Filed: 5/3/2024ACC: 0001172661-24-002003
📋 What this filing means
JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 122 equity positions with a total reported market value of $186.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
122
Positions
$186.67M
Total AUM (reported)
3.03M
Total Shares
Allocation by class
COM$26.25M14.1%
SEMICONDUCTR ETF$8.74M4.7%
S&P 500 DV ARIST$7.53M4.0%
S&P500 EQL TEC$6.58M3.5%
US BRD MKT ETF$5.62M3.0%
TECHNOLOGY$5.28M2.8%
S&P500 EQL FIN$5.27M2.8%
Portfolio Concentration
Top 3$23.76M12.7%
4–10$37.90M20.3%
11–25$47.71M25.6%
Rest$77.30M41.4%
Top 3 weight
12.7%
Top 10 weight
33.0%
Voting Authority Distribution
Total shares with voting rights: 3.03M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.03M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole122
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings122
Rows:
VANECK ETF TRUST
SOLEShares38.85K
TypeSH
Market value$8.74M
4.68%
Sole
0.00
Shared
0.00
None
38.85K
PROSHARES TR
SOLEShares74.30K
TypeSH
Market value$7.53M
4.04%
Sole
0.00
Shared
0.00
None
74.30K
APPLE INC
SOLEShares43.63K
TypeSH
Market value$7.48M
4.01%
Sole
0.00
Shared
0.00
None
43.63K
INVESCO EXCHANGE TRADED FD T
SOLEShares186.89K
TypeSH
Market value$6.58M
3.52%
Sole
0.00
Shared
0.00
None
186.89K
SCHWAB STRATEGIC TR
SOLEShares92.06K
TypeSH
Market value$5.62M
3.01%
Sole
0.00
Shared
0.00
None
92.06K
AMAZON COM INC
SOLEShares30.46K
TypeSH
Market value$5.50M
2.94%
Sole
0.00
Shared
0.00
None
30.46K
SELECT SECTOR SPDR TR
SOLEShares25.38K
TypeSH
Market value$5.28M
2.83%
Sole
0.00
Shared
0.00
None
25.38K
INVESCO EXCHANGE TRADED FD T
SOLEShares82.04K
TypeSH
Market value$5.27M
2.82%
Sole
0.00
Shared
0.00
None
82.04K
SCHWAB STRATEGIC TR
SOLEShares55.51K
TypeSH
Market value$5.15M
2.76%
Sole
0.00
Shared
0.00
None
55.51K
ISHARES TR
SOLEShares36.60K
TypeSH
Market value$4.51M
2.42%
Sole
0.00
Shared
0.00
None
36.60K
SCHWAB STRATEGIC TR
SOLEShares53.26K
TypeSH
Market value$4.29M
2.30%
Sole
0.00
Shared
0.00
None
53.26K
INVESCO QQQ TR
SOLEShares9.01K
TypeSH
Market value$4.00M
2.14%
Sole
0.00
Shared
0.00
None
9.01K
INVESCO EXCHANGE TRADED FD T
SOLEShares124.47K
TypeSH
Market value$3.96M
2.12%
Sole
0.00
Shared
0.00
None
124.47K
J P MORGAN EXCHANGE TRADED F
SOLEShares65.76K
TypeSH
Market value$3.81M
2.04%
Sole
0.00
Shared
0.00
None
65.76K
SPDR S&P 500 ETF TR
SOLEShares6.95K
TypeSH
Market value$3.63M
1.95%
Sole
0.00
Shared
0.00
None
6.95K
NVIDIA CORPORATION
SOLEShares3.93K
TypeSH
Market value$3.55M
1.90%
Sole
0.00
Shared
0.00
None
3.93K
SELECT SECTOR SPDR TR
SOLEShares34.08K
TypeSH
Market value$3.22M
1.72%
Sole
0.00
Shared
0.00
None
34.08K
AMPLIFY ETF TR
SOLEShares49.02K
TypeSH
Market value$3.14M
1.68%
Sole
0.00
Shared
0.00
None
49.02K
SELECT SECTOR SPDR TR
SOLEShares19.92K
TypeSH
Market value$2.94M
1.58%
Sole
0.00
Shared
0.00
None
19.92K
VANGUARD BD INDEX FDS
SOLEShares34.94K
TypeSH
Market value$2.63M
1.41%
Sole
0.00
Shared
0.00
None
34.94K
INVESCO EXCHANGE TRADED FD T
SOLEShares54.53K
TypeSH
Market value$2.60M
