JOSEPH P. LUCIA & ASSOCIATES, LLC

Filed: 10/23/2024ACC: 0001172661-24-004326

📋 What this filing means

JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 136 equity positions with a total reported market value of $217.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

136

Positions

$217.13M

Total AUM (reported)

3.27M

Total Shares

Allocation by class

COM$34.37M15.8%

SEMICONDUCTR ETF$9.48M4.4%

S&P 500 DV ARIST$8.09M3.7%

US BRD MKT ETF$7.35M3.4%

S&P500 EQL TEC$6.62M3.0%

US LCAP GR ETF$6.13M2.8%

S&P500 EQL FIN$5.67M2.6%

Portfolio Concentration

Top 3$27.80M12.8%

4–10$43.41M20.0%

11–25$55.04M25.3%

Rest$90.88M41.9%

Top 3 weight

12.8%

Top 10 weight

32.8%

Voting Authority Distribution

Total shares with voting rights: 3.27M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.27M

% of voting shares100.0%

Investment Discretion (by position count)

Sole136

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings136

Rows:

APPLE INC

SOLE

COM

Shares43.90K

TypeSH

Market value$10.23M

4.71%

Sole

0.00

Shared

0.00

None

43.90K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares38.63K

TypeSH

Market value$9.48M

4.37%

Sole

0.00

Shared

0.00

None

38.63K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares75.81K

TypeSH

Market value$8.09M

3.73%

Sole

0.00

Shared

0.00

None

75.81K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares110.49K

TypeSH

Market value$7.35M

3.38%

Sole

0.00

Shared

0.00

None

110.49K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares175.65K

TypeSH

Market value$6.62M

3.05%

Sole

0.00

Shared

0.00

None

175.65K

AMAZON COM INC

SOLE

COM

Shares33.89K

TypeSH

Market value$6.31M

2.91%

Sole

0.00

Shared

0.00

None

33.89K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares58.82K

TypeSH

Market value$6.13M

2.82%

Sole

0.00

Shared

0.00

None

58.82K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL FIN

Shares82.14K

TypeSH

Market value$5.67M

2.61%

Sole

0.00

Shared

0.00

None

82.14K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares25.09K

TypeSH

Market value$5.66M

2.61%

Sole

0.00

Shared

0.00

None

25.09K

NVIDIA CORPORATION

SOLE

COM

Shares46.63K

TypeSH

Market value$5.66M

2.61%

Sole

0.00

Shared

0.00

None

46.63K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares8.36K

TypeSH

Market value$4.80M

2.21%

Sole

0.00

Shared

0.00

None

8.36K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares9.55K

TypeSH

Market value$4.66M

2.15%

Sole

0.00

Shared

0.00

None

9.55K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares33.47K

TypeSH

Market value$4.52M

2.08%

Sole

0.00

Shared

0.00

None

33.47K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares51.73K

TypeSH

Market value$4.37M

2.01%

Sole

0.00

Shared

0.00

None

51.73K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares72.54K

TypeSH

Market value$4.32M

1.99%

Sole

0.00

Shared

0.00

None

72.54K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares123.50K

TypeSH

Market value$3.98M

1.83%

Sole

0.00

Shared

0.00

None

123.50K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares34.19K

TypeSH

Market value$3.46M

1.59%

Sole

0.00

Shared

0.00

None

34.19K

AMPLIFY ETF TR

SOLE

AMPLIFY CYBERSEC

Shares48.38K

TypeSH

Market value$3.30M

1.52%

Sole

0.00

Shared

0.00

None

48.38K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares21.36K

TypeSH

Market value$3.29M

1.52%

Sole

0.00

Shared

0.00

None

21.36K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares37.46K

TypeSH

Market value$3.29M

1.51%

Sole

0.00

Shared

0.00

None

37.46K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares41.65K

TypeSH

Market value$3.26M

1.50%

Sole

0.00

Shared

0.00

None

41.65K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares27.74K

TypeSH

Market value$3.13M

1.44%

Sole

0.00

Shared

0.00

None

27.74K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares17.36K

TypeSH

Market value$3.11M

1.43%

Sole

0.00

Shared

0.00

None

17.36K

META PLATFORMS INC

SOLE

CL A

Shares4.88K

TypeSH

Market value$2.79M

1.29%

Sole

0.00

Shared

0.00

None

4.88K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL IND

Shares53.46K

TypeSH

Market value$2.74M

1.26%

Sole

0.00

Shared

0.00

None

53.46K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	43.90K	SH	$10.23M 4.71%	43.90K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	38.63K	SH	$9.48M 4.37%	38.63K
PROSHARES TRSOLE	S&P 500 DV ARIST	75.81K	SH	$8.09M 3.73%	75.81K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	110.49K	SH	$7.35M 3.38%	110.49K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	175.65K	SH	$6.62M 3.05%	175.65K
AMAZON COM INCSOLE	COM	33.89K	SH	$6.31M 2.91%	33.89K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	58.82K	SH	$6.13M 2.82%	58.82K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL FIN	82.14K	SH	$5.67M 2.61%	82.14K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	25.09K	SH	$5.66M 2.61%	25.09K
NVIDIA CORPORATIONSOLE	COM	46.63K	SH	$5.66M 2.61%	46.63K
SPDR S&P 500 ETF TRSOLE	TR UNIT	8.36K	SH	$4.80M 2.21%	8.36K
INVESCO QQQ TRSOLE	UNIT SER 1	9.55K	SH	$4.66M 2.15%	9.55K
ISHARES TRSOLE	SELECT DIVID ETF	33.47K	SH	$4.52M 2.08%	33.47K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	51.73K	SH	$4.37M 2.01%	51.73K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	72.54K	SH	$4.32M 1.99%	72.54K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	123.50K	SH	$3.98M 1.83%	123.50K
ISHARES TRSOLE	CORE US AGGBD ET	34.19K	SH	$3.46M 1.59%	34.19K
AMPLIFY ETF TRSOLE	AMPLIFY CYBERSEC	48.38K	SH	$3.30M 1.52%	48.38K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	21.36K	SH	$3.29M 1.52%	21.36K
SELECT SECTOR SPDR TRSOLE	ENERGY	37.46K	SH	$3.29M 1.51%	37.46K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	41.65K	SH	$3.26M 1.50%	41.65K
ISHARES TRSOLE	IBOXX INV CP ETF	27.74K	SH	$3.13M 1.44%	27.74K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	17.36K	SH	$3.11M 1.43%	17.36K
META PLATFORMS INCSOLE	CL A	4.88K	SH	$2.79M 1.29%	4.88K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL IND	53.46K	SH	$2.74M 1.26%	53.46K

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