Filed: 10/30/2023ACC: 0001172661-23-003534
📋 What this filing means
JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 109 equity positions with a total reported market value of $143.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
109
Positions
$143.02M
Total AUM (reported)
2.93M
Total Shares
Allocation by class
COM$21.03M14.7%
S&P 500 DV ARIST$6.26M4.4%
SEMICONDUCTR ETF$5.42M3.8%
S&P500 EQL TEC$5.41M3.8%
S&P500 EQL FIN$4.46M3.1%
SELECT DIVID ETF$4.39M3.1%
TECHNOLOGY$4.22M3.0%
Portfolio Concentration
Top 3$19.07M13.3%
4–10$29.71M20.8%
11–25$36.96M25.8%
Rest$57.28M40.0%
Top 3 weight
13.3%
Top 10 weight
34.1%
Voting Authority Distribution
Total shares with voting rights: 2.93M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.93M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole109
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings109
Rows:
APPLE INC
SOLEShares43.15K
TypeSH
Market value$7.39M
5.17%
Sole
0.00
Shared
0.00
None
43.15K
PROSHARES TR
SOLEShares70.70K
TypeSH
Market value$6.26M
4.38%
Sole
0.00
Shared
0.00
None
70.70K
VANECK ETF TRUST
SOLEShares37.42K
TypeSH
Market value$5.42M
3.79%
Sole
0.00
Shared
0.00
None
37.42K
INVESCO EXCHANGE TRADED FD T
SOLEShares192.16K
TypeSH
Market value$5.41M
3.78%
Sole
0.00
Shared
0.00
None
192.16K
INVESCO EXCHANGE TRADED FD T
SOLEShares87.93K
TypeSH
Market value$4.46M
3.12%
Sole
0.00
Shared
0.00
None
87.93K
ISHARES TR
SOLEShares40.75K
TypeSH
Market value$4.39M
3.07%
Sole
0.00
Shared
0.00
None
40.75K
SELECT SECTOR SPDR TR
SOLEShares25.75K
TypeSH
Market value$4.22M
2.95%
Sole
0.00
Shared
0.00
None
25.75K
SCHWAB STRATEGIC TR
SOLEShares51.86K
TypeSH
Market value$3.77M
2.64%
Sole
0.00
Shared
0.00
None
51.86K
AMAZON COM INC
SOLEShares29.48K
TypeSH
Market value$3.75M
2.62%
Sole
0.00
Shared
0.00
None
29.48K
SCHWAB STRATEGIC TR
SOLEShares52.53K
TypeSH
Market value$3.72M
2.60%
Sole
0.00
Shared
0.00
None
52.53K
J P MORGAN EXCHANGE TRADED F
SOLEShares67.56K
TypeSH
Market value$3.62M
2.53%
Sole
0.00
Shared
0.00
None
67.56K
INVESCO EXCHANGE TRADED FD T
SOLEShares123.53K
TypeSH
Market value$3.38M
2.37%
Sole
0.00
Shared
0.00
None
123.53K
SCHWAB STRATEGIC TR
SOLEShares57.66K
TypeSH
Market value$2.91M
2.04%
Sole
0.00
Shared
0.00
None
57.66K
SCHWAB STRATEGIC TR
SOLEShares54.63K
TypeSH
Market value$2.72M
1.90%
Sole
0.00
Shared
0.00
None
54.63K
ETF MANAGERS TR
SOLEShares50.96K
TypeSH
Market value$2.63M
1.84%
Sole
0.00
Shared
0.00
None
50.96K
INVESCO QQQ TR
SOLEShares6.78K
TypeSH
Market value$2.43M
1.70%
Sole
0.00
Shared
0.00
None
6.78K
SELECT SECTOR SPDR TR
SOLEShares25.46K
TypeSH
Market value$2.30M
1.61%
Sole
0.00
Shared
0.00
None
25.46K
GLOBAL X FDS
SOLEShares135.85K
TypeSH
Market value$2.28M
1.59%
Sole
0.00
Shared
0.00
None
135.85K
SPDR S&P 500 ETF TR
SOLEShares5.17K
TypeSH
Market value$2.21M
1.54%
Sole
0.00
Shared
0.00
None
5.17K
VANGUARD INDEX FDS
SOLEShares11.11K
TypeSH
Market value$2.16M
1.51%
Sole
0.00
Shared
0.00
None
11.11K
ALPS ETF TR
SOLEShares45.26K
TypeSH
Market value$2.13M
1.49%
Sole
0.00
Shared
0.00
None
