JOSEPH P. LUCIA & ASSOCIATES, LLC

Filed: 1/28/2026ACC: 0001172661-26-000357

📋 What this filing means

JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 166 equity positions with a total reported market value of $277.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

166

Positions

$277.28M

Total AUM (reported)

4.50M

Total Shares

Allocation by class

COM$45.49M16.4%

SEMICONDUCTR ETF$13.18M4.8%

US BRD MKT ETF$8.61M3.1%

S&P 500 DV ARIST$8.22M3.0%

TR UNIT$7.80M2.8%

US LCAP GR ETF$7.50M2.7%

S&P500 EQL TEC$6.73M2.4%

Portfolio Concentration

Top 3$36.32M13.1%

4–10$53.41M19.3%

11–25$67.79M24.4%

Rest$119.76M43.2%

Top 3 weight

13.1%

Top 10 weight

32.4%

Voting Authority Distribution

Total shares with voting rights: 4.50M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.50M

% of voting shares100.0%

Investment Discretion (by position count)

Sole166

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings166

Rows:

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares36.60K

TypeSH

Market value$13.18M

4.75%

Sole

0.00

Shared

0.00

None

36.60K

APPLE INC

SOLE

COM

Shares47.55K

TypeSH

Market value$12.93M

4.66%

Sole

0.00

Shared

0.00

None

47.55K

NVIDIA CORPORATION

SOLE

COM

Shares54.76K

TypeSH

Market value$10.21M

3.68%

Sole

0.00

Shared

0.00

None

54.76K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares328.24K

TypeSH

Market value$8.61M

3.11%

Sole

0.00

Shared

0.00

None

328.24K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares78.96K

TypeSH

Market value$8.22M

2.96%

Sole

0.00

Shared

0.00

None

78.96K

AMAZON COM INC

SOLE

COM

Shares35.42K

TypeSH

Market value$8.18M

2.95%

Sole

0.00

Shared

0.00

None

35.42K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares11.44K

TypeSH

Market value$7.80M

2.81%

Sole

0.00

Shared

0.00

None

11.44K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares229.94K

TypeSH

Market value$7.50M

2.71%

Sole

0.00

Shared

0.00

None

229.94K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares147.78K

TypeSH

Market value$6.73M

2.43%

Sole

0.00

Shared

0.00

None

147.78K

BLACKROCK ETF TRUST II

SOLE

ISHARES FLEXIBLE

Shares120.90K

TypeSH

Market value$6.38M

2.30%

Sole

0.00

Shared

0.00

None

120.90K

SELECT SECTOR SPDR TR

SOLE

STATE STREET TEC

Shares44.10K

TypeSH

Market value$6.35M

2.29%

Sole

0.00

Shared

0.00

None

44.10K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL FIN

Shares79.65K

TypeSH

Market value$6.25M

2.25%

Sole

0.00

Shared

0.00

None

79.65K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares9.55K

TypeSH

Market value$5.87M

2.12%

Sole

0.00

Shared

0.00

None

9.55K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares26.40K

TypeSH

Market value$5.06M

1.82%

Sole

0.00

Shared

0.00

None

26.40K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares50.17K

TypeSH

Market value$5.01M

1.81%

Sole

0.00

Shared

0.00

None

50.17K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares174.67K

TypeSH

Market value$4.79M

1.73%

Sole

0.00

Shared

0.00

None

174.67K

SELECT SECTOR SPDR TR

SOLE

STATE STREET FIN

Shares81.78K

TypeSH

Market value$4.48M

1.62%

Sole

0.00

Shared

0.00

None

81.78K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares31.50K

TypeSH

Market value$4.45M

1.60%

Sole

0.00

Shared

0.00

None

31.50K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares39.92K

TypeSH

Market value$4.40M

1.59%

Sole

0.00

Shared

0.00

None

39.92K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares76.80K

TypeSH

Market value$4.40M

1.59%

Sole

0.00

Shared

0.00

None

76.80K

AMPLIFY ETF TR

SOLE

AMPLIFY CYBERSEC

Shares46.38K

TypeSH

Market value$3.73M

1.34%

Sole

0.00

Shared

0.00

None

46.38K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares115.58K

TypeSH

Market value$3.68M

1.33%

Sole

0.00

Shared

0.00

None

115.58K

SELECT SECTOR SPDR TR

SOLE

STATE STREET ENE

Shares70.29K

TypeSH

Market value$3.14M

1.13%

Sole

0.00

Shared

0.00

None

70.29K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares39.81K

TypeSH

Market value$3.10M

1.12%

Sole

0.00

Shared

0.00

None

39.81K

SELECT SECTOR SPDR TR

SOLE

STATE STREET HEA

Shares19.94K

TypeSH

Market value$3.09M

1.11%

Sole

0.00

Shared

0.00

None

19.94K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	36.60K	SH	$13.18M 4.75%	36.60K
APPLE INCSOLE	COM	47.55K	SH	$12.93M 4.66%	47.55K
NVIDIA CORPORATIONSOLE	COM	54.76K	SH	$10.21M 3.68%	54.76K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	328.24K	SH	$8.61M 3.11%	328.24K
PROSHARES TRSOLE	S&P 500 DV ARIST	78.96K	SH	$8.22M 2.96%	78.96K
AMAZON COM INCSOLE	COM	35.42K	SH	$8.18M 2.95%	35.42K
SPDR S&P 500 ETF TRSOLE	TR UNIT	11.44K	SH	$7.80M 2.81%	11.44K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	229.94K	SH	$7.50M 2.71%	229.94K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	147.78K	SH	$6.73M 2.43%	147.78K
BLACKROCK ETF TRUST IISOLE	ISHARES FLEXIBLE	120.90K	SH	$6.38M 2.30%	120.90K
SELECT SECTOR SPDR TRSOLE	STATE STREET TEC	44.10K	SH	$6.35M 2.29%	44.10K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL FIN	79.65K	SH	$6.25M 2.25%	79.65K
INVESCO QQQ TRSOLE	UNIT SER 1	9.55K	SH	$5.87M 2.12%	9.55K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	26.40K	SH	$5.06M 1.82%	26.40K
ISHARES TRSOLE	CORE US AGGBD ET	50.17K	SH	$5.01M 1.81%	50.17K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	174.67K	SH	$4.79M 1.73%	174.67K
SELECT SECTOR SPDR TRSOLE	STATE STREET FIN	81.78K	SH	$4.48M 1.62%	81.78K
ISHARES TRSOLE	SELECT DIVID ETF	31.50K	SH	$4.45M 1.60%	31.50K
ISHARES TRSOLE	IBOXX INV CP ETF	39.92K	SH	$4.40M 1.59%	39.92K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	76.80K	SH	$4.40M 1.59%	76.80K
AMPLIFY ETF TRSOLE	AMPLIFY CYBERSEC	46.38K	SH	$3.73M 1.34%	46.38K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	115.58K	SH	$3.68M 1.33%	115.58K
SELECT SECTOR SPDR TRSOLE	STATE STREET ENE	70.29K	SH	$3.14M 1.13%	70.29K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	39.81K	SH	$3.10M 1.12%	39.81K
SELECT SECTOR SPDR TRSOLE	STATE STREET HEA	19.94K	SH	$3.09M 1.11%	19.94K

Page 1 of 7

…