JOSEPH P. LUCIA & ASSOCIATES, LLC

Filed: 7/24/2024ACC: 0001172661-24-002887

📋 What this filing means

JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 123 equity positions with a total reported market value of $195.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

123

Positions

$195.22M

Total AUM (reported)

3.11M

Total Shares

Allocation by class

COM$31.68M16.2%

SEMICONDUCTR ETF$10.35M5.3%

S&P 500 DV ARIST$7.37M3.8%

S&P500 EQL TEC$6.74M3.5%

US BRD MKT ETF$6.53M3.3%

US LCAP GR ETF$5.72M2.9%

TECHNOLOGY$5.67M2.9%

Portfolio Concentration

Top 3$26.99M13.8%

4–10$41.24M21.1%

11–25$48.89M25.0%

Rest$78.10M40.0%

Top 3 weight

13.8%

Top 10 weight

35.0%

Voting Authority Distribution

Total shares with voting rights: 3.11M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.11M

% of voting shares100.0%

Investment Discretion (by position count)

Sole123

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings123

Rows:

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares39.69K

TypeSH

Market value$10.35M

5.30%

Sole

0.00

Shared

0.00

None

39.69K

APPLE INC

SOLE

COM

Shares44.02K

TypeSH

Market value$9.27M

4.75%

Sole

0.00

Shared

0.00

None

44.02K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares76.69K

TypeSH

Market value$7.37M

3.78%

Sole

0.00

Shared

0.00

None

76.69K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares183.78K

TypeSH

Market value$6.74M

3.45%

Sole

0.00

Shared

0.00

None

183.78K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares103.82K

TypeSH

Market value$6.53M

3.34%

Sole

0.00

Shared

0.00

None

103.82K

AMAZON COM INC

SOLE

COM

Shares31.83K

TypeSH

Market value$6.15M

3.15%

Sole

0.00

Shared

0.00

None

31.83K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares56.69K

TypeSH

Market value$5.72M

2.93%

Sole

0.00

Shared

0.00

None

56.69K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares25.04K

TypeSH

Market value$5.67M

2.90%

Sole

0.00

Shared

0.00

None

25.04K

NVIDIA CORPORATION

SOLE

COM

Shares44.22K

TypeSH

Market value$5.46M

2.80%

Sole

0.00

Shared

0.00

None

44.22K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL FIN

Shares81.25K

TypeSH

Market value$4.98M

2.55%

Sole

0.00

Shared

0.00

None

81.25K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares9.39K

TypeSH

Market value$4.50M

2.31%

Sole

0.00

Shared

0.00

None

9.39K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares34.64K

TypeSH

Market value$4.19M

2.15%

Sole

0.00

Shared

0.00

None

34.64K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares7.48K

TypeSH

Market value$4.07M

2.08%

Sole

0.00

Shared

0.00

None

7.48K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares71.68K

TypeSH

Market value$4.06M

2.08%

Sole

0.00

Shared

0.00

None

71.68K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares52.11K

TypeSH

Market value$4.05M

2.08%

Sole

0.00

Shared

0.00

None

52.11K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares123.94K

TypeSH

Market value$3.72M

1.91%

Sole

0.00

Shared

0.00

None

123.94K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares34.80K

TypeSH

Market value$3.17M

1.62%

Sole

0.00

Shared

0.00

None

34.80K

AMPLIFY ETF TR

SOLE

AMPLIFY CYBERSEC

Shares48.39K

TypeSH

Market value$3.13M

1.60%

Sole

0.00

Shared

0.00

None

48.39K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares21.22K

TypeSH

Market value$3.09M

1.58%

Sole

0.00

Shared

0.00

None

21.22K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares36.40K

TypeSH

Market value$2.73M

1.40%

Sole

0.00

Shared

0.00

None

36.40K

VANGUARD INDEX FDS

SOLE

MCAP GR IDXVIP

Shares10.90K

TypeSH

Market value$2.50M

1.28%

Sole

0.00

Shared

0.00

None

10.90K

META PLATFORMS INC

SOLE

CL A

Shares4.95K

TypeSH

Market value$2.49M

1.28%

Sole

0.00

Shared

0.00

None

4.95K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL IND

Shares53.71K

TypeSH

Market value$2.44M

1.25%

Sole

0.00

Shared

0.00

None

53.71K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares37.30K

TypeSH

Market value$2.40M

1.23%

Sole

0.00

Shared

0.00

None

37.30K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares49.31K

TypeSH

Market value$2.34M

1.20%

Sole

0.00

Shared

0.00

None

49.31K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	39.69K	SH	$10.35M 5.30%	39.69K
APPLE INCSOLE	COM	44.02K	SH	$9.27M 4.75%	44.02K
PROSHARES TRSOLE	S&P 500 DV ARIST	76.69K	SH	$7.37M 3.78%	76.69K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	183.78K	SH	$6.74M 3.45%	183.78K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	103.82K	SH	$6.53M 3.34%	103.82K
AMAZON COM INCSOLE	COM	31.83K	SH	$6.15M 3.15%	31.83K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	56.69K	SH	$5.72M 2.93%	56.69K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	25.04K	SH	$5.67M 2.90%	25.04K
NVIDIA CORPORATIONSOLE	COM	44.22K	SH	$5.46M 2.80%	44.22K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL FIN	81.25K	SH	$4.98M 2.55%	81.25K
INVESCO QQQ TRSOLE	UNIT SER 1	9.39K	SH	$4.50M 2.31%	9.39K
ISHARES TRSOLE	SELECT DIVID ETF	34.64K	SH	$4.19M 2.15%	34.64K
SPDR S&P 500 ETF TRSOLE	TR UNIT	7.48K	SH	$4.07M 2.08%	7.48K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	71.68K	SH	$4.06M 2.08%	71.68K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	52.11K	SH	$4.05M 2.08%	52.11K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	123.94K	SH	$3.72M 1.91%	123.94K
SELECT SECTOR SPDR TRSOLE	ENERGY	34.80K	SH	$3.17M 1.62%	34.80K
AMPLIFY ETF TRSOLE	AMPLIFY CYBERSEC	48.39K	SH	$3.13M 1.60%	48.39K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	21.22K	SH	$3.09M 1.58%	21.22K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	36.40K	SH	$2.73M 1.40%	36.40K
VANGUARD INDEX FDSSOLE	MCAP GR IDXVIP	10.90K	SH	$2.50M 1.28%	10.90K
META PLATFORMS INCSOLE	CL A	4.95K	SH	$2.49M 1.28%	4.95K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL IND	53.71K	SH	$2.44M 1.25%	53.71K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	37.30K	SH	$2.40M 1.23%	37.30K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	49.31K	SH	$2.34M 1.20%	49.31K

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