Filed: 5/14/2025ACC: 0001172661-25-001800
📋 What this filing means
JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 140 equity positions with a total reported market value of $218.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
140
Positions
$218.85M
Total AUM (reported)
4.12M
Total Shares
Allocation by class
COM$32.47M14.8%
S&P 500 DV ARIST$7.98M3.6%
SEMICONDUCTR ETF$7.90M3.6%
US BRD MKT ETF$7.44M3.4%
US LCAP GR ETF$5.98M2.7%
S&P500 EQL FIN$5.91M2.7%
S&P500 EQL TEC$5.54M2.5%
Portfolio Concentration
Top 3$24.95M11.4%
4–10$41.88M19.1%
11–25$57.47M26.3%
Rest$94.55M43.2%
Top 3 weight
11.4%
Top 10 weight
30.5%
Voting Authority Distribution
Total shares with voting rights: 4.12M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.12M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole140
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings140
Rows:
APPLE INC
SOLEShares40.82K
TypeSH
Market value$9.07M
4.14%
Sole
0.00
Shared
0.00
None
40.82K
PROSHARES TR
SOLEShares78.09K
TypeSH
Market value$7.98M
3.65%
Sole
0.00
Shared
0.00
None
78.09K
VANECK ETF TRUST
SOLEShares37.36K
TypeSH
Market value$7.90M
3.61%
Sole
0.00
Shared
0.00
None
37.36K
SCHWAB STRATEGIC TR
SOLEShares345.69K
TypeSH
Market value$7.44M
3.40%
Sole
0.00
Shared
0.00
None
345.69K
AMAZON COM INC
SOLEShares33.80K
TypeSH
Market value$6.43M
2.94%
Sole
0.00
Shared
0.00
None
33.80K
SCHWAB STRATEGIC TR
SOLEShares238.75K
TypeSH
Market value$5.98M
2.73%
Sole
0.00
Shared
0.00
None
238.75K
INVESCO EXCHANGE TRADED FD T
SOLEShares81.52K
TypeSH
Market value$5.91M
2.70%
Sole
0.00
Shared
0.00
None
81.52K
INVESCO EXCHANGE TRADED FD T
SOLEShares162.07K
TypeSH
Market value$5.54M
2.53%
Sole
0.00
Shared
0.00
None
162.07K
NVIDIA CORPORATION
SOLEShares50.66K
TypeSH
Market value$5.49M
2.51%
Sole
0.00
Shared
0.00
None
50.66K
SPDR S&P 500 ETF TR
SOLEShares9.08K
TypeSH
Market value$5.08M
2.32%
Sole
0.00
Shared
0.00
None
9.08K
SELECT SECTOR SPDR TR
SOLEShares24.12K
TypeSH
Market value$4.98M
2.28%
Sole
0.00
Shared
0.00
None
24.12K
INVESCO QQQ TR
SOLEShares10.14K
TypeSH
Market value$4.75M
2.17%
Sole
0.00
Shared
0.00
None
10.14K
SCHWAB STRATEGIC TR
SOLEShares167.17K
TypeSH
Market value$4.67M
2.14%
Sole
0.00
Shared
0.00
None
167.17K
J P MORGAN EXCHANGE TRADED F
SOLEShares80.66K
TypeSH
Market value$4.61M
2.11%
Sole
0.00
Shared
0.00
None
80.66K
ISHARES TR
SOLEShares32.72K
TypeSH
Market value$4.39M
2.01%
Sole
0.00
Shared
0.00
None
32.72K
ISHARES TR
SOLEShares40.52K
TypeSH
Market value$4.01M
1.83%
Sole
0.00
Shared
0.00
None
40.52K
INVESCO EXCHANGE TRADED FD T
SOLEShares21.29K
TypeSH
Market value$3.69M
1.69%
Sole
0.00
Shared
0.00
None
21.29K
ISHARES TR
SOLEShares33.64K
TypeSH
Market value$3.66M
1.67%
Sole
0.00
Shared
0.00
None
33.64K
INVESCO EXCHANGE TRADED FD T
SOLEShares121.94K
TypeSH
Market value$3.63M
1.66%
Sole
0.00
Shared
0.00
None
121.94K
SELECT SECTOR SPDR TR
SOLEShares72.14K
TypeSH
Market value$3.59M
1.64%
Sole
0.00
Shared
0.00
None
72.14K
SELECT SECTOR SPDR TR
SOLEShares37.39K
TypeSH
