Filed: 10/20/2025ACC: 0001172661-25-004332
📋 What this filing means
JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 161 equity positions with a total reported market value of $265.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
161
Positions
$265.10M
Total AUM (reported)
4.30M
Total Shares
Allocation by class
COM$42.27M15.9%
SEMICONDUCTR ETF$12.12M4.6%
US BRD MKT ETF$8.37M3.2%
S&P 500 DV ARIST$8.32M3.1%
US LCAP GR ETF$7.56M2.9%
TR UNIT$7.21M2.7%
S&P500 EQL TEC$6.90M2.6%
Portfolio Concentration
Top 3$32.24M12.2%
4–10$52.54M19.8%
11–25$62.98M23.8%
Rest$117.34M44.3%
Top 3 weight
12.2%
Top 10 weight
32.0%
Voting Authority Distribution
Total shares with voting rights: 4.30M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.30M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole161
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings161
Rows:
VANECK ETF TRUST
SOLEShares37.14K
TypeSH
Market value$12.12M
4.57%
Sole
0.00
Shared
0.00
None
37.14K
APPLE INC
SOLEShares41.06K
TypeSH
Market value$10.45M
3.94%
Sole
0.00
Shared
0.00
None
41.06K
NVIDIA CORPORATION
SOLEShares51.77K
TypeSH
Market value$9.66M
3.64%
Sole
0.00
Shared
0.00
None
51.77K
SCHWAB STRATEGIC TR
SOLEShares325.42K
TypeSH
Market value$8.37M
3.16%
Sole
0.00
Shared
0.00
None
325.42K
PROSHARES TR
SOLEShares80.72K
TypeSH
Market value$8.32M
3.14%
Sole
0.00
Shared
0.00
None
80.72K
AMAZON COM INC
SOLEShares34.85K
TypeSH
Market value$7.65M
2.89%
Sole
0.00
Shared
0.00
None
34.85K
SCHWAB STRATEGIC TR
SOLEShares236.87K
TypeSH
Market value$7.56M
2.85%
Sole
0.00
Shared
0.00
None
236.87K
SPDR S&P 500 ETF TR
SOLEShares10.82K
TypeSH
Market value$7.21M
2.72%
Sole
0.00
Shared
0.00
None
10.82K
INVESCO EXCHANGE TRADED FD T
SOLEShares154.79K
TypeSH
Market value$6.90M
2.60%
Sole
0.00
Shared
0.00
None
154.79K
SELECT SECTOR SPDR TR
SOLEShares23.19K
TypeSH
Market value$6.54M
2.47%
Sole
0.00
Shared
0.00
None
23.19K
INVESCO EXCHANGE TRADED FD T
SOLEShares80.23K
TypeSH
Market value$6.24M
2.35%
Sole
0.00
Shared
0.00
None
80.23K
INVESCO QQQ TR
SOLEShares9.48K
TypeSH
Market value$5.69M
2.15%
Sole
0.00
Shared
0.00
None
9.48K
J P MORGAN EXCHANGE TRADED F
SOLEShares81.29K
TypeSH
Market value$4.64M
1.75%
Sole
0.00
Shared
0.00
None
81.29K
INVESCO EXCHANGE TRADED FD T
SOLEShares23.96K
TypeSH
Market value$4.55M
1.71%
Sole
0.00
Shared
0.00
None
23.96K
SCHWAB STRATEGIC TR
SOLEShares165.62K
TypeSH
Market value$4.52M
1.71%
Sole
0.00
Shared
0.00
None
165.62K
ISHARES TR
SOLEShares31.60K
TypeSH
Market value$4.49M
1.69%
Sole
0.00
Shared
0.00
None
31.60K
ISHARES TR
SOLEShares43.59K
TypeSH
Market value$4.37M
1.65%
Sole
0.00
Shared
0.00
None
43.59K
SELECT SECTOR SPDR TR
SOLEShares76.05K
TypeSH
Market value$4.10M
1.55%
Sole
0.00
Shared
0.00
None
76.05K
AMPLIFY ETF TR
SOLEShares47.04K
TypeSH
Market value$4.08M
1.54%
Sole
0.00
Shared
0.00
None
47.04K
ISHARES TR
SOLEShares34.18K
TypeSH
Market value$3.81M
1.44%
Sole
0.00
Shared
0.00
None
34.18K
BLACKROCK ETF TRUST II
SOLEShares66.67K
TypeSH
