JOSEPH P. LUCIA & ASSOCIATES, LLC

Filed: 7/21/2023ACC: 0001172661-23-002574

📋 What this filing means

JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $149.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

117

Positions

$149.38M

Total AUM (reported)

2.59M

Total Shares

Allocation by class

COM$21.83M14.6%

S&P 500 DV ARIST$6.70M4.5%

S&P500 EQL TEC$5.72M3.8%

SEMICONDUCTR ETF$5.64M3.8%

SELECT DIVID ETF$5.12M3.4%

S&P500 EQL FIN$4.69M3.1%

TECHNOLOGY$4.61M3.1%

Portfolio Concentration

Top 3$20.71M13.9%

4–10$31.33M21.0%

11–25$37.31M25.0%

Rest$60.03M40.2%

Top 3 weight

13.9%

Top 10 weight

34.8%

Voting Authority Distribution

Total shares with voting rights: 2.59M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.59M

% of voting shares100.0%

Investment Discretion (by position count)

Sole117

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings117

Rows:

APPLE INC

SOLE

COM

Shares42.72K

TypeSH

Market value$8.29M

5.55%

Sole

0.00

Shared

0.00

None

42.72K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares71.06K

TypeSH

Market value$6.70M

4.48%

Sole

0.00

Shared

0.00

None

71.06K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares19.46K

TypeSH

Market value$5.72M

3.83%

Sole

0.00

Shared

0.00

None

19.46K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares37.03K

TypeSH

Market value$5.64M

3.77%

Sole

0.00

Shared

0.00

None

37.03K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares45.19K

TypeSH

Market value$5.12M

3.43%

Sole

0.00

Shared

0.00

None

45.19K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL FIN

Shares91.56K

TypeSH

Market value$4.69M

3.14%

Sole

0.00

Shared

0.00

None

91.56K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares26.54K

TypeSH

Market value$4.61M

3.09%

Sole

0.00

Shared

0.00

None

26.54K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares51.28K

TypeSH

Market value$3.84M

2.57%

Sole

0.00

Shared

0.00

None

51.28K

AMAZON COM INC

SOLE

COM

Shares28.63K

TypeSH

Market value$3.73M

2.50%

Sole

0.00

Shared

0.00

None

28.63K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares12.39K

TypeSH

Market value$3.69M

2.47%

Sole

0.00

Shared

0.00

None

12.39K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares48.16K

TypeSH

Market value$3.50M

2.34%

Sole

0.00

Shared

0.00

None

48.16K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares60.36K

TypeSH

Market value$3.16M

2.12%

Sole

0.00

Shared

0.00

None

60.36K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares54.15K

TypeSH

Market value$3.00M

2.01%

Sole

0.00

Shared

0.00

None

54.15K

ETF MANAGERS TR

SOLE

PRIME CYBR SCRTY

Shares52.24K

TypeSH

Market value$2.64M

1.77%

Sole

0.00

Shared

0.00

None

52.24K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares47.09K

TypeSH

Market value$2.43M

1.63%

Sole

0.00

Shared

0.00

None

47.09K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL STP

Shares14.26K

TypeSH

Market value$2.39M

1.60%

Sole

0.00

Shared

0.00

None

14.26K

GLOBAL X FDS

SOLE

NASDAQ 100 COVER

Shares134.40K

TypeSH

Market value$2.39M

1.60%

Sole

0.00

Shared

0.00

None

134.40K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares6.28K

TypeSH

Market value$2.32M

1.55%

Sole

0.00

Shared

0.00

None

6.28K

VANGUARD INDEX FDS

SOLE

MCAP GR IDXVIP

Shares11.27K

TypeSH

Market value$2.32M

1.55%

Sole

0.00

Shared

0.00

None

11.27K

ALPS ETF TR

SOLE

SECTR DIV DOGS

Shares46.15K

TypeSH

Market value$2.31M

1.54%

Sole

0.00

Shared

0.00

None

46.15K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL IND

Shares11.07K

TypeSH

Market value$2.26M

1.52%

Sole

0.00

Shared

0.00

None

11.07K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares4.90K

TypeSH

Market value$2.17M

1.45%

Sole

0.00

Shared

0.00

None

4.90K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares49.44K

TypeSH

Market value$2.17M

1.45%

Sole

0.00

Shared

0.00

None

49.44K

VANECK ETF TRUST

SOLE

PREFERRED SECURT

Shares120.96K

TypeSH

Market value$2.14M

1.43%

Sole

0.00

Shared

0.00

None

120.96K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares13.02K

TypeSH

Market value$2.11M

1.42%

Sole

0.00

Shared

0.00

None

13.02K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	42.72K	SH	$8.29M 5.55%	42.72K
PROSHARES TRSOLE	S&P 500 DV ARIST	71.06K	SH	$6.70M 4.48%	71.06K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	19.46K	SH	$5.72M 3.83%	19.46K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	37.03K	SH	$5.64M 3.77%	37.03K
ISHARES TRSOLE	SELECT DIVID ETF	45.19K	SH	$5.12M 3.43%	45.19K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL FIN	91.56K	SH	$4.69M 3.14%	91.56K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	26.54K	SH	$4.61M 3.09%	26.54K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	51.28K	SH	$3.84M 2.57%	51.28K
AMAZON COM INCSOLE	COM	28.63K	SH	$3.73M 2.50%	28.63K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	12.39K	SH	$3.69M 2.47%	12.39K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	48.16K	SH	$3.50M 2.34%	48.16K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	60.36K	SH	$3.16M 2.12%	60.36K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	54.15K	SH	$3.00M 2.01%	54.15K
ETF MANAGERS TRSOLE	PRIME CYBR SCRTY	52.24K	SH	$2.64M 1.77%	52.24K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	47.09K	SH	$2.43M 1.63%	47.09K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL STP	14.26K	SH	$2.39M 1.60%	14.26K
GLOBAL X FDSSOLE	NASDAQ 100 COVER	134.40K	SH	$2.39M 1.60%	134.40K
INVESCO QQQ TRSOLE	UNIT SER 1	6.28K	SH	$2.32M 1.55%	6.28K
VANGUARD INDEX FDSSOLE	MCAP GR IDXVIP	11.27K	SH	$2.32M 1.55%	11.27K
ALPS ETF TRSOLE	SECTR DIV DOGS	46.15K	SH	$2.31M 1.54%	46.15K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL IND	11.07K	SH	$2.26M 1.52%	11.07K
SPDR S&P 500 ETF TRSOLE	TR UNIT	4.90K	SH	$2.17M 1.45%	4.90K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	49.44K	SH	$2.17M 1.45%	49.44K
VANECK ETF TRUSTSOLE	PREFERRED SECURT	120.96K	SH	$2.14M 1.43%	120.96K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	13.02K	SH	$2.11M 1.42%	13.02K

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