%
Sole
4.33M
Shared
0.00
None
0.00
Apollo Global Management, Inc.
DFNDShares225K
TypeSH
Market value$14.4K
5.42%
Sole
225K
Shared
0.00
None
0.00
Mondelez International, Inc.
DFNDShares14K
TypeSH
Market value$14.0K
5.29%
Sole
14K
Shared
0.00
None
0.00
Franklin BSP Realty Trust, Inc.
DFNDShares859.05K
TypeSH
Market value$11.1K
4.19%
Sole
859.05K
Shared
0.00
None
0.00
Alphabet Inc Class C
DFNDShares112.22K
TypeSH
Market value$10.0K
3.76%
Sole
112.22K
Shared
0.00
None
0.00
DocGo, Inc.
DFNDShares1.40M
TypeSH
Market value$9.9K
3.74%
Sole
1.40M
Shared
0.00
None
0.00
Ligand Pharmaceuticals Incorporated
DFNDShares115K
TypeSH
Market value$7.7K
2.90%
Sole
115K
Shared
0.00
None
0.00
FTAI Aviation Ltd.
DFNDShares425K
TypeSH
Market value$7.3K
2.75%
Sole
425K
Shared
0.00
None
0.00
Coliseum Acquisition Corp. Wts
DFNDShares495K
TypeSH
Market value$5.7K
2.15%
Sole
495K
Shared
0.00
None
0.00
African Gold Acquistion Corp. Warrants
DFNDShares450.75K
TypeSH
Market value$5.2K
1.96%
Sole
450.75K
Shared
0.00
None
0.00
Midwest Holding Inc.
DFNDShares390.24K
TypeSH
Market value$5.0K
1.88%
Sole
390.24K
Shared
0.00
None
0.00
Pfizer Inc.
DFNDShares94.50K
TypeSH
Market value$4.8K
1.83%
Sole
94.50K
Shared
0.00
None
0.00
Horizon Therapeutics Public Ltd.
DFNDShares40.49K
TypeSH
Market value$4.6K
1.74%
Sole
40.49K
Shared
0.00
None
0.00
OmniAb Inc.
DFNDShares1.27M
TypeSH
Market value$4.6K
1.73%
Sole
1.27M
Shared
0.00
None
0.00
Johnson & Johnson
DFNDShares24.80K
TypeSH
Market value$4.4K
1.66%
Sole
24.80K
Shared
0.00
None
0.00
Ardelyx, Inc.
DFNDShares1.50M
TypeSH
Market value$4.3K
1.62%
Sole
1.50M
Shared
0.00
None
0.00
Viking Therapeutics, Inc.
DFNDShares381.62K
TypeSH
Market value$3.6K
1.36%
Sole
381.62K
Shared
0.00
None
0.00
Jazz Pharmaceuticals PLC
DFNDShares22.41K
TypeSH
Market value$3.6K
1.35%
Sole
22.41K
Shared
0.00
None
0.00
CTI BioPharma Corp.
DFNDShares566.69K
TypeSH
Market value$3.4K
1.29%
Sole
566.69K
Shared
0.00
None
0.00
Kennedy-Wilson Holdings, Inc.
DFNDShares175K
TypeSH
Market value$2.8K
1.04%
Sole
175K
Shared
0.00
None
0.00
JP Morgan Chase
DFNDShares20.39K
TypeSH
Market value$2.7K
1.03%
Sole
20.39K
Shared
0.00
None
0.00
Merck & Co., Inc.
DFNDShares24.50K
TypeSH
Market value$2.7K
1.03%
Sole
24.50K
Shared
0.00
None
0.00
Sanofi
DFNDShares56K
TypeSH
Market value$2.7K
1.02%
Sole
56K
Shared
0.00
None
0.00
Xenon Pharmaceuticals Inc.
DFNDShares59.50K
TypeSH
Market value$2.3K
0.89%
Sole
59.50K
Shared
0.00
None
0.00
Madrigal Pharmaaceuticals, Inc.
DFNDShares8K
TypeSH
Market value$2.3K
0.88%
Sole
8K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Calumet Specialty Products Partners, LPDFND | Common | 4.33M | SH | $73.0K 27.58% | 4.33M | 0.00 | 0.00 |
Apollo Global Management, Inc.DFND | Common | 225K | SH | $14.4K 5.42% | 225K | 0.00 | 0.00 |
Mondelez International, Inc.DFND | Common | 14K | SH | $14.0K 5.29% | 14K | 0.00 | 0.00 |
Franklin BSP Realty Trust, Inc.DFND | Common | 859.05K | SH | $11.1K 4.19% | 859.05K | 0.00 | 0.00 |
Alphabet Inc Class CDFND | Common | 112.22K | SH | $10.0K 3.76% | 112.22K | 0.00 | 0.00 |
DocGo, Inc.DFND | Common | 1.40M | SH | $9.9K 3.74% | 1.40M | 0.00 | 0.00 |
Ligand Pharmaceuticals IncorporatedDFND | Common | 115K | SH | $7.7K 2.90% | 115K | 0.00 | 0.00 |
FTAI Aviation Ltd.DFND | Common | 425K | SH | $7.3K 2.75% | 425K | 0.00 | 0.00 |
Coliseum Acquisition Corp. WtsDFND | Common | 495K | SH | $5.7K 2.15% | 495K | 0.00 | 0.00 |
African Gold Acquistion Corp. WarrantsDFND | Common | 450.75K | SH | $5.2K 1.96% | 450.75K | 0.00 | 0.00 |
Midwest Holding Inc.DFND | Common | 390.24K | SH | $5.0K 1.88% | 390.24K | 0.00 | 0.00 |
Pfizer Inc.DFND | Common | 94.50K | SH | $4.8K 1.83% | 94.50K | 0.00 | 0.00 |
Horizon Therapeutics Public Ltd.DFND | Common | 40.49K | SH | $4.6K 1.74% | 40.49K | 0.00 | 0.00 |
OmniAb Inc.DFND | Common | 1.27M | SH | $4.6K 1.73% | 1.27M | 0.00 | 0.00 |
Johnson & JohnsonDFND | Common | 24.80K | SH | $4.4K 1.66% | 24.80K | 0.00 | 0.00 |
Ardelyx, Inc.DFND | Common | 1.50M | SH | $4.3K 1.62% | 1.50M | 0.00 | 0.00 |
Viking Therapeutics, Inc.DFND | Common | 381.62K | SH | $3.6K 1.36% | 381.62K | 0.00 | 0.00 |
Jazz Pharmaceuticals PLCDFND | Common | 22.41K | SH | $3.6K 1.35% | 22.41K | 0.00 | 0.00 |
CTI BioPharma Corp.DFND | Common | 566.69K | SH | $3.4K 1.29% | 566.69K | 0.00 | 0.00 |
Kennedy-Wilson Holdings, Inc.DFND | Common | 175K | SH | $2.8K 1.04% | 175K | 0.00 | 0.00 |
JP Morgan ChaseDFND | Common | 20.39K | SH | $2.7K 1.03% | 20.39K | 0.00 | 0.00 |
Merck & Co., Inc.DFND | Common | 24.50K | SH | $2.7K 1.03% | 24.50K | 0.00 | 0.00 |
SanofiDFND | Common | 56K | SH | $2.7K 1.02% | 56K | 0.00 | 0.00 |
Xenon Pharmaceuticals Inc.DFND | Common | 59.50K | SH | $2.3K 0.89% | 59.50K | 0.00 | 0.00 |
Madrigal Pharmaaceuticals, Inc.DFND | Common | 8K | SH | $2.3K 0.88% | 8K | 0.00 | 0.00 |
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