1.39%
Sole
0.00
Shared
0.00
None
54.53K
VANGUARD INDEX FDS
SOLEShares10.96K
TypeSH
Market value$2.58M
1.38%
Sole
0.00
Shared
0.00
None
10.96K
SCHWAB STRATEGIC TR
SOLEShares51.17K
TypeSH
Market value$2.52M
1.35%
Sole
0.00
Shared
0.00
None
51.17K
SCHWAB STRATEGIC TR
SOLEShares46.40K
TypeSH
Market value$2.42M
1.30%
Sole
0.00
Shared
0.00
None
46.40K
SCHWAB STRATEGIC TR
SOLEShares38.87K
TypeSH
Market value$2.41M
1.29%
Sole
0.00
Shared
0.00
None
38.87K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 38.85K | SH | $8.74M 4.68% | 0.00 | 0.00 | 38.85K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 74.30K | SH | $7.53M 4.04% | 0.00 | 0.00 | 74.30K |
APPLE INCSOLE | COM | 43.63K | SH | $7.48M 4.01% | 0.00 | 0.00 | 43.63K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 186.89K | SH | $6.58M 3.52% | 0.00 | 0.00 | 186.89K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 92.06K | SH | $5.62M 3.01% | 0.00 | 0.00 | 92.06K |
AMAZON COM INCSOLE | COM | 30.46K | SH | $5.50M 2.94% | 0.00 | 0.00 | 30.46K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 25.38K | SH | $5.28M 2.83% | 0.00 | 0.00 | 25.38K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL FIN | 82.04K | SH | $5.27M 2.82% | 0.00 | 0.00 | 82.04K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 55.51K | SH | $5.15M 2.76% | 0.00 | 0.00 | 55.51K |
ISHARES TRSOLE | SELECT DIVID ETF | 36.60K | SH | $4.51M 2.42% | 0.00 | 0.00 | 36.60K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 53.26K | SH | $4.29M 2.30% | 0.00 | 0.00 | 53.26K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 9.01K | SH | $4.00M 2.14% | 0.00 | 0.00 | 9.01K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL HLT | 124.47K | SH | $3.96M 2.12% | 0.00 | 0.00 | 124.47K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 65.76K | SH | $3.81M 2.04% | 0.00 | 0.00 | 65.76K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.95K | SH | $3.63M 1.95% | 0.00 | 0.00 | 6.95K |
NVIDIA CORPORATIONSOLE | COM | 3.93K | SH | $3.55M 1.90% | 0.00 | 0.00 | 3.93K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 34.08K | SH | $3.22M 1.72% | 0.00 | 0.00 | 34.08K |
AMPLIFY ETF TRSOLE | AMPLIFY CYBERSEC | 49.02K | SH | $3.14M 1.68% | 0.00 | 0.00 | 49.02K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 19.92K | SH | $2.94M 1.58% | 0.00 | 0.00 | 19.92K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 34.94K | SH | $2.63M 1.41% | 0.00 | 0.00 | 34.94K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL IND | 54.53K | SH | $2.60M 1.39% | 0.00 | 0.00 | 54.53K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 10.96K | SH | $2.58M 1.38% | 0.00 | 0.00 | 10.96K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 51.17K | SH | $2.52M 1.35% | 0.00 | 0.00 | 51.17K |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 46.40K | SH | $2.42M 1.30% | 0.00 | 0.00 | 46.40K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 38.87K | SH | $2.41M 1.29% | 0.00 | 0.00 | 38.87K |
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