Filed: 1/29/2024ACC: 0001172661-24-000362
📋 What this filing means
JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $160.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
117
Positions
$160.67M
Total AUM (reported)
2.93M
Total Shares
Allocation by class
COM$23.83M14.8%
S&P 500 DV ARIST$6.74M4.2%
SEMICONDUCTR ETF$6.51M4.0%
S&P500 EQL TEC$6.17M3.8%
TECHNOLOGY$4.92M3.1%
S&P500 EQL FIN$4.84M3.0%
SELECT DIVID ETF$4.50M2.8%
Portfolio Concentration
Top 3$21.56M13.4%
4–10$33.33M20.7%
11–25$41.02M25.5%
Rest$64.77M40.3%
Top 3 weight
13.4%
Top 10 weight
34.2%
Voting Authority Distribution
Total shares with voting rights: 2.93M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.93M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole117
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings117
Rows:
APPLE INC
SOLEShares43.16K
TypeSH
Market value$8.31M
5.17%
Sole
0.00
Shared
0.00
None
43.16K
PROSHARES TR
SOLEShares70.82K
TypeSH
Market value$6.74M
4.20%
Sole
0.00
Shared
0.00
None
70.82K
VANECK ETF TRUST
SOLEShares37.20K
TypeSH
Market value$6.51M
4.05%
Sole
0.00
Shared
0.00
None
37.20K
INVESCO EXCHANGE TRADED FD T
SOLEShares188.89K
TypeSH
Market value$6.17M
3.84%
Sole
0.00
Shared
0.00
None
188.89K
SELECT SECTOR SPDR TR
SOLEShares25.57K
TypeSH
Market value$4.92M
3.06%
Sole
0.00
Shared
0.00
None
25.57K
INVESCO EXCHANGE TRADED FD T
SOLEShares82.67K
TypeSH
Market value$4.84M
3.02%
Sole
0.00
Shared
0.00
None
82.67K
ISHARES TR
SOLEShares38.36K
TypeSH
Market value$4.50M
2.80%
Sole
0.00
Shared
0.00
None
38.36K
AMAZON COM INC
SOLEShares29.59K
TypeSH
Market value$4.50M
2.80%
Sole
0.00
Shared
0.00
None
29.59K
SCHWAB STRATEGIC TR
SOLEShares53.87K
TypeSH
Market value$4.47M
2.78%
Sole
0.00
Shared
0.00
None
53.87K
SCHWAB STRATEGIC TR
SOLEShares51.64K
TypeSH
Market value$3.93M
2.45%
Sole
0.00
Shared
0.00
None
51.64K
J P MORGAN EXCHANGE TRADED F
SOLEShares68.17K
TypeSH
Market value$3.75M
2.33%
Sole
0.00
Shared
0.00
None
68.17K
INVESCO EXCHANGE TRADED FD T
SOLEShares121.93K
TypeSH
Market value$3.63M
2.26%
Sole
0.00
Shared
0.00
None
121.93K
SCHWAB STRATEGIC TR
SOLEShares61.31K
TypeSH
Market value$3.41M
2.12%
Sole
0.00
Shared
0.00
None
61.31K
INVESCO QQQ TR
SOLEShares7.86K
TypeSH
Market value$3.22M
2.00%
Sole
0.00
Shared
0.00
None
7.86K
SPDR S&P 500 ETF TR
SOLEShares6.45K
TypeSH
Market value$3.07M
1.91%
Sole
0.00
Shared
0.00
None
6.45K
ETF MANAGERS TR
SOLEShares48.67K
TypeSH
Market value$2.94M
1.83%
Sole
0.00
Shared
0.00
None
48.67K
SCHWAB STRATEGIC TR
SOLEShares51.55K
TypeSH
Market value$2.69M
1.67%
Sole
0.00
Shared
0.00
None
51.55K
VANGUARD INDEX FDS
SOLEShares11.02K
TypeSH
Market value$2.42M
1.51%
Sole
0.00
Shared
0.00
None
11.02K
SCHWAB STRATEGIC TR
SOLEShares50.88K
TypeSH
Market value$2.40M
1.50%
Sole
0.00
Shared
0.00
None
50.88K
INVESCO EXCHANGE TRADED FD T
SOLEShares54.52K
TypeSH
Market value$2.35M
1.46%
Sole
0.00
Shared
0.00
None
54.52K
GLOBAL X FDS
SOLEShares135.44K
TypeSH
Market value$2.35M
1.46%
Sole
0.00
Shared
0.00
None
135.44K
ALPS ETF TR