Market value$3.55M
1.34%
Sole
0.00
Shared
0.00
None
66.67K
INVESCO EXCHANGE TRADED FD T
SOLEShares116.75K
TypeSH
Market value$3.43M
1.29%
Sole
0.00
Shared
0.00
None
116.75K
META PLATFORMS INC
SOLEShares4.57K
TypeSH
Market value$3.35M
1.26%
Sole
0.00
Shared
0.00
None
4.57K
VANGUARD INDEX FDS
SOLEShares10.59K
TypeSH
Market value$3.11M
1.17%
Sole
0.00
Shared
0.00
None
10.59K
SELECT SECTOR SPDR TR
SOLEShares34.01K
TypeSH
Market value$3.04M
1.15%
Sole
0.00
Shared
0.00
None
34.01K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 37.14K | SH | $12.12M 4.57% | 0.00 | 0.00 | 37.14K |
APPLE INCSOLE | COM | 41.06K | SH | $10.45M 3.94% | 0.00 | 0.00 | 41.06K |
NVIDIA CORPORATIONSOLE | COM | 51.77K | SH | $9.66M 3.64% | 0.00 | 0.00 | 51.77K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 325.42K | SH | $8.37M 3.16% | 0.00 | 0.00 | 325.42K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 80.72K | SH | $8.32M 3.14% | 0.00 | 0.00 | 80.72K |
AMAZON COM INCSOLE | COM | 34.85K | SH | $7.65M 2.89% | 0.00 | 0.00 | 34.85K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 236.87K | SH | $7.56M 2.85% | 0.00 | 0.00 | 236.87K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 10.82K | SH | $7.21M 2.72% | 0.00 | 0.00 | 10.82K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 154.79K | SH | $6.90M 2.60% | 0.00 | 0.00 | 154.79K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 23.19K | SH | $6.54M 2.47% | 0.00 | 0.00 | 23.19K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL FIN | 80.23K | SH | $6.24M 2.35% | 0.00 | 0.00 | 80.23K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 9.48K | SH | $5.69M 2.15% | 0.00 | 0.00 | 9.48K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 81.29K | SH | $4.64M 1.75% | 0.00 | 0.00 | 81.29K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 23.96K | SH | $4.55M 1.71% | 0.00 | 0.00 | 23.96K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 165.62K | SH | $4.52M 1.71% | 0.00 | 0.00 | 165.62K |
ISHARES TRSOLE | SELECT DIVID ETF | 31.60K | SH | $4.49M 1.69% | 0.00 | 0.00 | 31.60K |
ISHARES TRSOLE | CORE US AGGBD ET | 43.59K | SH | $4.37M 1.65% | 0.00 | 0.00 | 43.59K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 76.05K | SH | $4.10M 1.55% | 0.00 | 0.00 | 76.05K |
AMPLIFY ETF TRSOLE | AMPLIFY CYBERSEC | 47.04K | SH | $4.08M 1.54% | 0.00 | 0.00 | 47.04K |
ISHARES TRSOLE | IBOXX INV CP ETF | 34.18K | SH | $3.81M 1.44% | 0.00 | 0.00 | 34.18K |
BLACKROCK ETF TRUST IISOLE | ISHARES FLEXIBLE | 66.67K | SH | $3.55M 1.34% | 0.00 | 0.00 | 66.67K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL HLT | 116.75K | SH | $3.43M 1.29% | 0.00 | 0.00 | 116.75K |
META PLATFORMS INCSOLE | CL A | 4.57K | SH | $3.35M 1.26% | 0.00 | 0.00 | 4.57K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 10.59K | SH | $3.11M 1.17% | 0.00 | 0.00 | 10.59K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 34.01K | SH | $3.04M 1.15% | 0.00 | 0.00 | 34.01K |
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