Filed: 1/22/2025ACC: 0001172661-25-000309
📋 What this filing means
JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 146 equity positions with a total reported market value of $224.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
146
Positions
$224.96M
Total AUM (reported)
4.09M
Total Shares
Allocation by class
COM$37.31M16.6%
SEMICONDUCTR ETF$9.30M4.1%
US BRD MKT ETF$7.66M3.4%
S&P 500 DV ARIST$7.51M3.3%
US LCAP GR ETF$6.58M2.9%
S&P500 EQL TEC$6.31M2.8%
S&P500 EQL FIN$5.89M2.6%
Portfolio Concentration
Top 3$27.78M12.3%
4–10$46.06M20.5%
11–25$56.44M25.1%
Rest$94.69M42.1%
Top 3 weight
12.3%
Top 10 weight
32.8%
Voting Authority Distribution
Total shares with voting rights: 4.09M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.09M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole146
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings146
Rows:
APPLE INC
SOLEShares43.21K
TypeSH
Market value$10.82M
4.81%
Sole
0.00
Shared
0.00
None
43.21K
VANECK ETF TRUST
SOLEShares38.42K
TypeSH
Market value$9.30M
4.14%
Sole
0.00
Shared
0.00
None
38.42K
SCHWAB STRATEGIC TR
SOLEShares337.24K
TypeSH
Market value$7.66M
3.40%
Sole
0.00
Shared
0.00
None
337.24K
PROSHARES TR
SOLEShares75.45K
TypeSH
Market value$7.51M
3.34%
Sole
0.00
Shared
0.00
None
75.45K
AMAZON COM INC
SOLEShares34.01K
TypeSH
Market value$7.46M
3.32%
Sole
0.00
Shared
0.00
None
34.01K
NVIDIA CORPORATION
SOLEShares49.38K
TypeSH
Market value$6.63M
2.95%
Sole
0.00
Shared
0.00
None
49.38K
SCHWAB STRATEGIC TR
SOLEShares235.92K
TypeSH
Market value$6.58M
2.92%
Sole
0.00
Shared
0.00
None
235.92K
INVESCO EXCHANGE TRADED FD T
SOLEShares168.62K
TypeSH
Market value$6.31M
2.80%
Sole
0.00
Shared
0.00
None
168.62K
INVESCO EXCHANGE TRADED FD T
SOLEShares81.39K
TypeSH
Market value$5.89M
2.62%
Sole
0.00
Shared
0.00
None
81.39K
SELECT SECTOR SPDR TR
SOLEShares24.42K
TypeSH
Market value$5.68M
2.52%
Sole
0.00
Shared
0.00
None
24.42K
INVESCO QQQ TR
SOLEShares10K
TypeSH
Market value$5.11M
2.27%
Sole
0.00
Shared
0.00
None
10K
SPDR S&P 500 ETF TR
SOLEShares8.55K
TypeSH
Market value$5.01M
2.23%
Sole
0.00
Shared
0.00
None
8.55K
J P MORGAN EXCHANGE TRADED F
SOLEShares77.73K
TypeSH
Market value$4.47M
1.99%
Sole
0.00
Shared
0.00
None
77.73K
ISHARES TR
SOLEShares33.11K
TypeSH
Market value$4.35M
1.93%
Sole
0.00
Shared
0.00
None
33.11K
SCHWAB STRATEGIC TR
SOLEShares158.98K
TypeSH
Market value$4.34M
1.93%
Sole
0.00
Shared
0.00
None
158.98K
ISHARES TR
SOLEShares39.44K
TypeSH
Market value$3.82M
1.70%
Sole
0.00
Shared
0.00
None
39.44K
INVESCO EXCHANGE TRADED FD T
SOLEShares123.30K
TypeSH
Market value$3.61M
1.61%
Sole
0.00
Shared
0.00
None
123.30K
INVESCO EXCHANGE TRADED FD T
SOLEShares20.40K
TypeSH
Market value$3.57M
1.59%
Sole
0.00
Shared
0.00
None
20.40K
AMPLIFY ETF TR
SOLEShares47.99K
TypeSH
Market value$3.57M
1.59%
Sole
0.00
Shared
0.00
None
47.99K
ISHARES TR
SOLEShares33.02K
TypeSH
Market value$3.53M
1.57%
Sole
0.00
Shared
0.00
None
33.02K
SELECT SECTOR SPDR TR
SOLEShares37.72K
TypeSH
Market value$3.23M
1.44%