SOLEShares43.90K
TypeSH
Market value$2.25M
1.40%
Sole
0.00
Shared
0.00
None
43.90K
VANGUARD INDEX FDS
SOLEShares10.38K
TypeSH
Market value$2.21M
1.38%
Sole
0.00
Shared
0.00
None
10.38K
SCHWAB STRATEGIC TR
SOLEShares28.74K
TypeSH
Market value$2.16M
1.35%
Sole
0.00
Shared
0.00
None
28.74K
SCHWAB STRATEGIC TR
SOLEShares38.27K
TypeSH
Market value$2.16M
1.34%
Sole
0.00
Shared
0.00
None
38.27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 43.16K | SH | $8.31M 5.17% | 0.00 | 0.00 | 43.16K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 70.82K | SH | $6.74M 4.20% | 0.00 | 0.00 | 70.82K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 37.20K | SH | $6.51M 4.05% | 0.00 | 0.00 | 37.20K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 188.89K | SH | $6.17M 3.84% | 0.00 | 0.00 | 188.89K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 25.57K | SH | $4.92M 3.06% | 0.00 | 0.00 | 25.57K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL FIN | 82.67K | SH | $4.84M 3.02% | 0.00 | 0.00 | 82.67K |
ISHARES TRSOLE | SELECT DIVID ETF | 38.36K | SH | $4.50M 2.80% | 0.00 | 0.00 | 38.36K |
AMAZON COM INCSOLE | COM | 29.59K | SH | $4.50M 2.80% | 0.00 | 0.00 | 29.59K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 53.87K | SH | $4.47M 2.78% | 0.00 | 0.00 | 53.87K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 51.64K | SH | $3.93M 2.45% | 0.00 | 0.00 | 51.64K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 68.17K | SH | $3.75M 2.33% | 0.00 | 0.00 | 68.17K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL HLT | 121.93K | SH | $3.63M 2.26% | 0.00 | 0.00 | 121.93K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 61.31K | SH | $3.41M 2.12% | 0.00 | 0.00 | 61.31K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 7.86K | SH | $3.22M 2.00% | 0.00 | 0.00 | 7.86K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.45K | SH | $3.07M 1.91% | 0.00 | 0.00 | 6.45K |
ETF MANAGERS TRSOLE | PRIME CYBR SCRTY | 48.67K | SH | $2.94M 1.83% | 0.00 | 0.00 | 48.67K |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 51.55K | SH | $2.69M 1.67% | 0.00 | 0.00 | 51.55K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 11.02K | SH | $2.42M 1.51% | 0.00 | 0.00 | 11.02K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 50.88K | SH | $2.40M 1.50% | 0.00 | 0.00 | 50.88K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL IND | 54.52K | SH | $2.35M 1.46% | 0.00 | 0.00 | 54.52K |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 135.44K | SH | $2.35M 1.46% | 0.00 | 0.00 | 135.44K |
ALPS ETF TRSOLE | SECTR DIV DOGS | 43.90K | SH | $2.25M 1.40% | 0.00 | 0.00 | 43.90K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 10.38K | SH | $2.21M 1.38% | 0.00 | 0.00 | 10.38K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 28.74K | SH | $2.16M 1.35% | 0.00 | 0.00 | 28.74K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 38.27K | SH | $2.16M 1.34% | 0.00 | 0.00 | 38.27K |
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