DENVER, CO
| Filer | Form | Target | Filed | Activity | |
|---|---|---|---|---|---|
SWANSON DAVIDCIK · 1298613 | 4 Trade | RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072 | Oct 5, 2026 Oct 5, 2026 | 1txn | |
THRIVENT FINANCIAL FOR LUTHERANSCIK · 314984 | 3 Initial | RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072 | Sep 21, 2026 Sep 21, 2026 | 1txn | |
RETTINGER ERICHCIK · 1688010 | 4 Trade | LIBERTY ALL STAR EQUITY FUNDCIK · 799195 | Feb 6, 2026 Feb 6, 2026 | 1txn | |
RETTINGER ERICHCIK · 1688010 | 4 Trade | LIBERTY ALL STAR GROWTH FUND INC.CIK · 786035 | Feb 6, 2026 Feb 6, 2026 | 1txn | |
KHWAJA-DIXON SAREENACIK · 1682998 | 4 Trade | LIBERTY ALL STAR GROWTH FUND INC.CIK · 786035 | Nov 21, 2025 Nov 21, 2025 | 1txn | |
KHWAJA-DIXON SAREENACIK · 1682998 | 4 Trade | LIBERTY ALL STAR EQUITY FUNDCIK · 799195 | Nov 21, 2025 Nov 21, 2025 | 1txn | |
RHAME JOSEPH BURNS IIICIK · 1717520 | 4 Trade | REAVES UTILITY INCOME FUNDCIK · 1263994 | Nov 12, 2025 Nov 12, 2025 | 2txn | |
RHAME JOSEPH BURNS IIICIK · 1717520 | 4 Trade | REAVES UTILITY INCOME FUNDCIK · 1263994 | Oct 27, 2025 Oct 27, 2025 | 22txn | |
RAIO JERRYCIK · 1753342 | 4 Trade | RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072 | Oct 14, 2025 Oct 14, 2025 | 1txn | |
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087 | 4 Trade | RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072 | Oct 14, 2025 Oct 14, 2025 | 1txn | |
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200 | 3 Initial | RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072 | Sep 18, 2025 Sep 18, 2025 | 1txn | |
MILAS ROBERTCIK · 1955691 | 4 Trade | LIBERTY ALL STAR EQUITY FUNDCIK · 799195 | May 20, 2025 May 20, 2025 | 1txn | |
MILAS ROBERTCIK · 1955691 | 4 Trade | LIBERTY ALL STAR GROWTH FUND INC.CIK · 786035 | May 20, 2025 May 20, 2025 | 1txn | |
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087 | 3 Initial | RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072 | Nov 29, 2024 Nov 29, 2024 | 1txn | |
RHAME JOSEPH BURNS IIICIK · 1717520 | 4 Trade | REAVES UTILITY INCOME FUNDCIK · 1263994 | Nov 14, 2024 Nov 14, 2024 | 24txn | |
MILAS ROBERTCIK · 1955691 | 4 Trade | LIBERTY ALL STAR EQUITY FUNDCIK · 799195 | Mar 13, 2024 Mar 13, 2024 | 1txn | |
MILAS ROBERTCIK · 1955691 | 4 Trade | LIBERTY ALL STAR GROWTH FUND INC.CIK · 786035 | Mar 13, 2024 Mar 13, 2024 | 1txn | |
USIFER MAUREEN KCIK · 1333732 | 4 Trade | LIBERTY ALL STAR EQUITY FUNDCIK · 799195 | Mar 12, 2024 Mar 12, 2024 | 1txn | |
USIFER MAUREEN KCIK · 1333732 | 4 Trade | LIBERTY ALL STAR GROWTH FUND INC.CIK · 786035 | Mar 12, 2024 Mar 12, 2024 | 1txn | |
NEUHAUSER JOHN JCIK · 1085625 | 4 Trade | LIBERTY ALL STAR GROWTH FUND INC.CIK · 786035 | Jan 25, 2024 Jan 25, 2024 | 1txn | |
RHAME JOSEPH BURNS IIICIK · 1717520 | 4 Trade | REAVES UTILITY INCOME FUNDCIK · 1263994 | Dec 15, 2023 Dec 15, 2023 | 16txn | |
RAIO JERRYCIK · 1753342 | 4 Trade | RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072 | Oct 27, 2023 Oct 27, 2023 | 1txn | |
MILAS ROBERTCIK · 1955691 | 4 Trade | LIBERTY ALL STAR GROWTH FUND INC.CIK · 786035 | Sep 19, 2023 Sep 19, 2023 | 1txn | |
MILAS ROBERTCIK · 1955691 | 4 Trade | LIBERTY ALL STAR EQUITY FUNDCIK · 799195 | Sep 19, 2023 Sep 19, 2023 | 1txn | |
PARMENTIER WILLIAM R JRCIK · 1227429 | 4 Trade | LIBERTY ALL STAR EQUITY FUNDCIK · 799195 | May 26, 2023 May 26, 2023 | 1txn |