Sole
0.00
Shared
0.00
None
37.72K
SELECT SECTOR SPDR TR
SOLEShares64.48K
TypeSH
Market value$3.12M
1.39%
Sole
0.00
Shared
0.00
None
64.48K
VANGUARD BD INDEX FDS
SOLEShares39.17K
TypeSH
Market value$2.93M
1.30%
Sole
0.00
Shared
0.00
None
39.17K
SELECT SECTOR SPDR TR
SOLEShares21.08K
TypeSH
Market value$2.90M
1.29%
Sole
0.00
Shared
0.00
None
21.08K
VANGUARD INDEX FDS
SOLEShares11.92K
TypeSH
Market value$2.86M
1.27%
Sole
0.00
Shared
0.00
None
11.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 43.21K | SH | $10.82M 4.81% | 0.00 | 0.00 | 43.21K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 38.42K | SH | $9.30M 4.14% | 0.00 | 0.00 | 38.42K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 337.24K | SH | $7.66M 3.40% | 0.00 | 0.00 | 337.24K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 75.45K | SH | $7.51M 3.34% | 0.00 | 0.00 | 75.45K |
AMAZON COM INCSOLE | COM | 34.01K | SH | $7.46M 3.32% | 0.00 | 0.00 | 34.01K |
NVIDIA CORPORATIONSOLE | COM | 49.38K | SH | $6.63M 2.95% | 0.00 | 0.00 | 49.38K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 235.92K | SH | $6.58M 2.92% | 0.00 | 0.00 | 235.92K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 168.62K | SH | $6.31M 2.80% | 0.00 | 0.00 | 168.62K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL FIN | 81.39K | SH | $5.89M 2.62% | 0.00 | 0.00 | 81.39K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 24.42K | SH | $5.68M 2.52% | 0.00 | 0.00 | 24.42K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10K | SH | $5.11M 2.27% | 0.00 | 0.00 | 10K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 8.55K | SH | $5.01M 2.23% | 0.00 | 0.00 | 8.55K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 77.73K | SH | $4.47M 1.99% | 0.00 | 0.00 | 77.73K |
ISHARES TRSOLE | SELECT DIVID ETF | 33.11K | SH | $4.35M 1.93% | 0.00 | 0.00 | 33.11K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 158.98K | SH | $4.34M 1.93% | 0.00 | 0.00 | 158.98K |
ISHARES TRSOLE | CORE US AGGBD ET | 39.44K | SH | $3.82M 1.70% | 0.00 | 0.00 | 39.44K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL HLT | 123.30K | SH | $3.61M 1.61% | 0.00 | 0.00 | 123.30K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 20.40K | SH | $3.57M 1.59% | 0.00 | 0.00 | 20.40K |
AMPLIFY ETF TRSOLE | AMPLIFY CYBERSEC | 47.99K | SH | $3.57M 1.59% | 0.00 | 0.00 | 47.99K |
ISHARES TRSOLE | IBOXX INV CP ETF | 33.02K | SH | $3.53M 1.57% | 0.00 | 0.00 | 33.02K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 37.72K | SH | $3.23M 1.44% | 0.00 | 0.00 | 37.72K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 64.48K | SH | $3.12M 1.39% | 0.00 | 0.00 | 64.48K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 39.17K | SH | $2.93M 1.30% | 0.00 | 0.00 | 39.17K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 21.08K | SH | $2.90M 1.29% | 0.00 | 0.00 | 21.08K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 11.92K | SH | $2.86M 1.27% | 0.00 | 0.00 | 11.92K |
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