45.26K
INVESCO EXCHANGE TRADED FD T
SOLEShares55.53K
TypeSH
Market value$2.13M
1.49%
Sole
0.00
Shared
0.00
None
55.53K
SCHWAB STRATEGIC TR
SOLEShares49.47K
TypeSH
Market value$2.05M
1.43%
Sole
0.00
Shared
0.00
None
49.47K
VANGUARD SPECIALIZED FUNDS
SOLEShares12.96K
TypeSH
Market value$2.01M
1.41%
Sole
0.00
Shared
0.00
None
12.96K
VANECK ETF TRUST
SOLEShares118.54K
TypeSH
Market value$1.99M
1.39%
Sole
0.00
Shared
0.00
None
118.54K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 43.15K | SH | $7.39M 5.17% | 0.00 | 0.00 | 43.15K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 70.70K | SH | $6.26M 4.38% | 0.00 | 0.00 | 70.70K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 37.42K | SH | $5.42M 3.79% | 0.00 | 0.00 | 37.42K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 192.16K | SH | $5.41M 3.78% | 0.00 | 0.00 | 192.16K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL FIN | 87.93K | SH | $4.46M 3.12% | 0.00 | 0.00 | 87.93K |
ISHARES TRSOLE | SELECT DIVID ETF | 40.75K | SH | $4.39M 3.07% | 0.00 | 0.00 | 40.75K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 25.75K | SH | $4.22M 2.95% | 0.00 | 0.00 | 25.75K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 51.86K | SH | $3.77M 2.64% | 0.00 | 0.00 | 51.86K |
AMAZON COM INCSOLE | COM | 29.48K | SH | $3.75M 2.62% | 0.00 | 0.00 | 29.48K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 52.53K | SH | $3.72M 2.60% | 0.00 | 0.00 | 52.53K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 67.56K | SH | $3.62M 2.53% | 0.00 | 0.00 | 67.56K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL HLT | 123.53K | SH | $3.38M 2.37% | 0.00 | 0.00 | 123.53K |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 57.66K | SH | $2.91M 2.04% | 0.00 | 0.00 | 57.66K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 54.63K | SH | $2.72M 1.90% | 0.00 | 0.00 | 54.63K |
ETF MANAGERS TRSOLE | PRIME CYBR SCRTY | 50.96K | SH | $2.63M 1.84% | 0.00 | 0.00 | 50.96K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.78K | SH | $2.43M 1.70% | 0.00 | 0.00 | 6.78K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 25.46K | SH | $2.30M 1.61% | 0.00 | 0.00 | 25.46K |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 135.85K | SH | $2.28M 1.59% | 0.00 | 0.00 | 135.85K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.17K | SH | $2.21M 1.54% | 0.00 | 0.00 | 5.17K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 11.11K | SH | $2.16M 1.51% | 0.00 | 0.00 | 11.11K |
ALPS ETF TRSOLE | SECTR DIV DOGS | 45.26K | SH | $2.13M 1.49% | 0.00 | 0.00 | 45.26K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL IND | 55.53K | SH | $2.13M 1.49% | 0.00 | 0.00 | 55.53K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 49.47K | SH | $2.05M 1.43% | 0.00 | 0.00 | 49.47K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 12.96K | SH | $2.01M 1.41% | 0.00 | 0.00 | 12.96K |
VANECK ETF TRUSTSOLE | PREFERRED SECURT | 118.54K | SH | $1.99M 1.39% | 0.00 | 0.00 | 118.54K |
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