Market value$3.49M
1.60%
Sole
0.00
Shared
0.00
None
37.39K
AMPLIFY ETF TR
SOLEShares47.45K
TypeSH
Market value$3.41M
1.56%
Sole
0.00
Shared
0.00
None
47.45K
SELECT SECTOR SPDR TR
SOLEShares20.94K
TypeSH
Market value$3.06M
1.40%
Sole
0.00
Shared
0.00
None
20.94K
VANGUARD BD INDEX FDS
SOLEShares37.50K
TypeSH
Market value$2.87M
1.31%
Sole
0.00
Shared
0.00
None
37.50K
META PLATFORMS INC
SOLEShares4.61K
TypeSH
Market value$2.66M
1.21%
Sole
0.00
Shared
0.00
None
4.61K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 40.82K | SH | $9.07M 4.14% | 0.00 | 0.00 | 40.82K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 78.09K | SH | $7.98M 3.65% | 0.00 | 0.00 | 78.09K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 37.36K | SH | $7.90M 3.61% | 0.00 | 0.00 | 37.36K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 345.69K | SH | $7.44M 3.40% | 0.00 | 0.00 | 345.69K |
AMAZON COM INCSOLE | COM | 33.80K | SH | $6.43M 2.94% | 0.00 | 0.00 | 33.80K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 238.75K | SH | $5.98M 2.73% | 0.00 | 0.00 | 238.75K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL FIN | 81.52K | SH | $5.91M 2.70% | 0.00 | 0.00 | 81.52K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 162.07K | SH | $5.54M 2.53% | 0.00 | 0.00 | 162.07K |
NVIDIA CORPORATIONSOLE | COM | 50.66K | SH | $5.49M 2.51% | 0.00 | 0.00 | 50.66K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.08K | SH | $5.08M 2.32% | 0.00 | 0.00 | 9.08K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 24.12K | SH | $4.98M 2.28% | 0.00 | 0.00 | 24.12K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.14K | SH | $4.75M 2.17% | 0.00 | 0.00 | 10.14K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 167.17K | SH | $4.67M 2.14% | 0.00 | 0.00 | 167.17K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 80.66K | SH | $4.61M 2.11% | 0.00 | 0.00 | 80.66K |
ISHARES TRSOLE | SELECT DIVID ETF | 32.72K | SH | $4.39M 2.01% | 0.00 | 0.00 | 32.72K |
ISHARES TRSOLE | CORE US AGGBD ET | 40.52K | SH | $4.01M 1.83% | 0.00 | 0.00 | 40.52K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 21.29K | SH | $3.69M 1.69% | 0.00 | 0.00 | 21.29K |
ISHARES TRSOLE | IBOXX INV CP ETF | 33.64K | SH | $3.66M 1.67% | 0.00 | 0.00 | 33.64K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL HLT | 121.94K | SH | $3.63M 1.66% | 0.00 | 0.00 | 121.94K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 72.14K | SH | $3.59M 1.64% | 0.00 | 0.00 | 72.14K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 37.39K | SH | $3.49M 1.60% | 0.00 | 0.00 | 37.39K |
AMPLIFY ETF TRSOLE | AMPLIFY CYBERSEC | 47.45K | SH | $3.41M 1.56% | 0.00 | 0.00 | 47.45K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 20.94K | SH | $3.06M 1.40% | 0.00 | 0.00 | 20.94K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 37.50K | SH | $2.87M 1.31% | 0.00 | 0.00 | 37.50K |
META PLATFORMS INCSOLE | CL A | 4.61K | SH | $2.66M 1.21% | 0.00 | 0.00 | 4.61K |
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