JOSEPH P. LUCIA & ASSOCIATES, LLC

PrivateCIK: 1775391

Location

YORKTOWN HEIGHTS, NY

169

Positions

$279.72M

Total AUM (reported)

4.57M

Total Shares

Allocation by class

COM$41.91M15.0%

SEMICONDUCTR ETF$13.80M4.9%

US BRD MKT ETF$8.52M3.0%

S&P 500 DV ARIST$8.27M3.0%

TR UNIT$7.68M2.7%

ISHARES FLEXIBLE$7.06M2.5%

US LCAP GR ETF$6.59M2.4%

Portfolio Concentration

Top 3$35.24M12.6%

4–10$52.25M18.7%

11–25$69.56M24.9%

Rest$122.67M43.9%

Top 3 weight

12.6%

Top 10 weight

31.3%

Voting Authority Distribution

Total shares with voting rights: 4.57M

Sole

Full voting authority

115.04K

% of voting shares2.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.46M

% of voting shares97.5%

Investment Discretion (by position count)

Sole169

Shared0

Other0

Dominant voting typeNone · 97.5% of voting shares

Institutional Holdings169

Rows:

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares35.99K

TypeSH

Market value$13.80M

4.93%

Sole

1.41K

Shared

0.00

None

34.58K

APPLE INC

SOLE

COM

Shares46.30K

TypeSH

Market value$11.75M

4.20%

Sole

168.00

Shared

0.00

None

46.13K

NVIDIA CORPORATION

SOLE

COM

Shares55.59K

TypeSH

Market value$9.70M

3.47%

Sole

893.00

Shared

0.00

None

54.70K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares339.42K

TypeSH

Market value$8.52M

3.05%

Sole

7.67K

Shared

0.00

None

331.75K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares78.02K

TypeSH

Market value$8.27M

2.96%

Sole

219.00

Shared

0.00

None

77.80K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares11.78K

TypeSH

Market value$7.68M

2.74%

Sole

111.00

Shared

0.00

None

11.67K

AMAZON COM INC

SOLE

COM

Shares36.23K

TypeSH

Market value$7.55M

2.70%

Sole

480.00

Shared

0.00

None

35.75K

BLACKROCK ETF TRUST II

SOLE

ISHARES FLEXIBLE

Shares135.90K

TypeSH

Market value$7.06M

2.52%

Sole

10.61K

Shared

0.00

None

125.29K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares226.29K

TypeSH

Market value$6.59M

2.36%

Sole

2.02K

Shared

0.00

None

224.27K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares145.51K

TypeSH

Market value$6.59M

2.35%

Sole

1.99K

Shared

0.00

None

143.53K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares58.16K

TypeSH

Market value$5.77M

2.06%

Sole

3.58K

Shared

0.00

None

54.57K

SELECT SECTOR SPDR TR

SOLE

STATE STREET TEC

Shares43.02K

TypeSH

Market value$5.72M

2.04%

Sole

75.00

Shared

0.00

None

42.95K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares9.80K

TypeSH

Market value$5.66M

2.02%

Sole

490.00

Shared

0.00

None

9.31K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares183.91K

TypeSH

Market value$5.64M

2.02%

Sole

9.83K

Shared

0.00

None

174.08K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL FIN

Shares78.83K

TypeSH

Market value$5.63M

2.01%

Sole

100.00

Shared

0.00

None

78.72K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares29.15K

TypeSH

Market value$5.59M

2.00%

Sole

2.48K

Shared

0.00

None

26.66K

SELECT SECTOR SPDR TR

SOLE

STATE STREET ENE

Shares78.68K

TypeSH

Market value$4.82M

1.72%

Sole

5.54K

Shared

0.00

None

73.14K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares31.43K

TypeSH

Market value$4.76M

1.70%

Sole

180.00

Shared

0.00

None

31.25K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares42.77K

TypeSH

Market value$4.66M

1.67%

Sole

2.53K

Shared

0.00

None

40.25K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares77.42K

TypeSH

Market value$4.39M

1.57%

Sole

1.30K

Shared

0.00

None

76.12K

SELECT SECTOR SPDR TR

SOLE

STATE STREET FIN

Shares82.02K

TypeSH

Market value$4.05M

1.45%

Sole

5.81K

Shared

0.00

None

76.20K

AMPLIFY ETF TR

SOLE

AMPLIFY CYBERSEC

Shares45.48K

TypeSH

Market value$3.41M

1.22%

Sole

685.00

Shared

0.00

None

44.79K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares112.72K

TypeSH

Market value$3.40M

1.22%

Sole

0.00

Shared

0.00

None

112.72K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares39.37K

TypeSH

Market value$3.04M

1.09%

Sole

2.14K

Shared

0.00

None

37.22K

SELECT SECTOR SPDR TR

SOLE

STATE STREET HEA

Shares20.54K

TypeSH

Market value$3.01M

1.08%

Sole

Shared

0.00

None

19.53K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	35.99K	SH	$13.80M 4.93%	1.41K	34.58K
APPLE INCSOLE	COM	46.30K	SH	$11.75M 4.20%	168.00	46.13K
NVIDIA CORPORATIONSOLE	COM	55.59K	SH	$9.70M 3.47%	893.00	54.70K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	339.42K	SH	$8.52M 3.05%	7.67K	331.75K
PROSHARES TRSOLE	S&P 500 DV ARIST	78.02K	SH	$8.27M 2.96%	219.00	77.80K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	11.78K	SH	$7.68M 2.74%	111.00	11.67K
AMAZON COM INCSOLE	COM	36.23K	SH	$7.55M 2.70%	480.00	35.75K
BLACKROCK ETF TRUST IISOLE	ISHARES FLEXIBLE	135.90K	SH	$7.06M 2.52%	10.61K	125.29K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	226.29K	SH	$6.59M 2.36%	2.02K	224.27K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	145.51K	SH	$6.59M 2.35%	1.99K	143.53K
ISHARES TRSOLE	CORE US AGGBD ET	58.16K	SH	$5.77M 2.06%	3.58K	54.57K
SELECT SECTOR SPDR TRSOLE	STATE STREET TEC	43.02K	SH	$5.72M 2.04%	75.00	42.95K
INVESCO QQQ TRSOLE	UNIT SER 1	9.80K	SH	$5.66M 2.02%	490.00	9.31K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	183.91K	SH	$5.64M 2.02%	9.83K	174.08K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL FIN	78.83K	SH	$5.63M 2.01%	100.00	78.72K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	29.15K	SH	$5.59M 2.00%	2.48K	26.66K
SELECT SECTOR SPDR TRSOLE	STATE STREET ENE	78.68K	SH	$4.82M 1.72%	5.54K	73.14K
ISHARES TRSOLE	SELECT DIVID ETF	31.43K	SH	$4.76M 1.70%	180.00	31.25K
ISHARES TRSOLE	IBOXX INV CP ETF	42.77K	SH	$4.66M 1.67%	2.53K	40.25K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	77.42K	SH	$4.39M 1.57%	1.30K	76.12K
SELECT SECTOR SPDR TRSOLE	STATE STREET FIN	82.02K	SH	$4.05M 1.45%	5.81K	76.20K
AMPLIFY ETF TRSOLE	AMPLIFY CYBERSEC	45.48K	SH	$3.41M 1.22%	685.00	44.79K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	112.72K	SH	$3.40M 1.22%	0.00	112.72K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	39.37K	SH	$3.04M 1.09%	2.14K	37.22K
SELECT SECTOR SPDR TRSOLE	STATE STREET HEA	20.54K	SH	$3.01M 1.08%	1K	19.53K

Page 1 of 7

…